Dividend Calendar 31 December 2013

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On 31 December 2013 727 securities pay a dividend.

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All 727 dividends with pay date on 31 December 2013

Security	Ex-Date	Pay Date	Div.%	Amount
Ares Capital Corp	12/12/2013	31/12/2013	10.28%	$0.43
Broadcom Inc	18/12/2013	31/12/2013	0.72%	$0.03
LTC Properties Inc	19/12/2013	31/12/2013	5.37%	$0.17
American Tower Corp	12/12/2013	31/12/2013	4.35%	$0.29
Gladstone Commercial Corp	12/12/2013	31/12/2013	9.35%	$0.13
Gladstone Capital Corp	12/12/2013	31/12/2013	9.47%	$0.14
Repsol SA	23/12/2013	31/12/2013	4.28%	€0.38
Gladstone Investment Corp	12/12/2013	31/12/2013	5.95%	$0.06
Canadian National Railway Co	06/12/2013	31/12/2013	2.02%	CA$0.22
Prologis Inc	16/12/2013	31/12/2013	3.07%	$0.28
Oxford Lane Capital Corporation	13/12/2013	31/12/2013	27.57%	$2.75
Invesco EQQQ NASDAQ-100 UCITS ETF	03/01/2014	31/12/2013	0.24%	$0.21
Best Buy Co Inc	06/12/2013	31/12/2013	4.55%	$0.17
The Western Union Co	13/12/2013	31/12/2013	11.31%	$0.13
BlackRock TCP Capital Corp	06/12/2013	31/12/2013	21.67%	$0.41
TransAlta Renewables Inc	28/11/2013	31/12/2013	0.00%	CA$0.06
Oxford Square Capital Corp BDC	13/12/2013	31/12/2013	29.23%	$0.29
Extra Space Storage Inc	11/12/2013	31/12/2013	4.45%	$0.40
Devon Energy Corp	11/12/2013	31/12/2013	2.79%	$0.22
Gladstone Land Corp	12/12/2013	31/12/2013	6.48%	$0.45
Eversource Energy	11/12/2013	31/12/2013	4.31%	$0.37
Reaves Utility Income Trust	16/12/2013	31/12/2013	6.23%	$0.13
Becton Dickinson & Co	06/12/2013	31/12/2013	2.78%	$0.55
Intercontinental Exchange Inc	12/12/2013	31/12/2013	1.50%	$0.13
New Mountain Finance Corp	13/12/2013	31/12/2013	14.60%	$0.34
Two Harbors Investment Corp	24/12/2013	31/12/2013	11.25%	$2.08
Universal Health Realty Income Trust	13/12/2013	31/12/2013	6.96%	$0.63
Guggenheim Strategic Opportunities Fund	11/12/2013	31/12/2013	20.92%	$0.18
Vanguard S&P 500 ETF	24/12/2013	31/12/2013	1.29%	$0.91
Ventas Inc	12/12/2013	31/12/2013	2.17%	$0.73
Service Corp International	11/12/2013	31/12/2013	1.86%	$0.07
Brookfield Infrastructure Partners LP	26/11/2013	31/12/2013	4.63%	$0.43
Brookfield Infrastructure Partners LP	27/11/2013	31/12/2013	4.63%	$0.29
Invesco RAFI All-World Fundamental Value UCITS ETF	03/01/2014	31/12/2013	1.71%	$0.03
Dividend Growth Split Corp A	24/12/2013	31/12/2013	13.55%	$0.25
Rayonier Inc	13/12/2013	31/12/2013	4.87%	$0.49
Garmin Ltd	12/12/2013	31/12/2013	1.78%	$0.45
abrdn Global Premier Property	19/12/2013	31/12/2013	12.24%	$0.15
Cohen & Steers Infrastructure Fund	19/12/2013	31/12/2013	7.11%	$0.36
Templeton Dragon Fund Inc	11/12/2013	31/12/2013	5.61%	$1.06
Atco Ltd - Class I	04/12/2013	31/12/2013	2.64%	CA$0.19
The Travelers Companies Inc	06/12/2013	31/12/2013	1.35%	$0.50
Invesco QQQ Trust	20/12/2013	31/12/2013	0.44%	$0.27
Cornerstone Strategic Investment Fund, Inc.	11/12/2013	31/12/2013	21.62%	$0.10
Ross Stores Inc	09/12/2013	31/12/2013	0.78%	$0.17
M&T Bank Corp	27/11/2013	31/12/2013	2.69%	$0.70
Las Vegas Sands Corp	18/12/2013	31/12/2013	2.85%	$0.35
CBRE Global Real Estate Income Fund	19/12/2013	31/12/2013	15.50%	$0.05
Bombardier Inc Registered Shs -B- Subord Vtg	11/12/2013	31/12/2013	0.00%	CA$0.63
Cohen & Steers Quality Income Realty Fund	19/12/2013	31/12/2013	8.71%	$0.18
Federal Agricultural Mortgage Corp Class C	18/12/2013	31/12/2013	3.21%	$0.12
BlackRock Enhanced Equity Dividend Fund	18/12/2013	31/12/2013	8.31%	$0.14
HICL Infrastructure PLC Ord	20/11/2013	31/12/2013	6.22%	£0.04
BlackRock Health Sciences Trust	18/12/2013	31/12/2013	7.41%	$2.34
The Marzetti Co	05/12/2013	31/12/2013	3.86%	$0.44
Cenovus Energy Inc	11/12/2013	31/12/2013	2.14%	CA$0.24
Eaton Vance Tax-Advantaged Global Dividend Income Fund	20/12/2013	31/12/2013	6.75%	$0.10
PotlatchDeltic Corp	13/12/2013	31/12/2013	4.49%	$0.35
EastGroup Properties Inc	18/12/2013	31/12/2013	3.08%	$0.54
Power Corporation of Canada Shs	06/12/2013	31/12/2013	2.96%	CA$0.29
Sun Life Financial Inc	25/11/2013	31/12/2013	3.49%	CA$0.36
abrdn Total Dynamic Dividend Fund	19/12/2013	31/12/2013	13.01%	$0.05
Invesco RAFI Emerging Markets Fundamental Value UCITS ETF	03/01/2014	31/12/2013	2.53%	$0.02
Cohen & Steers REIT & Preferred Income Fund	19/12/2013	31/12/2013	7.92%	$0.30
Boston Pizza Royalties Income Fund	19/12/2013	31/12/2013	6.63%	CA$0.10
C.H. Robinson Worldwide Inc	13/12/2013	31/12/2013	1.22%	$0.35
Cornerstone Total Return Fund Inc	11/12/2013	31/12/2013	20.67%	$0.09
Vanguard Real Estate Index Fund ETF Shares	24/12/2013	31/12/2013	3.49%	$1.01
abrdn Healthcare Investors	25/11/2013	31/12/2013	11.68%	$0.50
Cohen & Steers Total Return Realty	19/12/2013	31/12/2013	8.37%	$0.22
Grupo Financiero Banorte SAB de CV Class O	26/12/2013	31/12/2013	9.22%	MX$0.39
Nuveen NASDAQ 100 Dynamic Overwrite Fund	11/12/2013	31/12/2013	9.97%	$0.30
Invesco Senior Income Trust	10/12/2013	31/12/2013	11.68%	$0.03
PIMCO GIS Income Fund E Class EUR (Hedged) Income	30/12/2013	31/12/2013	7.05%	€0.04
Invesco KBW High Dividend Yield Financial ETF	13/12/2013	31/12/2013	13.54%	$0.15
Martin Marietta Materials Inc	27/11/2013	31/12/2013	0.64%	$0.40
Public Service Enterprise Group Inc	04/12/2013	31/12/2013	3.42%	$0.36
abrdn SICAV I - Frontier Markets Bond Fund A MInc	01/12/2013	31/12/2013	8.15%	$0.04
Cohen & Steers Closed-End Opportunity Fund	19/12/2013	31/12/2013	7.69%	$0.26
Nuveen Preferred & Income Opportunities Fund	11/12/2013	31/12/2013	9.73%	$0.06
Huntsman Corp	12/12/2013	31/12/2013	2.67%	$0.13
Eaton Vance Enhanced Equity Income Fund II	20/12/2013	31/12/2013	8.48%	$0.09
Advent Convertible & Income Fund	11/12/2013	31/12/2013	11.20%	$0.09
Great-West Lifeco Inc	29/11/2013	31/12/2013	3.04%	CA$0.31
BlackRock Enhanced Large Cap Core Fund, Inc	18/12/2013	31/12/2013	6.95%	$0.30
abrdn Life Sciences Investors	25/11/2013	31/12/2013	11.27%	$0.40
Invesco RAFI US Fundamental Value UCITS ETF	03/01/2014	31/12/2013	1.16%	$0.05
Invesco S&P 500 High Dividend Low Volatility ETF	13/12/2013	31/12/2013	4.92%	$0.10
ITT Inc	13/11/2013	31/12/2013	0.83%	$0.10
Nuveen Floating Rate Income Fund	11/12/2013	31/12/2013	12.16%	$0.06
Vanguard Total Bond Market Index Fund ETF Shares	24/12/2013	31/12/2013	4.06%	$0.24
Amplify CEF High Income ETF	24/12/2013	31/12/2013	12.60%	$0.20
Ares Dynamic Credit Allocation Fund, Inc.	19/12/2013	31/12/2013	10.85%	$0.12
DoubleLine Income Solutions Fund	18/12/2013	31/12/2013	12.35%	$0.15
Neuberger Berman Real Est Securities Inc	12/12/2013	31/12/2013	12.85%	$0.02
Ameren Corp	09/12/2013	31/12/2013	2.72%	$0.40
Vanguard Growth Index Fund ETF Shares	24/12/2013	31/12/2013	0.41%	$0.06
BlackRock Resources & Commodities Strategy Trust	18/12/2013	31/12/2013	7.06%	$0.23
H&R Real Estate Investment Trust Stapled Units Cons of 1 H&R REIT Ut ' 1 H&R Finance Trust Ut	11/12/2013	31/12/2013	5.39%	CA$0.12
Origin Materials Inc Shs	23/12/2013	31/12/2013	0.00%	$0.14
State Street Energy Select Sector SPDR ETF	20/12/2013	31/12/2013	2.52%	$0.40
Neuberger High Yield Strategies	12/12/2013	31/12/2013	18.14%	$0.09
ProShares S&P 500 Dividend Aristocrats ETF	24/12/2013	31/12/2013	2.07%	$0.07
Eaton Vance Tax-Managed Buy-Write Opportunities Fund	20/12/2013	31/12/2013	8.02%	$0.11
Ovintiv Inc	11/12/2013	31/12/2013	1.93%	$0.07
Invesco RAFI Europe Fundamental Value UCITS ETF	03/01/2014	31/12/2013	2.67%	€0.02
State Street SPDR Portfolio S&P 500 ETF	20/12/2013	31/12/2013	1.05%	$0.11
Bridgemarq Real Estate Services Inc	27/11/2013	31/12/2013	25.69%	CA$0.09
Patterson-UTI Energy Inc	13/12/2013	31/12/2013	3.70%	$0.05
abrdn Global Dynamic Dividend Fund	19/12/2013	31/12/2013	13.39%	$0.06
Canadian Net REIT	06/12/2013	31/12/2013	7.57%	CA$0.03
BlackRock Enhanced International Dividend Trust	18/12/2013	31/12/2013	9.03%	$0.17
Hess Corp	13/12/2013	31/12/2013	0.00%	$0.25
NorthWestern Energy Group Inc	11/12/2013	31/12/2013	3.71%	$0.38
Templeton Emerging Markets Income Fund	11/12/2013	31/12/2013	8.79%	$0.49
Eaton Vance Tax-Advantaged Dividend Income Fund	20/12/2013	31/12/2013	7.28%	$0.11
Eaton Vance Tax-Managed Global Diversified Equity Income Fund	20/12/2013	31/12/2013	8.24%	$0.08
BlackRock Energy & Resources Trust	18/12/2013	31/12/2013	6.99%	$2.91
Flaherty & Crumrine Preferred Income Opportunity Fund	19/12/2013	31/12/2013	7.17%	$0.15
GATX Corp	11/12/2013	31/12/2013	1.49%	$0.31
Invesco CEF Income Composite ETF	13/12/2013	31/12/2013	7.06%	$0.18
Invesco KBW Premium Yield Equity REIT ETF	13/12/2013	31/12/2013	7.70%	$0.12
SIR Royalty Income Fund	17/12/2013	31/12/2013	8.42%	CA$0.10
Seven Hills Realty Trust	19/12/2013	31/12/2013	14.06%	$0.32
State Street Utilities Select Sector SPDR ETF	20/12/2013	31/12/2013	2.58%	$0.20
Nuveen Real Asset Income and Growth Fund	11/12/2013	31/12/2013	12.40%	$0.13
Nuveen Real Asset Income and Growth Fund	24/12/2013	31/12/2013	12.40%	$1.59
State Street Health Care Select Sector SPDR ETF	20/12/2013	31/12/2013	1.57%	$0.23
PIMCO GIS Income Fund E Class USD Income	30/12/2013	31/12/2013	6.35%	$0.04
RenaissanceRe Holdings Ltd	11/12/2013	31/12/2013	0.52%	$0.28
Eaton Vance Enhanced Equity Income Fund	20/12/2013	31/12/2013	8.14%	$0.09
Intact Financial Corp	12/12/2013	31/12/2013	2.16%	CA$0.44
Methanex Corp	13/12/2013	31/12/2013	1.27%	$0.20
PIMCO GIS Income Fund Institutional EUR (Hedged) Income	30/12/2013	31/12/2013	6.71%	€0.04
Range Resources Corp	12/12/2013	31/12/2013	1.07%	$0.04
State Street Technology Select Sector SPDR ETF	20/12/2013	31/12/2013	0.44%	$0.09
SoftBank Group Corp ADR	25/09/2013	31/12/2013	0.20%	$0.01
Hillenbrand Inc	13/12/2013	31/12/2013	0.00%	$0.20
KraneShares CSI China Internet ETF	30/12/2013	31/12/2013	7.98%	$0.10
Maple Leaf Foods Inc	04/12/2013	31/12/2013	2.97%	CA$0.04
PGIM Global High Yield Fund, Inc.	18/12/2013	31/12/2013	10.69%	$0.13
Real Estate Credit Investments Limited	04/12/2013	31/12/2013	10.32%	£0.03
State Street Consumer Staples Select Sector SPDR ETF	20/12/2013	31/12/2013	2.64%	$0.32
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund	20/12/2013	31/12/2013	6.88%	$0.67
Vanguard Value Index Fund ETF Shares	24/12/2013	31/12/2013	2.22%	$0.49
Chemtrade Logistics Income Fund	27/11/2013	31/12/2013	4.29%	CA$0.10
Invesco Preferred ETF	13/12/2013	31/12/2013	6.25%	$0.07
New World Development Co Ltd	21/11/2013	31/12/2013	0.00%	HK$1.14
State Street Financial Select Sector SPDR ETF	20/12/2013	31/12/2013	1.45%	$0.10
State Street SPDR Portfolio S&P 500 Growth ETF	20/12/2013	31/12/2013	0.50%	$0.09
Vanguard Small-Cap Index Fund ETF Shares	24/12/2013	31/12/2013	1.22%	$1.42
WisdomTree Emerging Markets High Dividend Fund	24/12/2013	31/12/2013	2.84%	$0.25
Blackstone Long-Short Credit Income	19/12/2013	31/12/2013	9.08%	$0.16
Eaton Vance Tax-Managed Diversified Equity Income Fund	20/12/2013	31/12/2013	8.37%	$0.08
John Hancock Financial Opportunities Fund	10/12/2013	31/12/2013	6.49%	$0.30
Magellan Aerospace Corp	10/12/2013	31/12/2013	0.63%	CA$0.03
Neuberger Energy Infrastructure and Income Fund Inc	12/12/2013	31/12/2013	7.93%	$0.11
Olympia Financial Group Inc	23/12/2013	31/12/2013	5.49%	CA$10.00
PGIM High Yield Bond Fund, Inc.	18/12/2013	31/12/2013	9.93%	$0.12
WisdomTree U.S. High Dividend Fund	24/12/2013	31/12/2013	3.27%	$0.19
Invesco Senior Loan ETF	13/12/2013	31/12/2013	2.14%	$0.08
Nuveen Credit Strategies Income Fund	11/12/2013	31/12/2013	12.45%	$0.05
Power Integrations Inc	26/11/2013	31/12/2013	1.25%	$0.08
Brompton Split Banc Corp - Class A	27/12/2013	31/12/2013	7.37%	CA$0.07
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	20/12/2013	31/12/2013	8.45%	$0.10
Vanguard Small-Cap Value Index Fund ETF Shares	24/12/2013	31/12/2013	1.78%	$1.80
Alliance Witan PLC	04/12/2013	31/12/2013	2.26%	£0.02
Cineplex Inc	27/11/2013	31/12/2013	0.00%	CA$0.12
CECO Environmental Corp	13/12/2013	31/12/2013	0.00%	$0.05
Invesco High Income Trust II	10/12/2013	31/12/2013	10.75%	$0.11
Invesco High Yield Equity Dividend Achievers ETF	13/12/2013	31/12/2013	4.82%	$0.03
Invesco S&P 500 Equal Weight ETF	20/12/2013	31/12/2013	1.51%	$0.25
Vanguard Total International Bond Index Fund ETF Shares	24/12/2013	31/12/2013	2.77%	$0.07
Duff & Phelps Utility and Infrastructure Fund Inc	12/12/2013	31/12/2013	5.98%	$0.35
Invesco China Technology ETF	24/12/2013	31/12/2013	2.24%	$0.28
Nuveen Preferred Securities & Income Opportunities Fund	11/12/2013	31/12/2013	0.00%	$0.17
State Street SPDR S&P Dividend ETF	20/12/2013	31/12/2013	2.42%	$0.47
Accendra Health Inc	12/12/2013	31/12/2013	0.00%	$0.24
Eaton Vance Risk-Managed Diversified Equity Income Fund	20/12/2013	31/12/2013	9.29%	$0.09
Eaton Vance Tax-Managed Buy-Write Income Fund	20/12/2013	31/12/2013	8.22%	$0.11
Nabors Industries Ltd	06/12/2013	31/12/2013	0.00%	$0.04
A&W Revenue Royalties Income Fund	11/12/2013	31/12/2013	0.00%	CA$0.12
AB FCP I - Global High Yield Portfolio A Inc	31/12/2013	31/12/2013	7.45%	$0.02
Eaton Vance Floating-Rate Income Trust	20/12/2013	31/12/2013	9.15%	$0.08
Farmers National Banc Corp	11/12/2013	31/12/2013	4.59%	$0.03
Flaherty & Crumrine Dynamic Preferred and Income Fund	19/12/2013	31/12/2013	7.42%	$0.21
Flaherty & Crumrine Preferred Securities Income Fund	19/12/2013	31/12/2013	7.48%	$0.18
Vanguard Intermediate-Term Corporate Bond Index Fund ETF Shares	24/12/2013	31/12/2013	4.91%	$0.82
Vanguard Short-Term Treasury Index Fund ETF Shares	24/12/2013	31/12/2013	3.68%	$0.06
WisdomTree U.S. Quality Dividend Growth Fund	24/12/2013	31/12/2013	1.04%	$0.07
Designer Brands Inc Class A	17/12/2013	31/12/2013	3.67%	$0.13
Eaton Vance Senior Floating-Rate Trust	20/12/2013	31/12/2013	8.62%	$0.08
Elme Communities	12/12/2013	31/12/2013	0.00%	$0.30
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	11/12/2013	31/12/2013	10.93%	$0.14
MFA Financial Inc 7.5 % Cum Red Pfd Registered Shs Series -B-	29/11/2013	31/12/2013	9.31%	$0.47
ProShares Ultra S&P500	24/12/2013	31/12/2013	0.69%	$0.01
State Street Industrial Select Sector SPDR ETF	20/12/2013	31/12/2013	1.13%	$0.26
State Street SPDR S&P Biotech ETF	20/12/2013	31/12/2013	0.09%	$0.04
Aberdeen Multi-Market Income Fund	17/12/2013	31/12/2013	11.00%	$0.04
Douglas Dynamics Inc	19/12/2013	31/12/2013	2.51%	$0.21
First Eagle Alternative Capital BDC Inc	12/12/2013	31/12/2013	0.00%	$0.34
Invesco Aerospace & Defense ETF	20/12/2013	31/12/2013	0.10%	$0.08
MFS Intermediate High Income Fund	17/12/2013	31/12/2013	10.68%	$0.03
NexPoint Diversified Real Estate Trust	19/12/2013	31/12/2013	10.92%	$0.12
Vanguard Intermediate-Term Treasury Index Fund ETF Shares	24/12/2013	31/12/2013	3.87%	$0.26
Vanguard Long-Term Bond Index Fund ETF Shares	24/12/2013	31/12/2013	4.91%	$0.33
Apollo Tactical Income Fund Inc.	16/12/2013	31/12/2013	0.00%	$0.15
Blackstone Senior Floating Rate 2027 Term Fund	19/12/2013	31/12/2013	8.09%	$0.11
Bonterra Energy Corp	12/12/2013	31/12/2013	0.00%	CA$0.29
CAE Inc	12/12/2013	31/12/2013	0.00%	CA$0.06
First Trust Enhanced Equity Income Fund	20/12/2013	31/12/2013	7.51%	$0.23
First Trust STOXX European Select Dividend Index Fund	18/12/2013	31/12/2013	3.59%	$0.10
Invesco S&P 500 BuyWrite ETF	20/12/2013	31/12/2013	10.46%	$0.69
MFS Charter Income	17/12/2013	31/12/2013	8.90%	$0.05
Nuveen Mortgage and Income Fund	11/12/2013	31/12/2013	10.57%	$0.14
Oxford Lane Capital Corp 6% PRF PERPETUAL USD 25 - Ser 2029	18/12/2013	31/12/2013	6.22%	$0.16
Vanguard Short-Term Bond Index Fund ETF Shares	24/12/2013	31/12/2013	4.05%	$0.08
Blackstone Strategic Credit 2027 Term Fund	19/12/2013	31/12/2013	8.08%	$0.12
Cohen & Steers Limited Duration Preferred and Income Fund, Inc	18/12/2013	31/12/2013	7.57%	$0.16
Cohen & Steers Select Preferred and Income Fund	18/12/2013	31/12/2013	7.64%	$0.17
Federal Agricultural Mortgage Corp Class A	18/12/2013	31/12/2013	4.53%	$0.12
Horace Mann Educators Corp	19/12/2013	31/12/2013	2.84%	$0.20
Invesco Global Listed Private Equity ETF	20/12/2013	31/12/2013	6.20%	$0.62
John Hancock Investors Trust	10/12/2013	31/12/2013	9.37%	$0.45
Nuveen AMT-Free Municipal Credit Income Fund	11/12/2013	31/12/2013	7.68%	$0.12
Nuveen Core Equity Alpha Fund	24/12/2013	31/12/2013	9.01%	$0.36
Nuveen Core Equity Alpha Fund	11/12/2013	31/12/2013	9.01%	$0.28
Nuveen S&P 500 Dynamic Overwrite Fund	11/12/2013	31/12/2013	9.13%	$0.28
Saba Capital Income & Opportunities Fund II	12/12/2013	31/12/2013	8.47%	$0.28
State Street Consumer Discretionary Select Sector SPDR ETF	20/12/2013	31/12/2013	0.83%	$0.26
State Street SPDR S&P Aerospace & Defense ETF	20/12/2013	31/12/2013	0.30%	$0.93
State Street SPDR S&P Metals & Mining ETF	20/12/2013	31/12/2013	0.36%	$0.15
Vanguard Mid-Cap Index Fund ETF Shares	24/12/2013	31/12/2013	1.33%	$1.27
Western Asset Infl-Linked Opps & Inc Fd	11/12/2013	31/12/2013	8.98%	$0.03
BlackRock Municipal Income Trust	11/12/2013	31/12/2013	0.00%	$0.00
Enterprise Financial Services Corp	12/12/2013	31/12/2013	2.88%	$0.05
First Trust Water ETF	18/12/2013	31/12/2013	0.73%	$0.04
Invesco Solar ETF	24/12/2013	31/12/2013	0.00%	$0.45
Nuveen Real Estate Income Fund	11/12/2013	31/12/2013	8.78%	$0.23
Simon Property Group Inc 8.375 % Cum Red Pfd Registered Shs Series -J-	13/12/2013	31/12/2013	7.61%	$1.05
Templeton Emerging Markets Fund Inc.	11/12/2013	31/12/2013	8.41%	$0.44
The Keg Royalties Income Fund	18/12/2013	31/12/2013	0.00%	CA$0.08
Vanguard Intermediate-Term Bond Index Fund ETF Shares	24/12/2013	31/12/2013	4.37%	$0.22
WisdomTree Europe SmallCap Dividend Fund	24/12/2013	31/12/2013	4.03%	$0.07
Aberdeen Intermediate Income Fund	17/12/2013	31/12/2013	9.96%	$0.04
Doubleline Opportunistic Credit Fund	18/12/2013	31/12/2013	9.40%	$0.17
Eaton Vance Short Duration Diversified Income Fund	20/12/2013	31/12/2013	8.35%	$0.09
Flaherty & Crumrine Preferred Income Fund	19/12/2013	31/12/2013	7.21%	$0.17
Just Energy Group Inc	12/12/2013	31/12/2013	0.00%	CA$2.31
Melcor Developments Ltd	13/12/2013	31/12/2013	2.76%	CA$0.25
Nuveen Municipal Credit Income Fund	11/12/2013	31/12/2013	7.78%	$0.00
Nuveen S&P 500 Buy-Write Income Fund	11/12/2013	31/12/2013	8.34%	$0.27
PIMCO GIS Income Fund Institutional USD Income	30/12/2013	31/12/2013	6.09%	$0.04
State Street Materials Select Sector SPDR ETF	20/12/2013	31/12/2013	1.68%	$0.28
State Street SPDR S&P Oil & Gas Exploration & Production ETF	20/12/2013	31/12/2013	1.82%	$0.08
State Street SPDR S&P Regional Banking ETF	20/12/2013	31/12/2013	2.15%	$0.16
Tenaga Nasional Bhd	18/12/2013	31/12/2013	3.66%	MYR 0.15
Vanguard Emerging Markets Government Bond Index Fund ETF Shares	24/12/2013	31/12/2013	5.83%	$0.33
Vanguard Extended Market Index Fund ETF Shares	24/12/2013	31/12/2013	1.03%	$0.92
Vanguard Financials Index Fund ETF Shares	24/12/2013	31/12/2013	1.70%	$0.29
Vanguard Russell 2000 Index Fund ETF Shares	24/12/2013	31/12/2013	1.11%	$0.48
Vanguard Small-Cap Growth Index Fund ETF Shares	24/12/2013	31/12/2013	0.44%	$0.78
Apollo Senior Floating Rate Fund	16/12/2013	31/12/2013	0.00%	$0.12
DWS Municipal Income Trust	18/12/2013	31/12/2013	8.26%	$0.08
Flaherty & CrumrineTotal Return Fund	19/12/2013	31/12/2013	7.42%	$0.23
John Hancock Diversified Income Fund	10/12/2013	31/12/2013	8.92%	$0.38
McCoy Global Inc	18/12/2013	31/12/2013	0.00%	CA$0.05
Nuveen Municipal High Income Opportunity Fund	11/12/2013	31/12/2013	7.66%	$0.01
Nuveen Pennsylvania Quality Municipal Income Fund	11/12/2013	31/12/2013	8.01%	$0.00
ProShares Global Listed Private Equity ETF	24/12/2013	31/12/2013	12.43%	$3.44
ProShares UltraPro Dow30	24/12/2013	31/12/2013	1.15%	$0.00
State Street SPDR Dow Jones REIT ETF	20/12/2013	31/12/2013	3.23%	$0.75
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF	20/12/2013	31/12/2013	1.08%	$0.68
State Street SPDR S&P Retail ETF	20/12/2013	31/12/2013	0.78%	$0.15
Vanguard Long-Term Corporate Bond Index Fund ETF Shares	24/12/2013	31/12/2013	5.69%	$0.33
Vanguard Mid-Cap Growth Index Fund ETF Shares	24/12/2013	31/12/2013	0.62%	$0.54
Vanguard Short-Term Corporate Bond Index Fund ETF Shares	24/12/2013	31/12/2013	4.40%	$0.30
BlackRock Municipal 2030 Target Term	11/12/2013	31/12/2013	2.48%	$0.09
Bombardier Inc Registered Shs -A- Multiple Vtg Conv	11/12/2013	31/12/2013	0.00%	CA$0.63
CHS Inc	12/12/2013	31/12/2013	7.54%	$0.50
CT UK Capital and Income Investment Trust PLC	04/12/2013	31/12/2013	2.05%	£0.03
First Savings Financial Group Inc	26/11/2013	31/12/2013	2.11%	$0.10
First Trust NASDAQ Clean Edge Green Energy Index Fund	18/12/2013	31/12/2013	0.22%	$0.01
Invesco Global ex-US High Yield Corporate Bond ETF	13/12/2013	31/12/2013	6.95%	$0.08
Invesco Municipal Trust	10/12/2013	31/12/2013	7.78%	$0.07
Invesco RAFI US 1000 ETF	20/12/2013	31/12/2013	1.54%	$0.42
Invesco S&P 500 Low Volatility ETF	13/12/2013	31/12/2013	2.21%	$0.07
Invesco S&P 500 Quality ETF	20/12/2013	31/12/2013	0.00%	$0.11
Invesco Trust for Investment Grade Municipals	10/12/2013	31/12/2013	7.62%	$0.07
MFS High Income Municipal Trust	17/12/2013	31/12/2013	10.91%	$0.03
Nuveen New York AMT - Free Quality Municipal Income Fund	11/12/2013	31/12/2013	7.56%	$0.07
Nuveen Preferred & Income Securities Fund	11/12/2013	31/12/2013	0.00%	$0.06
Nuveen Quality Muni Income Fund	11/12/2013	31/12/2013	7.29%	$0.02
Parkson Retail Group Ltd	25/09/2013	31/12/2013	12.91%	CN¥0.05
State Street SPDR ICE Preferred Securities ETF	20/12/2013	31/12/2013	7.15%	$1.17
State Street SPDR S&P Homebuilders ETF	20/12/2013	31/12/2013	0.67%	$0.02
State Street SPDR S&P Semiconductor ETF	20/12/2013	31/12/2013	0.15%	$0.10
Stock Yards Bancorp Inc	05/12/2013	31/12/2013	1.66%	$0.21
TriCo Bancshares	18/12/2013	31/12/2013	2.67%	$0.11
Vanguard Long-Term Treasury Index Fund ETF Shares	24/12/2013	31/12/2013	4.68%	$0.16
WisdomTree International SmallCap Dividend Fund	24/12/2013	31/12/2013	3.59%	$0.47
WisdomTree Japan Hedged Equity Fund	24/12/2013	31/12/2013	0.96%	$0.37
WisdomTree U.S. LargeCap Dividend Fund	24/12/2013	31/12/2013	1.44%	$0.09
WisdomTree U.S. SmallCap Dividend Fund	24/12/2013	31/12/2013	1.62%	$0.03
Aimia Inc	13/12/2013	31/12/2013	0.00%	CA$0.17
Canaccord Genuity Group Inc Cum Pfd Shs Series -C-	18/12/2013	31/12/2013	6.83%	CA$0.36
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	18/12/2013	31/12/2013	0.79%	$0.08
Henderson European Trust PLC	11/12/2013	31/12/2013	0.00%	£0.02
Invesco Bond Fund	10/12/2013	31/12/2013	5.40%	$0.36
Invesco International Dividend Achievers ETF	20/12/2013	31/12/2013	3.53%	$0.08
Invesco KBW Bank ETF	20/12/2013	31/12/2013	1.94%	$0.19
Invesco Municipal Income Opportunities Trust	10/12/2013	31/12/2013	5.65%	$0.04
Invesco Municipal Opportunity Trust	10/12/2013	31/12/2013	7.81%	$0.07
Invesco S&P 500 GARP ETF	20/12/2013	31/12/2013	0.00%	$0.19
Invesco S&P 500 Top 50 ETF	20/12/2013	31/12/2013	0.00%	$0.06
Invesco Trust for New York Investment Grade Municipals	10/12/2013	31/12/2013	7.40%	$0.08
MFS Special Value Trust	17/12/2013	31/12/2013	0.00%	$0.06
Morguard Real Estate Investment Trust	11/12/2013	31/12/2013	3.35%	CA$0.08
Nuveen AMT-Free Quality Muni Inc	11/12/2013	31/12/2013	7.24%	$0.00
Nuveen Select Tax-Free Income Portfolio	11/12/2013	31/12/2013	4.55%	$0.01
Premier Miton Glb Renewables Trust PLC	27/11/2013	31/12/2013	0.00%	£0.03
ProShares Ultra Semiconductors	24/12/2013	31/12/2013	0.33%	$0.00
Spruce Power Holding Corp	11/12/2013	31/12/2013	0.00%	$0.14
TC Energy Corp Cum Red 1st Pfd Registered Shs Series -3-	28/11/2013	31/12/2013	5.17%	CA$0.25
Tortoise Electrification Infrastructure ETF	20/12/2013	31/12/2013	3.62%	$0.13
Vitasoy International Holdings Ltd	13/12/2013	31/12/2013	2.34%	HK$0.03
Western Asset Inflation-Linked Income Fd	11/12/2013	31/12/2013	7.81%	$0.03
WisdomTree Emerging Markets Quality Dividend Growth Fund	24/12/2013	31/12/2013	1.33%	$0.08
WisdomTree International High Dividend Fund	24/12/2013	31/12/2013	3.91%	$0.34
WisdomTree Japan SmallCap Dividend Fund	24/12/2013	31/12/2013	2.67%	$0.45
WisdomTree U.S. Total Dividend Fund	24/12/2013	31/12/2013	1.58%	$0.18
Aberdeen Government Markets Income Fund	17/12/2013	31/12/2013	8.58%	$0.04
abrdn SICAV I – Emerging Markets Bond Fund Class A MInc	02/12/2013	31/12/2013	5.11%	$0.06
abrdn SICAV I – Euro High Yield Bond Fund Class A MInc	02/12/2013	31/12/2013	5.44%	€0.03
Atco Ltd Shs Class 2 Voting	04/12/2013	31/12/2013	0.00%	CA$0.19
BlackRock Investment Quality Municipal	11/12/2013	31/12/2013	0.00%	$0.08
BlackRock Long-Term Municipal Advantage Trust	11/12/2013	31/12/2013	0.00%	$0.06
BlackRock MuniAssets Fund	11/12/2013	31/12/2013	6.32%	$0.00
BlackRock MuniHoldings New Jersey Quality Fund, Inc.	11/12/2013	31/12/2013	5.39%	$0.08
BlackRock Virginia Municipal Bond Trust	11/12/2013	31/12/2013	4.29%	$0.07
Brookfield Corp 4.75 % Cum Conv Pfd Registered Shs -A- Series 17	11/12/2013	31/12/2013	5.57%	CA$0.30
ChoiceOne Financial Services Inc	11/12/2013	31/12/2013	3.59%	$0.13
DTF Tax-Free Income 2028 Term Fund Inc.	12/12/2013	31/12/2013	3.39%	$0.01
Eaton Vance Municipal Income 2028 Term Trust	20/12/2013	31/12/2013	5.07%	$0.07
Eaton Vance National Municipal Opportunities Trust	20/12/2013	31/12/2013	4.79%	$0.09
First Guaranty Bancshares Inc	19/12/2013	31/12/2013	0.43%	$0.12
First Trust Dow Jones Global Select Dividend Index Fund	18/12/2013	31/12/2013	5.06%	$0.30
First Trust NASDAQ Technology Dividend Index Fund	18/12/2013	31/12/2013	1.40%	$0.15
First Trust S&P International Dividend Aristocrats ETF	18/12/2013	31/12/2013	4.12%	$0.32
First Trust Senior Loan Fund	18/12/2013	31/12/2013	6.04%	$0.16
High Yield ETF	24/12/2013	31/12/2013	0.00%	$0.52
Invesco Bloomberg Enhanced Fallen Angels ETF	13/12/2013	31/12/2013	2.01%	$0.07
Invesco Dorsey Wright Technology Momentum ETF	20/12/2013	31/12/2013	0.00%	$0.06
Invesco Financial Preferred ETF	13/12/2013	31/12/2013	7.24%	$0.10
Invesco Global Water ETF	20/12/2013	31/12/2013	0.92%	$0.09
Invesco India ETF	20/12/2013	31/12/2013	0.00%	$0.01
Invesco MSCI Sustainable Future ETF	20/12/2013	31/12/2013	0.00%	$0.05
Invesco Quality Municipal Income Trust	10/12/2013	31/12/2013	7.62%	$0.07
Invesco S&P 500 Equal Weight Consumer Staples ETF	20/12/2013	31/12/2013	0.00%	$0.37
Invesco S&P 500 Equal Weight Materials ETF	20/12/2013	31/12/2013	0.00%	$0.31
Invesco S&P International Developed Momentum ETF	20/12/2013	31/12/2013	1.90%	$0.13
Invesco S&P MidCap Momentum ETF	20/12/2013	31/12/2013	0.00%	$0.13
Invesco S&P MidCap Quality ETF	20/12/2013	31/12/2013	0.00%	$0.14
Invesco S&P SmallCap Energy ETF	20/12/2013	31/12/2013	2.13%	$0.00
Lincoln Educational Services Corp	11/12/2013	31/12/2013	0.00%	$0.07
MFS High Yield Municipal Trust	17/12/2013	31/12/2013	6.36%	$0.03
MFS Investment Grade Municipal Trust	17/12/2013	31/12/2013	5.41%	$0.05
New England Realty Associates LP ADR	12/12/2013	31/12/2013	2.83%	$0.25
Nuveen AMT-Free Municipal Value Fund	11/12/2013	31/12/2013	4.15%	$0.00
Nuveen Arizona Quality Municipal Income Fund	11/12/2013	31/12/2013	5.94%	$0.06
Nuveen Massachusetts Quality Municipal Income Fund	11/12/2013	31/12/2013	5.68%	$0.00
Nuveen Municipal Value Fund	11/12/2013	31/12/2013	4.30%	$0.00
Nuveen New Jersey Quality Municipal Income Fund	11/12/2013	31/12/2013	7.82%	$0.00
Nuveen New York Municipal Value Fund	11/12/2013	31/12/2013	4.17%	$0.00
Nuveen Taxable Municipal Income Fund	11/12/2013	31/12/2013	7.63%	$0.12
Nuveen Taxable Municipal Income Fund	24/12/2013	31/12/2013	7.63%	$0.02
Nuveen Virginia Quality Municipal Income Fund	11/12/2013	31/12/2013	6.78%	$0.00
Renaissance IPO ETF	20/12/2013	31/12/2013	0.12%	$0.02
Royal London Sterling Credit Fund Z Inc	01/11/2013	31/12/2013	5.72%	£0.01
State Street SPDR Portfolio S&P 600 Small Cap ETF	20/12/2013	31/12/2013	1.39%	$0.11
State Street SPDR S&P 600 Small Cap Value ETF	20/12/2013	31/12/2013	1.82%	$0.37
State Street SPDR S&P Health Care Services ETF	20/12/2013	31/12/2013	0.20%	$0.29
Sun Life Financial Inc 4.45 % Pfd Registered Shs -A- Series -3-	25/11/2013	31/12/2013	5.05%	CA$0.28
Vanguard Large-Cap Index Fund ETF Shares	24/12/2013	31/12/2013	1.03%	$0.44
Vanguard Mid-Cap Value Index Fund ETF Shares	24/12/2013	31/12/2013	1.83%	$1.21
Vanguard Mortgage-Backed Securities Index Fund ETF Shares	24/12/2013	31/12/2013	4.29%	$0.09
Vecima Networks Inc	04/12/2013	31/12/2013	1.68%	CA$0.46
Vecima Networks Inc	20/12/2013	31/12/2013	1.68%	CA$0.54
Vecima Networks Inc	19/12/2013	31/12/2013	1.68%	CA$0.54
Velan Inc Shs Subord.Vtg.	12/12/2013	31/12/2013	4.54%	CA$0.08
WisdomTree Europe Hedged Equity Fund	24/12/2013	31/12/2013	1.81%	$0.12
WisdomTree Global ex-U.S. Quality Growth Fund	24/12/2013	31/12/2013	1.33%	$0.05
WisdomTree Global High Dividend Fund	24/12/2013	31/12/2013	3.16%	$0.33
WisdomTree Japan Opportunities Fund	24/12/2013	31/12/2013	1.13%	$0.06
Aberdeen Municipal Income	17/12/2013	31/12/2013	6.63%	$0.04
Albion VCT PLC	04/12/2013	31/12/2013	0.00%	£0.03
Amundi Money Market Fund - Short Term (USD) IC-D	27/12/2013	31/12/2013	3.20%	$0.00
BlackRock California Municipal Income Trust	11/12/2013	31/12/2013	0.00%	$0.08
BlackRock Municipal Income Fund, Inc	11/12/2013	31/12/2013	0.00%	$0.01
BlackRock Municipal Income Quality Trust	11/12/2013	31/12/2013	0.00%	$0.08
BlackRock MuniHoldings California Quality Fund, Inc.	11/12/2013	31/12/2013	6.02%	$0.07
BlackRock MuniHoldings Fund Inc	11/12/2013	31/12/2013	6.19%	$0.00
BlackRock MuniVest	11/12/2013	31/12/2013	0.00%	$0.00
BlackRock MuniVest Fund II	11/12/2013	31/12/2013	0.00%	$0.00
BlackRock MuniYield	11/12/2013	31/12/2013	0.00%	$0.00
BlackRock MuniYield Michigan Quality Fund, Inc.	11/12/2013	31/12/2013	5.61%	$0.00
BlackRock MuniYield New York Quality Fund, Inc.	11/12/2013	31/12/2013	6.25%	$0.00
BlackRock MuniYield Quality	11/12/2013	31/12/2013	6.18%	$0.10
BlackRock MuniYield Quality Fund III, Inc.	11/12/2013	31/12/2013	6.19%	$0.07
BlackRock MuniYield Quality II	11/12/2013	31/12/2013	0.00%	$0.07
BlackRock New York Municipal Income Trust	11/12/2013	31/12/2013	0.45%	$0.07
Brookfield Corp Cum Red Pfd Registered Shs -A- Series -2-	11/12/2013	31/12/2013	5.52%	CA$0.13
Brookfield Office Properties Inc Pfd Shs -AAA- Series -N-	11/12/2013	31/12/2013	4.57%	CA$0.38
Cocoaland Holdings Bhd	10/12/2013	31/12/2013	0.00%	MYR 0.01
Contax Participacoes SA	30/04/2013	31/12/2013	0.00%	R$2,415.62
DoubleLine Total Return Bond Fund Class I	31/12/2013	31/12/2013	0.00%	$0.05
Eaton Vance Municipal Bond Fund	20/12/2013	31/12/2013	6.30%	$0.06
EDP - Energias do Brasil SA	19/12/2013	31/12/2013	0.00%	R$0.06
El Paso Energy Capital Trust I 4.75 % Trust Conv Pfd Secs Series -C-	11/12/2013	31/12/2013	0.00%	$0.59
First Trust Alerian Disruptive Technology Real Estate ETF	18/12/2013	31/12/2013	3.14%	$0.41
First Trust China AlphaDEX Fund	18/12/2013	31/12/2013	2.90%	$0.04
First Trust Global Wind Energy ETF	18/12/2013	31/12/2013	0.97%	$0.02
First Trust Multi-Asset Diversified Income Index Fund	18/12/2013	31/12/2013	5.63%	$0.19
First Trust Nasdaq-100 Select Equal Weight ETF	18/12/2013	31/12/2013	0.29%	$0.08
First Trust Natural Gas ETF	18/12/2013	31/12/2013	2.14%	$0.00
First Trust Small Cap Growth AlphaDEX Fund	18/12/2013	31/12/2013	0.30%	$0.01
First Trust/abrdn Emerging Opportunity Fund	20/12/2013	31/12/2013	0.00%	$0.30
Henderson Diversified Income Trust PLC	04/12/2013	31/12/2013	0.00%	£0.01
Invesco Advantage Municipal Income Trust II	10/12/2013	31/12/2013	7.54%	$0.06
Invesco Bloomberg Financial Data Providers ETF	20/12/2013	31/12/2013	2.21%	$0.25
Invesco Bloomberg Pricing Power ETF	24/12/2013	31/12/2013	0.00%	$0.79
Invesco BuyBack Achievers ETF	20/12/2013	31/12/2013	0.79%	$0.10
Invesco Dividend Achievers ETF	20/12/2013	31/12/2013	1.33%	$0.11
Invesco Dorsey Wright Healthcare Momentum ETF	20/12/2013	31/12/2013	10.24%	$0.03
Invesco Food & Beverage ETF	20/12/2013	31/12/2013	1.27%	$0.07
Invesco Global Clean Energy ETF	20/12/2013	31/12/2013	1.67%	$0.04
Invesco Golden Dragon China ETF	20/12/2013	31/12/2013	3.22%	$0.14
Invesco Insured Municipal Income Trust	10/12/2013	31/12/2013	7.47%	$0.08
Invesco Next Gen Media and Gaming ETF	20/12/2013	31/12/2013	0.24%	$0.02
Invesco RAFI US 1500 Small-Mid ETF	20/12/2013	31/12/2013	0.80%	$0.06
Invesco S&P 500 Downside Hedged ETF	20/12/2013	31/12/2013	0.00%	$0.29
Invesco S&P 500 Equal Weight Consumer Discretionary ETF	20/12/2013	31/12/2013	0.00%	$0.22
Invesco S&P 500 Equal Weight Health Care ETF	20/12/2013	31/12/2013	0.00%	$0.01
Invesco S&P 500 Equal Weight Technology ETF	20/12/2013	31/12/2013	0.00%	$0.02
Invesco S&P 500 Pure Growth ETF	20/12/2013	31/12/2013	0.00%	$0.09
Invesco S&P SmallCap 600 Pure Value ETF	20/12/2013	31/12/2013	1.38%	$0.08
Invesco S&P SmallCap Consumer Discretionary ETF	20/12/2013	31/12/2013	1.00%	$0.08
Invesco S&P SmallCap Health Care ETF	20/12/2013	31/12/2013	0.07%	$0.01
Invesco Water Resources ETF	20/12/2013	31/12/2013	0.60%	$0.02
Invesco WilderHill Clean Energy ETF	20/12/2013	31/12/2013	0.90%	$0.06
John Hancock Income Securities Trust	10/12/2013	31/12/2013	5.89%	$0.28
John Hancock Tax Advantage Global Shareholder Yield Fund	10/12/2013	31/12/2013	0.00%	$0.32
Jupiter Dynamic Bond L CHF Hsc Q Inc	30/09/2013	31/12/2013	7.00%	CHF 0.12
Jupiter Dynamic Bond L USD Hsc Q Inc	30/09/2013	31/12/2013	8.02%	$0.12
M&G Global High Yield Bond Fund Sterling I Inc	02/12/2013	31/12/2013	6.25%	£0.00
Macquarie Global Infrastructure Total Return Fund Inc.	19/12/2013	31/12/2013	0.00%	$0.35
Monteiro Aranha SA	04/03/2013	31/12/2013	42.81%	R$2.95
Morguard Corp	12/12/2013	31/12/2013	0.68%	CA$0.15
New America High Income Fund	13/12/2013	31/12/2013	0.00%	$0.07
Northland Power Inc Cum Pfd Registered Shs Series -3-	18/12/2013	31/12/2013	0.00%	CA$0.31
NOVONIX Ltd ADR	11/12/2013	31/12/2013	0.00%	$0.08
Nuveen California AMT- Free Quality Municipal Income Fund	11/12/2013	31/12/2013	7.06%	$0.07
Nuveen California Municipal Value Fund	11/12/2013	31/12/2013	3.98%	$0.04
Nuveen California Quality Municipal Income Fund	11/12/2013	31/12/2013	7.10%	$0.07
Nuveen California Select Tax-Free Income Portfolio	11/12/2013	31/12/2013	0.00%	$0.31
Nuveen Missouri Quality Municipal Income Fund	11/12/2013	31/12/2013	6.85%	$0.06
Nuveen Municipal Income	11/12/2013	31/12/2013	4.21%	$0.01
Nuveen New York Quality Municipal Income Fund	11/12/2013	31/12/2013	7.26%	$0.00
Nuveen New York Select Tax-Free Income Fund	11/12/2013	31/12/2013	0.00%	$0.06
Nuveen Select Maturities Municipal Fund	11/12/2013	31/12/2013	3.90%	$0.00
NYLI MacKay DefinedTerm Muni Opportunities Fund	12/12/2013	31/12/2013	5.39%	$0.44
PIMCO GIS Diversified Income Fund E Class EUR (Hedged) Income	30/12/2013	31/12/2013	5.24%	€0.09
PIMCO GIS Diversified Income Fund Institutional EUR (Hedged) Income	30/12/2013	31/12/2013	6.19%	€0.10
PIMCO GIS Global High Yield Bond Fund Institutional EUR (Hedged) Income	30/12/2013	31/12/2013	6.31%	€0.18
Premier Miton Glb Renewables ZDP 2025	27/11/2013	31/12/2013	0.00%	£0.03
Premium Global Income Split Fund 5.25% PRF REDEEM 30/06/2025 CAD 25	11/12/2013	31/12/2013	6.95%	CA$0.19
PRIMECAP Odyssey Aggressive Growth Fund	31/12/2013	31/12/2013	10.86%	$0.02
ProShares Investment Grade—Interest Rate Hedged	24/12/2013	31/12/2013	5.13%	$0.26
ProShares Ultra Dow30	24/12/2013	31/12/2013	0.96%	$0.01
ProShares Ultra Financials	24/12/2013	31/12/2013	1.18%	$0.03
Shanghai Dasheng Agriculture Finance Technology Co Ltd Class H	09/09/2013	31/12/2013	0.00%	CN¥0.01
State Street SPDR Global Dow ETF	20/12/2013	31/12/2013	2.51%	$0.43
State Street SPDR Portfolio S&P 400 Mid Cap ETF	20/12/2013	31/12/2013	1.22%	$0.27
State Street SPDR Portfolio S&P 500 Value ETF	20/12/2013	31/12/2013	1.70%	$0.12
State Street SPDR S&P 1500 Momentum Tilt ETF	20/12/2013	31/12/2013	0.88%	$0.63
State Street SPDR S&P 600 Small Cap Growth ETF	20/12/2013	31/12/2013	0.67%	$0.33
State Street SPDR S&P Bank ETF	20/12/2013	31/12/2013	2.15%	$0.11
State Street SPDR S&P Capital Markets ETF	20/12/2013	31/12/2013	1.72%	$0.21
State Street SPDR S&P Pharmaceuticals ETF	20/12/2013	31/12/2013	0.49%	$0.15
State Street SPDR S&P Telecom ETF	20/12/2013	31/12/2013	0.82%	$0.25
T. Rowe Price Institutional Floating Rate Fund Class F	31/12/2013	31/12/2013	0.00%	$0.04
Tsui Wah Holdings Ltd	12/12/2013	31/12/2013	0.00%	HK$0.02
Tu Liem Urban Development JSC	16/12/2013	31/12/2013	13.79%	₫500
Uchi Technologies Bhd	11/12/2013	31/12/2013	7.04%	MYR 0.04
Wheeler Real Estate Investment Trust Inc	26/11/2013	31/12/2013	0.00%	$0.04
WisdomTree Emerging Markets SmallCap Dividend Fund	24/12/2013	31/12/2013	3.90%	$0.25
WisdomTree International Al Enhanced Value Fund	24/12/2013	31/12/2013	4.16%	$0.32
WisdomTree International MidCap Dividend Fund	24/12/2013	31/12/2013	3.06%	$0.08
WisdomTree U.S. SmallCap Quality Dividend Growth Fund	24/12/2013	31/12/2013	1.72%	$0.04
AB Core Bond ETF	31/12/2013	31/12/2013	0.00%	$0.01

Security

Ex-Date

Pay Date

Div.%

Amount

Ares Capital Corp

12/12/2013

31/12/2013

10.28%

$0.43

Broadcom Inc

18/12/2013

31/12/2013

0.72%

$0.03

LTC Properties Inc

19/12/2013

31/12/2013

5.37%

$0.17

American Tower Corp

12/12/2013

31/12/2013

4.35%

$0.29

Gladstone Commercial Corp

12/12/2013

31/12/2013

9.35%

$0.13

Gladstone Capital Corp

12/12/2013

31/12/2013

9.47%

$0.14

Repsol SA

23/12/2013

31/12/2013

4.28%

€0.38

Gladstone Investment Corp

12/12/2013

31/12/2013

5.95%

$0.06

Canadian National Railway Co

06/12/2013

31/12/2013

2.02%

CA$0.22

Prologis Inc

16/12/2013

31/12/2013

3.07%

$0.28

Oxford Lane Capital Corporation

13/12/2013

31/12/2013

27.57%

$2.75

Invesco EQQQ NASDAQ-100 UCITS ETF

03/01/2014

31/12/2013

0.24%

$0.21

Best Buy Co Inc

06/12/2013

31/12/2013

4.55%

$0.17

The Western Union Co

13/12/2013

31/12/2013

11.31%

$0.13

BlackRock TCP Capital Corp

06/12/2013

31/12/2013

21.67%

$0.41

TransAlta Renewables Inc

28/11/2013

31/12/2013

0.00%

CA$0.06

Oxford Square Capital Corp BDC

13/12/2013

31/12/2013

29.23%

$0.29

Extra Space Storage Inc

11/12/2013

31/12/2013

4.45%

$0.40

Devon Energy Corp

11/12/2013

31/12/2013

2.79%

$0.22

Gladstone Land Corp

12/12/2013

31/12/2013

6.48%

$0.45

Eversource Energy

11/12/2013

31/12/2013

4.31%

$0.37

Reaves Utility Income Trust

16/12/2013

31/12/2013

6.23%

$0.13

Becton Dickinson & Co

06/12/2013

31/12/2013

2.78%

$0.55

Intercontinental Exchange Inc

12/12/2013

31/12/2013

1.50%

$0.13

New Mountain Finance Corp

13/12/2013

31/12/2013

14.60%

$0.34

Two Harbors Investment Corp

24/12/2013

31/12/2013

11.25%

$2.08

Universal Health Realty Income Trust

13/12/2013

31/12/2013

6.96%

$0.63

Guggenheim Strategic Opportunities Fund

11/12/2013

31/12/2013

20.92%

$0.18

Vanguard S&P 500 ETF

24/12/2013

31/12/2013

1.29%

$0.91

Ventas Inc

12/12/2013

31/12/2013

2.17%

$0.73

Service Corp International

11/12/2013

31/12/2013

1.86%

$0.07

Brookfield Infrastructure Partners LP

26/11/2013

31/12/2013

4.63%

$0.43

Brookfield Infrastructure Partners LP

27/11/2013

31/12/2013

4.63%

$0.29

Invesco RAFI All-World Fundamental Value UCITS ETF

03/01/2014

31/12/2013

1.71%

$0.03

Dividend Growth Split Corp A

24/12/2013

31/12/2013

13.55%

$0.25

Rayonier Inc

13/12/2013

31/12/2013

4.87%

$0.49

Garmin Ltd

12/12/2013

31/12/2013

1.78%

$0.45

abrdn Global Premier Property

19/12/2013

31/12/2013

12.24%

$0.15

Cohen & Steers Infrastructure Fund

19/12/2013

31/12/2013

7.11%

$0.36

Templeton Dragon Fund Inc

11/12/2013

31/12/2013

5.61%

$1.06

Atco Ltd - Class I

04/12/2013

31/12/2013

2.64%

CA$0.19

The Travelers Companies Inc

06/12/2013

31/12/2013

1.35%

$0.50

Invesco QQQ Trust

20/12/2013

31/12/2013

0.44%

$0.27

Cornerstone Strategic Investment Fund, Inc.

11/12/2013

31/12/2013

21.62%

$0.10

Ross Stores Inc

09/12/2013

31/12/2013

0.78%

$0.17

M&T Bank Corp

27/11/2013

31/12/2013

2.69%

$0.70

Las Vegas Sands Corp

18/12/2013

31/12/2013

2.85%

$0.35

CBRE Global Real Estate Income Fund

19/12/2013

31/12/2013

15.50%

$0.05

Bombardier Inc Registered Shs -B- Subord Vtg

11/12/2013

31/12/2013

0.00%

CA$0.63

Cohen & Steers Quality Income Realty Fund

19/12/2013

31/12/2013

8.71%

$0.18

Federal Agricultural Mortgage Corp Class C

18/12/2013

31/12/2013

3.21%

$0.12

BlackRock Enhanced Equity Dividend Fund

18/12/2013

31/12/2013

8.31%

$0.14

HICL Infrastructure PLC Ord

20/11/2013

31/12/2013

6.22%

£0.04

BlackRock Health Sciences Trust

18/12/2013

31/12/2013

7.41%

$2.34

The Marzetti Co

05/12/2013

31/12/2013

3.86%

$0.44

Cenovus Energy Inc

11/12/2013

31/12/2013

2.14%

CA$0.24

Eaton Vance Tax-Advantaged Global Dividend Income Fund

20/12/2013

31/12/2013

6.75%

$0.10

PotlatchDeltic Corp

13/12/2013

31/12/2013

4.49%

$0.35

EastGroup Properties Inc

18/12/2013

31/12/2013

3.08%

$0.54

Power Corporation of Canada Shs

06/12/2013

31/12/2013

2.96%

CA$0.29

Sun Life Financial Inc

25/11/2013

31/12/2013

3.49%

CA$0.36

abrdn Total Dynamic Dividend Fund

19/12/2013

31/12/2013

13.01%

$0.05

Invesco RAFI Emerging Markets Fundamental Value UCITS ETF

03/01/2014

31/12/2013

2.53%

$0.02

Cohen & Steers REIT & Preferred Income Fund

19/12/2013

31/12/2013

7.92%

$0.30

Boston Pizza Royalties Income Fund

19/12/2013

31/12/2013

6.63%

CA$0.10

C.H. Robinson Worldwide Inc

13/12/2013

31/12/2013

1.22%

$0.35

Cornerstone Total Return Fund Inc

11/12/2013

31/12/2013

20.67%

$0.09

Vanguard Real Estate Index Fund ETF Shares

24/12/2013

31/12/2013

3.49%

$1.01

abrdn Healthcare Investors

25/11/2013

31/12/2013

11.68%

$0.50

Cohen & Steers Total Return Realty

19/12/2013

31/12/2013

8.37%

$0.22

Grupo Financiero Banorte SAB de CV Class O

26/12/2013

31/12/2013

9.22%

MX$0.39

Nuveen NASDAQ 100 Dynamic Overwrite Fund

11/12/2013

31/12/2013

9.97%

$0.30

Invesco Senior Income Trust

10/12/2013

31/12/2013

11.68%

$0.03

PIMCO GIS Income Fund E Class EUR (Hedged) Income

30/12/2013

31/12/2013

7.05%

€0.04

Invesco KBW High Dividend Yield Financial ETF

13/12/2013

31/12/2013

13.54%

$0.15

Martin Marietta Materials Inc

27/11/2013

31/12/2013

0.64%

$0.40

Public Service Enterprise Group Inc

04/12/2013

31/12/2013

3.42%

$0.36

abrdn SICAV I - Frontier Markets Bond Fund A MInc

01/12/2013

31/12/2013

8.15%

$0.04

Cohen & Steers Closed-End Opportunity Fund

19/12/2013

31/12/2013

7.69%

$0.26

Nuveen Preferred & Income Opportunities Fund

11/12/2013

31/12/2013

9.73%

$0.06

Huntsman Corp

12/12/2013

31/12/2013

2.67%

$0.13

Eaton Vance Enhanced Equity Income Fund II

20/12/2013

31/12/2013

8.48%

$0.09

Advent Convertible & Income Fund

11/12/2013

31/12/2013

11.20%

$0.09

Great-West Lifeco Inc

29/11/2013

31/12/2013

3.04%

CA$0.31

BlackRock Enhanced Large Cap Core Fund, Inc

18/12/2013

31/12/2013

6.95%

$0.30

abrdn Life Sciences Investors

25/11/2013

31/12/2013

11.27%

$0.40

Invesco RAFI US Fundamental Value UCITS ETF

03/01/2014

31/12/2013

1.16%

$0.05

Invesco S&P 500 High Dividend Low Volatility ETF

13/12/2013

31/12/2013

4.92%

$0.10

ITT Inc

13/11/2013

31/12/2013

0.83%

$0.10

Nuveen Floating Rate Income Fund

11/12/2013

31/12/2013

12.16%

$0.06

Vanguard Total Bond Market Index Fund ETF Shares

24/12/2013

31/12/2013

4.06%

$0.24

Amplify CEF High Income ETF

24/12/2013

31/12/2013

12.60%

$0.20

Ares Dynamic Credit Allocation Fund, Inc.

19/12/2013

31/12/2013

10.85%

$0.12

DoubleLine Income Solutions Fund

18/12/2013

31/12/2013

12.35%

$0.15

Neuberger Berman Real Est Securities Inc

12/12/2013

31/12/2013

12.85%

$0.02

Ameren Corp

09/12/2013

31/12/2013

2.72%

$0.40

Vanguard Growth Index Fund ETF Shares

24/12/2013

31/12/2013

0.41%

$0.06

BlackRock Resources & Commodities Strategy Trust

18/12/2013

31/12/2013

7.06%

$0.23

H&R Real Estate Investment Trust Stapled Units Cons of 1 H&R REIT Ut ' 1 H&R Finance Trust Ut

11/12/2013

31/12/2013

5.39%

CA$0.12

Origin Materials Inc Shs

23/12/2013

31/12/2013

0.00%

$0.14

State Street Energy Select Sector SPDR ETF

20/12/2013

31/12/2013

2.52%

$0.40

Neuberger High Yield Strategies

12/12/2013

31/12/2013

18.14%

$0.09

ProShares S&P 500 Dividend Aristocrats ETF

24/12/2013

31/12/2013

2.07%

$0.07

Eaton Vance Tax-Managed Buy-Write Opportunities Fund

20/12/2013

31/12/2013

8.02%

$0.11

Ovintiv Inc

11/12/2013

31/12/2013

1.93%

$0.07

Invesco RAFI Europe Fundamental Value UCITS ETF

03/01/2014

31/12/2013

2.67%

€0.02

State Street SPDR Portfolio S&P 500 ETF

20/12/2013

31/12/2013

1.05%

$0.11

Bridgemarq Real Estate Services Inc

27/11/2013

31/12/2013

25.69%

CA$0.09

Patterson-UTI Energy Inc

13/12/2013

31/12/2013

3.70%

$0.05

abrdn Global Dynamic Dividend Fund

19/12/2013

31/12/2013

13.39%

$0.06

Canadian Net REIT

06/12/2013

31/12/2013

7.57%

CA$0.03

BlackRock Enhanced International Dividend Trust

18/12/2013

31/12/2013

9.03%

$0.17

Hess Corp

13/12/2013

31/12/2013

0.00%

$0.25

NorthWestern Energy Group Inc

11/12/2013

31/12/2013

3.71%

$0.38

Templeton Emerging Markets Income Fund

11/12/2013

31/12/2013

8.79%

$0.49

Eaton Vance Tax-Advantaged Dividend Income Fund

20/12/2013

31/12/2013

7.28%

$0.11

Eaton Vance Tax-Managed Global Diversified Equity Income Fund

20/12/2013

31/12/2013

8.24%

$0.08

BlackRock Energy & Resources Trust

18/12/2013

31/12/2013

6.99%

$2.91

Flaherty & Crumrine Preferred Income Opportunity Fund

19/12/2013

31/12/2013

7.17%

$0.15

GATX Corp

11/12/2013

31/12/2013

1.49%

$0.31

Invesco CEF Income Composite ETF

13/12/2013

31/12/2013

7.06%

$0.18

Invesco KBW Premium Yield Equity REIT ETF

13/12/2013

31/12/2013

7.70%

$0.12

SIR Royalty Income Fund

17/12/2013

31/12/2013

8.42%

CA$0.10

Seven Hills Realty Trust

19/12/2013

31/12/2013

14.06%

$0.32

State Street Utilities Select Sector SPDR ETF

20/12/2013

31/12/2013

2.58%

$0.20

Nuveen Real Asset Income and Growth Fund

11/12/2013

31/12/2013

12.40%

$0.13

Nuveen Real Asset Income and Growth Fund

24/12/2013

31/12/2013

12.40%

$1.59

State Street Health Care Select Sector SPDR ETF

20/12/2013

31/12/2013

1.57%

$0.23

PIMCO GIS Income Fund E Class USD Income

30/12/2013

31/12/2013

6.35%

$0.04

RenaissanceRe Holdings Ltd

11/12/2013

31/12/2013

0.52%

$0.28

Eaton Vance Enhanced Equity Income Fund

20/12/2013

31/12/2013

8.14%

$0.09

Intact Financial Corp

12/12/2013

31/12/2013

2.16%

CA$0.44

Methanex Corp

13/12/2013

31/12/2013

1.27%

$0.20

PIMCO GIS Income Fund Institutional EUR (Hedged) Income

30/12/2013

31/12/2013

6.71%

€0.04

Range Resources Corp

12/12/2013

31/12/2013

1.07%

$0.04

State Street Technology Select Sector SPDR ETF

20/12/2013

31/12/2013

0.44%

$0.09

SoftBank Group Corp ADR

25/09/2013

31/12/2013

0.20%

$0.01

Hillenbrand Inc

13/12/2013

31/12/2013

0.00%

$0.20

KraneShares CSI China Internet ETF

30/12/2013

31/12/2013

7.98%

$0.10

Maple Leaf Foods Inc

04/12/2013

31/12/2013

2.97%

CA$0.04

PGIM Global High Yield Fund, Inc.

18/12/2013

31/12/2013

10.69%

$0.13

Real Estate Credit Investments Limited

04/12/2013

31/12/2013

10.32%

£0.03

State Street Consumer Staples Select Sector SPDR ETF

20/12/2013

31/12/2013

2.64%

$0.32

Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund

20/12/2013

31/12/2013

6.88%

$0.67

Vanguard Value Index Fund ETF Shares

24/12/2013

31/12/2013

2.22%

$0.49

Chemtrade Logistics Income Fund

27/11/2013

31/12/2013

4.29%

CA$0.10

Invesco Preferred ETF

13/12/2013

31/12/2013

6.25%

$0.07

New World Development Co Ltd

21/11/2013

31/12/2013

0.00%

HK$1.14

State Street Financial Select Sector SPDR ETF

20/12/2013

31/12/2013

1.45%

$0.10

State Street SPDR Portfolio S&P 500 Growth ETF

20/12/2013

31/12/2013

0.50%

$0.09

Vanguard Small-Cap Index Fund ETF Shares

24/12/2013

31/12/2013

1.22%

$1.42

WisdomTree Emerging Markets High Dividend Fund

24/12/2013

31/12/2013

2.84%

$0.25

Blackstone Long-Short Credit Income

19/12/2013

31/12/2013

9.08%

$0.16

Eaton Vance Tax-Managed Diversified Equity Income Fund

20/12/2013

31/12/2013

8.37%

$0.08

John Hancock Financial Opportunities Fund

10/12/2013

31/12/2013

6.49%

$0.30

Magellan Aerospace Corp

10/12/2013

31/12/2013

0.63%

CA$0.03

Neuberger Energy Infrastructure and Income Fund Inc

12/12/2013

31/12/2013

7.93%

$0.11

Olympia Financial Group Inc

23/12/2013

31/12/2013

5.49%

CA$10.00

PGIM High Yield Bond Fund, Inc.

18/12/2013

31/12/2013

9.93%

$0.12

WisdomTree U.S. High Dividend Fund

24/12/2013

31/12/2013

3.27%

$0.19

Invesco Senior Loan ETF

13/12/2013

31/12/2013

2.14%

$0.08

Nuveen Credit Strategies Income Fund

11/12/2013

31/12/2013

12.45%

$0.05

Power Integrations Inc

26/11/2013

31/12/2013

1.25%

$0.08

Brompton Split Banc Corp - Class A

27/12/2013

31/12/2013

7.37%

CA$0.07

Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund

20/12/2013

31/12/2013

8.45%

$0.10

Vanguard Small-Cap Value Index Fund ETF Shares

24/12/2013

31/12/2013

1.78%

$1.80

Alliance Witan PLC

04/12/2013

31/12/2013

2.26%

£0.02

Cineplex Inc

27/11/2013

31/12/2013

0.00%

CA$0.12

CECO Environmental Corp

13/12/2013

31/12/2013

0.00%

$0.05

Invesco High Income Trust II

10/12/2013

31/12/2013

10.75%

$0.11

Invesco High Yield Equity Dividend Achievers ETF

13/12/2013

31/12/2013

4.82%

$0.03

Invesco S&P 500 Equal Weight ETF

20/12/2013

31/12/2013

1.51%

$0.25

Vanguard Total International Bond Index Fund ETF Shares

24/12/2013

31/12/2013

2.77%

$0.07

Duff & Phelps Utility and Infrastructure Fund Inc

12/12/2013

31/12/2013

5.98%

$0.35

Invesco China Technology ETF

24/12/2013

31/12/2013

2.24%

$0.28

Nuveen Preferred Securities & Income Opportunities Fund

11/12/2013

31/12/2013

0.00%

$0.17

State Street SPDR S&P Dividend ETF

20/12/2013

31/12/2013

2.42%

$0.47

Accendra Health Inc

12/12/2013

31/12/2013

0.00%

$0.24

Eaton Vance Risk-Managed Diversified Equity Income Fund

20/12/2013

31/12/2013

9.29%

$0.09

Eaton Vance Tax-Managed Buy-Write Income Fund

20/12/2013

31/12/2013

8.22%

$0.11

Nabors Industries Ltd

06/12/2013

31/12/2013

0.00%

$0.04

A&W Revenue Royalties Income Fund

11/12/2013

31/12/2013

0.00%

CA$0.12

AB FCP I - Global High Yield Portfolio A Inc

31/12/2013

7.45%

$0.02

Eaton Vance Floating-Rate Income Trust

20/12/2013

31/12/2013

9.15%

$0.08

Farmers National Banc Corp

11/12/2013

31/12/2013

4.59%

$0.03

Flaherty & Crumrine Dynamic Preferred and Income Fund

19/12/2013

31/12/2013

7.42%

$0.21

Flaherty & Crumrine Preferred Securities Income Fund

19/12/2013

31/12/2013

7.48%

$0.18

Vanguard Intermediate-Term Corporate Bond Index Fund ETF Shares

24/12/2013

31/12/2013

4.91%

$0.82

Vanguard Short-Term Treasury Index Fund ETF Shares

24/12/2013

31/12/2013

3.68%

$0.06

WisdomTree U.S. Quality Dividend Growth Fund

24/12/2013

31/12/2013

1.04%

$0.07

Designer Brands Inc Class A

17/12/2013

31/12/2013

3.67%

$0.13

Eaton Vance Senior Floating-Rate Trust

20/12/2013

31/12/2013

8.62%

$0.08

Elme Communities

12/12/2013

31/12/2013

0.00%

$0.30

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

11/12/2013

31/12/2013

10.93%

$0.14

MFA Financial Inc 7.5 % Cum Red Pfd Registered Shs Series -B-

29/11/2013

31/12/2013

9.31%

$0.47

ProShares Ultra S&P500

24/12/2013

31/12/2013

0.69%

$0.01

State Street Industrial Select Sector SPDR ETF

20/12/2013

31/12/2013

1.13%

$0.26

State Street SPDR S&P Biotech ETF

20/12/2013

31/12/2013

0.09%

$0.04

Aberdeen Multi-Market Income Fund

17/12/2013

31/12/2013

11.00%

$0.04

Douglas Dynamics Inc

19/12/2013

31/12/2013

2.51%

$0.21

First Eagle Alternative Capital BDC Inc

12/12/2013

31/12/2013

0.00%

$0.34

Invesco Aerospace & Defense ETF

20/12/2013

31/12/2013

0.10%

$0.08

MFS Intermediate High Income Fund

17/12/2013

31/12/2013

10.68%

$0.03

NexPoint Diversified Real Estate Trust

19/12/2013

31/12/2013

10.92%

$0.12

Vanguard Intermediate-Term Treasury Index Fund ETF Shares

24/12/2013

31/12/2013

3.87%

$0.26

Vanguard Long-Term Bond Index Fund ETF Shares

24/12/2013

31/12/2013

4.91%

$0.33

Apollo Tactical Income Fund Inc.

16/12/2013

31/12/2013

0.00%

$0.15

Blackstone Senior Floating Rate 2027 Term Fund

19/12/2013

31/12/2013

8.09%

$0.11

Bonterra Energy Corp

12/12/2013

31/12/2013

0.00%

CA$0.29

CAE Inc

12/12/2013

31/12/2013

0.00%

CA$0.06

First Trust Enhanced Equity Income Fund

20/12/2013

31/12/2013

7.51%

$0.23

First Trust STOXX European Select Dividend Index Fund

18/12/2013

31/12/2013

3.59%

$0.10

Invesco S&P 500 BuyWrite ETF

20/12/2013

31/12/2013

10.46%

$0.69

MFS Charter Income

17/12/2013

31/12/2013

8.90%

$0.05

Nuveen Mortgage and Income Fund

11/12/2013

31/12/2013

10.57%

$0.14

Oxford Lane Capital Corp 6% PRF PERPETUAL USD 25 - Ser 2029

18/12/2013

31/12/2013

6.22%

$0.16

Vanguard Short-Term Bond Index Fund ETF Shares

24/12/2013

31/12/2013

4.05%

$0.08

Blackstone Strategic Credit 2027 Term Fund

19/12/2013

31/12/2013

8.08%

$0.12

Cohen & Steers Limited Duration Preferred and Income Fund, Inc

18/12/2013

31/12/2013

7.57%

$0.16

Cohen & Steers Select Preferred and Income Fund

18/12/2013

31/12/2013

7.64%

$0.17

Federal Agricultural Mortgage Corp Class A

18/12/2013

31/12/2013

4.53%

$0.12

Horace Mann Educators Corp

19/12/2013

31/12/2013

2.84%

$0.20

Invesco Global Listed Private Equity ETF

20/12/2013

31/12/2013

6.20%

$0.62

John Hancock Investors Trust

10/12/2013

31/12/2013

9.37%

$0.45

Nuveen AMT-Free Municipal Credit Income Fund

11/12/2013

31/12/2013

7.68%

$0.12

Nuveen Core Equity Alpha Fund

24/12/2013

31/12/2013

9.01%

$0.36

Nuveen Core Equity Alpha Fund

11/12/2013

31/12/2013

9.01%

$0.28

Nuveen S&P 500 Dynamic Overwrite Fund

11/12/2013

31/12/2013

9.13%

$0.28

Saba Capital Income & Opportunities Fund II

12/12/2013

31/12/2013

8.47%

$0.28

State Street Consumer Discretionary Select Sector SPDR ETF

20/12/2013

31/12/2013

0.83%

$0.26

State Street SPDR S&P Aerospace & Defense ETF

20/12/2013

31/12/2013

0.30%

$0.93

State Street SPDR S&P Metals & Mining ETF

20/12/2013

31/12/2013

0.36%

$0.15

Vanguard Mid-Cap Index Fund ETF Shares

24/12/2013

31/12/2013

1.33%

$1.27

Western Asset Infl-Linked Opps & Inc Fd

11/12/2013

31/12/2013

8.98%

$0.03

BlackRock Municipal Income Trust

11/12/2013

31/12/2013

0.00%

$0.00

Enterprise Financial Services Corp

12/12/2013

31/12/2013

2.88%

$0.05

First Trust Water ETF

18/12/2013

31/12/2013

0.73%

$0.04

Invesco Solar ETF

24/12/2013

31/12/2013

0.00%

$0.45

Nuveen Real Estate Income Fund

11/12/2013

31/12/2013

8.78%

$0.23

Simon Property Group Inc 8.375 % Cum Red Pfd Registered Shs Series -J-

13/12/2013

31/12/2013

7.61%

$1.05

Templeton Emerging Markets Fund Inc.

11/12/2013

31/12/2013

8.41%

$0.44

The Keg Royalties Income Fund

18/12/2013

31/12/2013

0.00%

CA$0.08

Vanguard Intermediate-Term Bond Index Fund ETF Shares

24/12/2013

31/12/2013

4.37%

$0.22

WisdomTree Europe SmallCap Dividend Fund

24/12/2013

31/12/2013

4.03%

$0.07

Aberdeen Intermediate Income Fund

17/12/2013

31/12/2013

9.96%

$0.04

Doubleline Opportunistic Credit Fund

18/12/2013

31/12/2013

9.40%

$0.17

Eaton Vance Short Duration Diversified Income Fund

20/12/2013

31/12/2013

8.35%

$0.09

Flaherty & Crumrine Preferred Income Fund

19/12/2013

31/12/2013

7.21%

$0.17

Just Energy Group Inc

12/12/2013

31/12/2013

0.00%

CA$2.31

Melcor Developments Ltd

13/12/2013

31/12/2013

2.76%

CA$0.25

Nuveen Municipal Credit Income Fund

11/12/2013

31/12/2013

7.78%

$0.00

Nuveen S&P 500 Buy-Write Income Fund

11/12/2013

31/12/2013

8.34%

$0.27

PIMCO GIS Income Fund Institutional USD Income

30/12/2013

31/12/2013

6.09%

$0.04

State Street Materials Select Sector SPDR ETF

20/12/2013

31/12/2013

1.68%

$0.28

State Street SPDR S&P Oil & Gas Exploration & Production ETF

20/12/2013

31/12/2013

1.82%

$0.08

State Street SPDR S&P Regional Banking ETF

20/12/2013

31/12/2013

2.15%

$0.16

Tenaga Nasional Bhd

18/12/2013

31/12/2013

3.66%

MYR 0.15

Vanguard Emerging Markets Government Bond Index Fund ETF Shares

24/12/2013

31/12/2013

5.83%

$0.33

Vanguard Extended Market Index Fund ETF Shares

24/12/2013

31/12/2013

1.03%

$0.92

Vanguard Financials Index Fund ETF Shares

24/12/2013

31/12/2013

1.70%

$0.29

Vanguard Russell 2000 Index Fund ETF Shares

24/12/2013

31/12/2013

1.11%

$0.48

Vanguard Small-Cap Growth Index Fund ETF Shares

24/12/2013

31/12/2013

0.44%

$0.78

Apollo Senior Floating Rate Fund

16/12/2013

31/12/2013

0.00%

$0.12

DWS Municipal Income Trust

18/12/2013

31/12/2013

8.26%

$0.08

Flaherty & CrumrineTotal Return Fund

19/12/2013

31/12/2013

7.42%

$0.23

John Hancock Diversified Income Fund

10/12/2013

31/12/2013

8.92%

$0.38

McCoy Global Inc

18/12/2013

31/12/2013

0.00%

CA$0.05

Nuveen Municipal High Income Opportunity Fund

11/12/2013

31/12/2013

7.66%

$0.01

Nuveen Pennsylvania Quality Municipal Income Fund

11/12/2013

31/12/2013

8.01%

$0.00

ProShares Global Listed Private Equity ETF

24/12/2013

31/12/2013

12.43%

$3.44

ProShares UltraPro Dow30

24/12/2013

31/12/2013

1.15%

$0.00

State Street SPDR Dow Jones REIT ETF

20/12/2013

31/12/2013

3.23%

$0.75

State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF

20/12/2013

31/12/2013

1.08%

$0.68

State Street SPDR S&P Retail ETF

20/12/2013

31/12/2013

0.78%

$0.15

Vanguard Long-Term Corporate Bond Index Fund ETF Shares

24/12/2013

31/12/2013

5.69%

$0.33

Vanguard Mid-Cap Growth Index Fund ETF Shares

24/12/2013

31/12/2013

0.62%

$0.54

Vanguard Short-Term Corporate Bond Index Fund ETF Shares

24/12/2013

31/12/2013

4.40%

$0.30

BlackRock Municipal 2030 Target Term

11/12/2013

31/12/2013

2.48%

$0.09

Bombardier Inc Registered Shs -A- Multiple Vtg Conv

11/12/2013

31/12/2013

0.00%

CA$0.63

CHS Inc

12/12/2013

31/12/2013

7.54%

$0.50

CT UK Capital and Income Investment Trust PLC

04/12/2013

31/12/2013

2.05%

£0.03

First Savings Financial Group Inc

26/11/2013

31/12/2013

2.11%

$0.10

First Trust NASDAQ Clean Edge Green Energy Index Fund

18/12/2013

31/12/2013

0.22%

$0.01

Invesco Global ex-US High Yield Corporate Bond ETF

13/12/2013

31/12/2013

6.95%

$0.08

Invesco Municipal Trust

10/12/2013

31/12/2013

7.78%

$0.07

Invesco RAFI US 1000 ETF

20/12/2013

31/12/2013

1.54%

$0.42

Invesco S&P 500 Low Volatility ETF

13/12/2013

31/12/2013

2.21%

$0.07

Invesco S&P 500 Quality ETF

20/12/2013

31/12/2013

0.00%

$0.11

Invesco Trust for Investment Grade Municipals

10/12/2013

31/12/2013

7.62%

$0.07

MFS High Income Municipal Trust

17/12/2013

31/12/2013

10.91%

$0.03

Nuveen New York AMT - Free Quality Municipal Income Fund

11/12/2013

31/12/2013

7.56%

$0.07

Nuveen Preferred & Income Securities Fund

11/12/2013

31/12/2013

0.00%

$0.06

Nuveen Quality Muni Income Fund

11/12/2013

31/12/2013

7.29%

$0.02

Parkson Retail Group Ltd

25/09/2013

31/12/2013

12.91%

CN¥0.05

State Street SPDR ICE Preferred Securities ETF

20/12/2013

31/12/2013

7.15%

$1.17

State Street SPDR S&P Homebuilders ETF

20/12/2013

31/12/2013

0.67%

$0.02

State Street SPDR S&P Semiconductor ETF

20/12/2013

31/12/2013

0.15%

$0.10

Stock Yards Bancorp Inc

05/12/2013

31/12/2013

1.66%

$0.21

TriCo Bancshares

18/12/2013

31/12/2013

2.67%

$0.11

Vanguard Long-Term Treasury Index Fund ETF Shares

24/12/2013

31/12/2013

4.68%

$0.16

WisdomTree International SmallCap Dividend Fund

24/12/2013

31/12/2013

3.59%

$0.47

WisdomTree Japan Hedged Equity Fund

24/12/2013

31/12/2013

0.96%

$0.37

WisdomTree U.S. LargeCap Dividend Fund

24/12/2013

31/12/2013

1.44%

$0.09

WisdomTree U.S. SmallCap Dividend Fund

24/12/2013

31/12/2013

1.62%

$0.03

Aimia Inc

13/12/2013

31/12/2013

0.00%

CA$0.17

Canaccord Genuity Group Inc Cum Pfd Shs Series -C-

18/12/2013

31/12/2013

6.83%

CA$0.36

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

18/12/2013

31/12/2013

0.79%

$0.08

Henderson European Trust PLC

11/12/2013

31/12/2013

0.00%

£0.02

Invesco Bond Fund

10/12/2013

31/12/2013

5.40%

$0.36

Invesco International Dividend Achievers ETF

20/12/2013

31/12/2013

3.53%

$0.08

Invesco KBW Bank ETF

20/12/2013

31/12/2013

1.94%

$0.19

Invesco Municipal Income Opportunities Trust

10/12/2013

31/12/2013

5.65%

$0.04

Invesco Municipal Opportunity Trust

10/12/2013

31/12/2013

7.81%

$0.07

Invesco S&P 500 GARP ETF

20/12/2013

31/12/2013

0.00%

$0.19

Invesco S&P 500 Top 50 ETF

20/12/2013

31/12/2013

0.00%

$0.06

Invesco Trust for New York Investment Grade Municipals

10/12/2013

31/12/2013

7.40%

$0.08

MFS Special Value Trust

17/12/2013

31/12/2013

0.00%

$0.06

Morguard Real Estate Investment Trust

11/12/2013

31/12/2013

3.35%

CA$0.08

Nuveen AMT-Free Quality Muni Inc

11/12/2013

31/12/2013

7.24%

$0.00

Nuveen Select Tax-Free Income Portfolio

11/12/2013

31/12/2013

4.55%

$0.01

Premier Miton Glb Renewables Trust PLC

27/11/2013

31/12/2013

0.00%

£0.03

ProShares Ultra Semiconductors

24/12/2013

31/12/2013

0.33%

$0.00

Spruce Power Holding Corp

11/12/2013

31/12/2013

0.00%

$0.14

TC Energy Corp Cum Red 1st Pfd Registered Shs Series -3-

28/11/2013

31/12/2013

5.17%

CA$0.25

Tortoise Electrification Infrastructure ETF

20/12/2013

31/12/2013

3.62%

$0.13

Vitasoy International Holdings Ltd

13/12/2013

31/12/2013

2.34%

HK$0.03

Western Asset Inflation-Linked Income Fd

11/12/2013

31/12/2013

7.81%

$0.03

WisdomTree Emerging Markets Quality Dividend Growth Fund

24/12/2013

31/12/2013

1.33%

$0.08

WisdomTree International High Dividend Fund

24/12/2013

31/12/2013

3.91%

$0.34

WisdomTree Japan SmallCap Dividend Fund

24/12/2013

31/12/2013

2.67%

$0.45

WisdomTree U.S. Total Dividend Fund

24/12/2013

31/12/2013

1.58%

$0.18

Aberdeen Government Markets Income Fund

17/12/2013

31/12/2013

8.58%

$0.04

abrdn SICAV I – Emerging Markets Bond Fund Class A MInc

02/12/2013

31/12/2013

5.11%

$0.06

abrdn SICAV I – Euro High Yield Bond Fund Class A MInc

02/12/2013

31/12/2013

5.44%

€0.03

Atco Ltd Shs Class 2 Voting

04/12/2013

31/12/2013

0.00%

CA$0.19

BlackRock Investment Quality Municipal

11/12/2013

31/12/2013

0.00%

$0.08

BlackRock Long-Term Municipal Advantage Trust

11/12/2013

31/12/2013

0.00%

$0.06

BlackRock MuniAssets Fund

11/12/2013

31/12/2013

6.32%

$0.00

BlackRock MuniHoldings New Jersey Quality Fund, Inc.

11/12/2013

31/12/2013

5.39%

$0.08

BlackRock Virginia Municipal Bond Trust

11/12/2013

31/12/2013

4.29%

$0.07

Brookfield Corp 4.75 % Cum Conv Pfd Registered Shs -A- Series 17

11/12/2013

31/12/2013

5.57%

CA$0.30

ChoiceOne Financial Services Inc

11/12/2013

31/12/2013

3.59%

$0.13

DTF Tax-Free Income 2028 Term Fund Inc.

12/12/2013

31/12/2013

3.39%

$0.01

Eaton Vance Municipal Income 2028 Term Trust

20/12/2013

31/12/2013

5.07%

$0.07

Eaton Vance National Municipal Opportunities Trust

20/12/2013

31/12/2013

4.79%

$0.09

First Guaranty Bancshares Inc

19/12/2013

31/12/2013

0.43%

$0.12

First Trust Dow Jones Global Select Dividend Index Fund

18/12/2013

31/12/2013

5.06%

$0.30

First Trust NASDAQ Technology Dividend Index Fund

18/12/2013

31/12/2013

1.40%

$0.15

First Trust S&P International Dividend Aristocrats ETF

18/12/2013

31/12/2013

4.12%

$0.32

First Trust Senior Loan Fund

18/12/2013

31/12/2013

6.04%

$0.16

High Yield ETF

24/12/2013

31/12/2013

0.00%

$0.52

Invesco Bloomberg Enhanced Fallen Angels ETF

13/12/2013

31/12/2013

2.01%

$0.07

Invesco Dorsey Wright Technology Momentum ETF

20/12/2013

31/12/2013

0.00%

$0.06

Invesco Financial Preferred ETF

13/12/2013

31/12/2013

7.24%

$0.10

Invesco Global Water ETF

20/12/2013

31/12/2013

0.92%

$0.09

Invesco India ETF

20/12/2013

31/12/2013

0.00%

$0.01

Invesco MSCI Sustainable Future ETF

20/12/2013

31/12/2013

0.00%

$0.05

Invesco Quality Municipal Income Trust

10/12/2013

31/12/2013

7.62%

$0.07

Invesco S&P 500 Equal Weight Consumer Staples ETF

20/12/2013

31/12/2013

0.00%

$0.37

Invesco S&P 500 Equal Weight Materials ETF

20/12/2013

31/12/2013

0.00%

$0.31

Invesco S&P International Developed Momentum ETF

20/12/2013

31/12/2013

1.90%

$0.13

Invesco S&P MidCap Momentum ETF

20/12/2013

31/12/2013

0.00%

$0.13

Invesco S&P MidCap Quality ETF

20/12/2013

31/12/2013

0.00%

$0.14

Invesco S&P SmallCap Energy ETF

20/12/2013

31/12/2013

2.13%

$0.00

Lincoln Educational Services Corp

11/12/2013

31/12/2013

0.00%

$0.07

MFS High Yield Municipal Trust

17/12/2013

31/12/2013

6.36%

$0.03

MFS Investment Grade Municipal Trust

17/12/2013

31/12/2013

5.41%

$0.05

New England Realty Associates LP ADR

12/12/2013

31/12/2013

2.83%

$0.25

Nuveen AMT-Free Municipal Value Fund

11/12/2013

31/12/2013

4.15%

$0.00

Nuveen Arizona Quality Municipal Income Fund

11/12/2013

31/12/2013

5.94%

$0.06

Nuveen Massachusetts Quality Municipal Income Fund

11/12/2013

31/12/2013

5.68%

$0.00

Nuveen Municipal Value Fund

11/12/2013

31/12/2013

4.30%

$0.00

Nuveen New Jersey Quality Municipal Income Fund

11/12/2013

31/12/2013

7.82%

$0.00

Nuveen New York Municipal Value Fund

11/12/2013

31/12/2013

4.17%

$0.00

Nuveen Taxable Municipal Income Fund

11/12/2013

31/12/2013

7.63%

$0.12

Nuveen Taxable Municipal Income Fund

24/12/2013

31/12/2013

7.63%

$0.02

Nuveen Virginia Quality Municipal Income Fund

11/12/2013

31/12/2013

6.78%

$0.00

Renaissance IPO ETF

20/12/2013

31/12/2013

0.12%

$0.02

Royal London Sterling Credit Fund Z Inc

01/11/2013

31/12/2013

5.72%

£0.01

State Street SPDR Portfolio S&P 600 Small Cap ETF

20/12/2013

31/12/2013

1.39%

$0.11

State Street SPDR S&P 600 Small Cap Value ETF

20/12/2013

31/12/2013

1.82%

$0.37

State Street SPDR S&P Health Care Services ETF

20/12/2013

31/12/2013

0.20%

$0.29

Sun Life Financial Inc 4.45 % Pfd Registered Shs -A- Series -3-

25/11/2013

31/12/2013

5.05%

CA$0.28

Vanguard Large-Cap Index Fund ETF Shares

24/12/2013

31/12/2013

1.03%

$0.44

Vanguard Mid-Cap Value Index Fund ETF Shares

24/12/2013

31/12/2013

1.83%

$1.21

Vanguard Mortgage-Backed Securities Index Fund ETF Shares

24/12/2013

31/12/2013

4.29%

$0.09

Vecima Networks Inc

04/12/2013

31/12/2013

1.68%

CA$0.46

Vecima Networks Inc

20/12/2013

31/12/2013

1.68%

CA$0.54

Vecima Networks Inc

19/12/2013

31/12/2013

1.68%

CA$0.54

Velan Inc Shs Subord.Vtg.

12/12/2013

31/12/2013

4.54%

CA$0.08

WisdomTree Europe Hedged Equity Fund

24/12/2013

31/12/2013

1.81%

$0.12

WisdomTree Global ex-U.S. Quality Growth Fund

24/12/2013

31/12/2013

1.33%

$0.05

WisdomTree Global High Dividend Fund

24/12/2013

31/12/2013

3.16%

$0.33

WisdomTree Japan Opportunities Fund

24/12/2013

31/12/2013

1.13%

$0.06

Aberdeen Municipal Income

17/12/2013

31/12/2013

6.63%

$0.04

Albion VCT PLC

04/12/2013

31/12/2013

0.00%

£0.03

Amundi Money Market Fund - Short Term (USD) IC-D

27/12/2013

31/12/2013

3.20%

$0.00

BlackRock California Municipal Income Trust

11/12/2013

31/12/2013

0.00%

$0.08

BlackRock Municipal Income Fund, Inc

11/12/2013

31/12/2013

0.00%

$0.01

BlackRock Municipal Income Quality Trust

11/12/2013

31/12/2013

0.00%

$0.08

BlackRock MuniHoldings California Quality Fund, Inc.

11/12/2013

31/12/2013

6.02%

$0.07

BlackRock MuniHoldings Fund Inc

11/12/2013

31/12/2013

6.19%

$0.00

BlackRock MuniVest

11/12/2013

31/12/2013

0.00%

$0.00

BlackRock MuniVest Fund II

11/12/2013

31/12/2013

0.00%

$0.00

BlackRock MuniYield

11/12/2013

31/12/2013

0.00%

$0.00

BlackRock MuniYield Michigan Quality Fund, Inc.

11/12/2013

31/12/2013

5.61%

$0.00

BlackRock MuniYield New York Quality Fund, Inc.

11/12/2013

31/12/2013

6.25%

$0.00

BlackRock MuniYield Quality

11/12/2013

31/12/2013

6.18%

$0.10

BlackRock MuniYield Quality Fund III, Inc.

11/12/2013

31/12/2013

6.19%

$0.07

BlackRock MuniYield Quality II

11/12/2013

31/12/2013

0.00%

$0.07

BlackRock New York Municipal Income Trust

11/12/2013

31/12/2013

0.45%

$0.07

Brookfield Corp Cum Red Pfd Registered Shs -A- Series -2-

11/12/2013

31/12/2013

5.52%

CA$0.13

Brookfield Office Properties Inc Pfd Shs -AAA- Series -N-

11/12/2013

31/12/2013

4.57%

CA$0.38

Cocoaland Holdings Bhd

10/12/2013

31/12/2013

0.00%

MYR 0.01

Contax Participacoes SA

30/04/2013

31/12/2013

0.00%

R$2,415.62

DoubleLine Total Return Bond Fund Class I

31/12/2013

0.00%

$0.05

Eaton Vance Municipal Bond Fund

20/12/2013

31/12/2013

6.30%

$0.06

EDP - Energias do Brasil SA

19/12/2013

31/12/2013

0.00%

R$0.06

El Paso Energy Capital Trust I 4.75 % Trust Conv Pfd Secs Series -C-

11/12/2013

31/12/2013

0.00%

$0.59

First Trust Alerian Disruptive Technology Real Estate ETF

18/12/2013

31/12/2013

3.14%

$0.41

First Trust China AlphaDEX Fund

18/12/2013

31/12/2013

2.90%

$0.04

First Trust Global Wind Energy ETF

18/12/2013

31/12/2013

0.97%

$0.02

First Trust Multi-Asset Diversified Income Index Fund

18/12/2013

31/12/2013

5.63%

$0.19

First Trust Nasdaq-100 Select Equal Weight ETF

18/12/2013

31/12/2013

0.29%

$0.08

First Trust Natural Gas ETF

18/12/2013

31/12/2013

2.14%

$0.00

First Trust Small Cap Growth AlphaDEX Fund

18/12/2013

31/12/2013

0.30%

$0.01

First Trust/abrdn Emerging Opportunity Fund

20/12/2013

31/12/2013

0.00%

$0.30

Henderson Diversified Income Trust PLC

04/12/2013

31/12/2013

0.00%

£0.01

Invesco Advantage Municipal Income Trust II

10/12/2013

31/12/2013

7.54%

$0.06

Invesco Bloomberg Financial Data Providers ETF

20/12/2013

31/12/2013

2.21%

$0.25

Invesco Bloomberg Pricing Power ETF

24/12/2013

31/12/2013

0.00%

$0.79

Invesco BuyBack Achievers ETF

20/12/2013

31/12/2013

0.79%

$0.10

Invesco Dividend Achievers ETF

20/12/2013

31/12/2013

1.33%

$0.11

Invesco Dorsey Wright Healthcare Momentum ETF

20/12/2013

31/12/2013

10.24%

$0.03

Invesco Food & Beverage ETF

20/12/2013

31/12/2013

1.27%

$0.07

Invesco Global Clean Energy ETF

20/12/2013

31/12/2013

1.67%

$0.04

Invesco Golden Dragon China ETF

20/12/2013

31/12/2013

3.22%

$0.14

Invesco Insured Municipal Income Trust

10/12/2013

31/12/2013

7.47%

$0.08

Invesco Next Gen Media and Gaming ETF

20/12/2013

31/12/2013

0.24%

$0.02

Invesco RAFI US 1500 Small-Mid ETF

20/12/2013

31/12/2013

0.80%

$0.06

Invesco S&P 500 Downside Hedged ETF

20/12/2013

31/12/2013

0.00%

$0.29

Invesco S&P 500 Equal Weight Consumer Discretionary ETF

20/12/2013

31/12/2013

0.00%

$0.22

Invesco S&P 500 Equal Weight Health Care ETF

20/12/2013

31/12/2013

0.00%

$0.01

Invesco S&P 500 Equal Weight Technology ETF

20/12/2013

31/12/2013

0.00%

$0.02

Invesco S&P 500 Pure Growth ETF

20/12/2013

31/12/2013

0.00%

$0.09

Invesco S&P SmallCap 600 Pure Value ETF

20/12/2013

31/12/2013

1.38%

$0.08

Invesco S&P SmallCap Consumer Discretionary ETF

20/12/2013

31/12/2013

1.00%

$0.08

Invesco S&P SmallCap Health Care ETF

20/12/2013

31/12/2013

0.07%

$0.01

Invesco Water Resources ETF

20/12/2013

31/12/2013

0.60%

$0.02

Invesco WilderHill Clean Energy ETF

20/12/2013

31/12/2013

0.90%

$0.06

John Hancock Income Securities Trust

10/12/2013

31/12/2013

5.89%

$0.28

John Hancock Tax Advantage Global Shareholder Yield Fund

10/12/2013

31/12/2013

0.00%

$0.32

Jupiter Dynamic Bond L CHF Hsc Q Inc

30/09/2013

31/12/2013

7.00%

CHF 0.12

Jupiter Dynamic Bond L USD Hsc Q Inc

30/09/2013

31/12/2013

8.02%

$0.12

M&G Global High Yield Bond Fund Sterling I Inc

02/12/2013

31/12/2013

6.25%

£0.00

Macquarie Global Infrastructure Total Return Fund Inc.

19/12/2013

31/12/2013

0.00%

$0.35

Monteiro Aranha SA

04/03/2013

31/12/2013

42.81%

R$2.95

Morguard Corp

12/12/2013

31/12/2013

0.68%

CA$0.15

New America High Income Fund

13/12/2013

31/12/2013

0.00%

$0.07

Northland Power Inc Cum Pfd Registered Shs Series -3-

18/12/2013

31/12/2013

0.00%

CA$0.31

NOVONIX Ltd ADR

11/12/2013

31/12/2013

0.00%

$0.08

Nuveen California AMT- Free Quality Municipal Income Fund

11/12/2013

31/12/2013

7.06%

$0.07

Nuveen California Municipal Value Fund

11/12/2013

31/12/2013

3.98%

$0.04

Nuveen California Quality Municipal Income Fund

11/12/2013

31/12/2013

7.10%

$0.07

Nuveen California Select Tax-Free Income Portfolio

11/12/2013

31/12/2013

0.00%

$0.31

Nuveen Missouri Quality Municipal Income Fund

11/12/2013

31/12/2013

6.85%

$0.06

Nuveen Municipal Income

11/12/2013

31/12/2013

4.21%

$0.01

Nuveen New York Quality Municipal Income Fund

11/12/2013

31/12/2013

7.26%

$0.00

Nuveen New York Select Tax-Free Income Fund

11/12/2013

31/12/2013

0.00%

$0.06

Nuveen Select Maturities Municipal Fund

11/12/2013

31/12/2013

3.90%

$0.00

NYLI MacKay DefinedTerm Muni Opportunities Fund

12/12/2013

31/12/2013

5.39%

$0.44

PIMCO GIS Diversified Income Fund E Class EUR (Hedged) Income

30/12/2013

31/12/2013

5.24%

€0.09

PIMCO GIS Diversified Income Fund Institutional EUR (Hedged) Income

30/12/2013

31/12/2013

6.19%

€0.10

PIMCO GIS Global High Yield Bond Fund Institutional EUR (Hedged) Income

30/12/2013

31/12/2013

6.31%

€0.18

Premier Miton Glb Renewables ZDP 2025

27/11/2013

31/12/2013

0.00%

£0.03

Premium Global Income Split Fund 5.25% PRF REDEEM 30/06/2025 CAD 25

11/12/2013

31/12/2013

6.95%

CA$0.19

PRIMECAP Odyssey Aggressive Growth Fund

31/12/2013

10.86%

$0.02

ProShares Investment Grade—Interest Rate Hedged

24/12/2013

31/12/2013

5.13%

$0.26

ProShares Ultra Dow30

24/12/2013

31/12/2013

0.96%

$0.01

ProShares Ultra Financials

24/12/2013

31/12/2013

1.18%

$0.03

Shanghai Dasheng Agriculture Finance Technology Co Ltd Class H

09/09/2013

31/12/2013

0.00%

CN¥0.01

State Street SPDR Global Dow ETF

20/12/2013

31/12/2013

2.51%

$0.43

State Street SPDR Portfolio S&P 400 Mid Cap ETF

20/12/2013

31/12/2013

1.22%

$0.27

State Street SPDR Portfolio S&P 500 Value ETF

20/12/2013

31/12/2013

1.70%

$0.12

State Street SPDR S&P 1500 Momentum Tilt ETF

20/12/2013

31/12/2013

0.88%

$0.63

State Street SPDR S&P 600 Small Cap Growth ETF

20/12/2013

31/12/2013

0.67%

$0.33

State Street SPDR S&P Bank ETF

20/12/2013

31/12/2013

2.15%

$0.11

State Street SPDR S&P Capital Markets ETF

20/12/2013

31/12/2013

1.72%

$0.21

State Street SPDR S&P Pharmaceuticals ETF

20/12/2013

31/12/2013

0.49%

$0.15

State Street SPDR S&P Telecom ETF

20/12/2013

31/12/2013

0.82%

$0.25

T. Rowe Price Institutional Floating Rate Fund Class F

31/12/2013

0.00%

$0.04

Tsui Wah Holdings Ltd

12/12/2013

31/12/2013

0.00%

HK$0.02

Tu Liem Urban Development JSC

16/12/2013

31/12/2013

13.79%

₫500

Uchi Technologies Bhd

11/12/2013

31/12/2013

7.04%

MYR 0.04

Wheeler Real Estate Investment Trust Inc

26/11/2013

31/12/2013

0.00%

$0.04

WisdomTree Emerging Markets SmallCap Dividend Fund

24/12/2013

31/12/2013

3.90%

$0.25

WisdomTree International Al Enhanced Value Fund

24/12/2013

31/12/2013

4.16%

$0.32

WisdomTree International MidCap Dividend Fund

24/12/2013

31/12/2013

3.06%

$0.08

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

24/12/2013

31/12/2013

1.72%

$0.04

AB Core Bond ETF

31/12/2013

0.00%

$0.01

Adara Acquisition Corp - Class A

20/12/2013

31/12/2013

0.00%

$0.20

AdvisorShares Dorsey Wright ADR ETF

24/12/2013

31/12/2013

0.83%

$0.01

AdvisorShares Insider Advantage ETF

24/12/2013

31/12/2013

0.88%

$0.15

AdvisorShares Newfleet Multi-Sector Income ETF

24/12/2013

31/12/2013

0.00%

$0.13

AdvisorShares North Square McKee ESG Core Bond ETF

24/12/2013

31/12/2013

0.00%

$0.16

Alliance Bank Malaysia Bhd

17/12/2013

31/12/2013

4.15%

MYR 0.11

Amundi Money Market Fund - Short Term (USD) PC-D

27/12/2013

31/12/2013

0.00%

$0.00

Antares Cert

24/12/2013

31/12/2013

0.00%

€6.15

Asian Citrus Holdings Ltd

14/11/2013

31/12/2013

0.00%

CN¥9.58

BlackRock Liquidity Funds TempCash Institutional Shares

31/12/2013

0.00%

$0.00

BlackRock Municipal Income Trust II

11/12/2013

31/12/2013

0.00%

$0.00

BlackRock MuniHoldings New York Quality Fund, Inc.

11/12/2013

31/12/2013

0.00%

$0.00

BlackRock MuniHoldings Quality Fund II, Inc.

11/12/2013

31/12/2013

0.00%

$0.07

BlackRock MuniYield Pennsylvania Quality Fund

11/12/2013

31/12/2013

5.19%

$0.07

BNY Mellon Global Stock Fund - Class I

31/12/2013

0.00%

$0.15

Bondbloxx USD High Yield Bond Sector Rotation ETF

13/12/2013

31/12/2013

5.83%

$0.13

Cambiar International Equity Institutional

30/12/2013

31/12/2013

0.00%

$0.10

CHS Inc 7.875 % Cum Red Pfd Registered Shs -B- Series -1-

12/12/2013

31/12/2013

7.65%

$0.52

Citizens Holding Co

12/12/2013

31/12/2013

0.00%

$0.22

Co-operators General Insurance Co Non Cum Red Pref Registered Shs -E- Series -C-

27/11/2013

31/12/2013

5.35%

CA$0.31

Credit Suisse Floating Rate High Income Fund Institutional Class

31/12/2013

0.00%

$0.03

Deson Development International Holdings Ltd

12/12/2013

31/12/2013

0.00%

HK$0.01

Distri-Land/Le Certificat Foncier

24/12/2013

31/12/2013

0.00%

€44.92

Dundee Corp Cum 1st Pref Registered Shs Series -2-

13/12/2013

31/12/2013

0.00%

CA$0.42

DWS Strategic Municipal Income Trust

18/12/2013

31/12/2013

0.00%

$0.08

Eaton Vance California Municipal Bond Fund

20/12/2013

31/12/2013

0.00%

$0.05

Eaton Vance Floating-Rate Advantage Fund Class A

31/12/2013

0.00%

$0.05

Eaton Vance Floating-Rate Advantage Fund Class I

31/12/2013

0.00%

$0.05

Eaton Vance New York Municipal Bond Fund

20/12/2013

31/12/2013

0.00%

$0.06

Embrace Change Acquisition Corp

24/12/2013

31/12/2013

0.00%

$0.05

Fawaz Abdulaziz AlHokair Co

07/11/2013

31/12/2013

0.00%

SAR 1.37

First Trust Alerian U.S. NextGen Infrastructure ETF

18/12/2013

31/12/2013

0.00%

$0.19

First Trust Asia Pacific Ex-Japan AlphaDEX Fund

18/12/2013

31/12/2013

3.72%

$0.18

First Trust BICK Index Fund

18/12/2013

31/12/2013

0.00%

$0.10

First Trust Brazil AlphaDEX Fund

18/12/2013

31/12/2013

4.08%

$0.07

First Trust Capital Strength ETF

18/12/2013

31/12/2013

1.11%

$0.13

First Trust Consumer Discretionary AlphaDEX Fund

18/12/2013

31/12/2013

0.63%

$0.05

First Trust Consumer Staples AlphaDEX Fund

18/12/2013

31/12/2013

2.41%

$0.11

First Trust Developed Markets Ex-US AlphaDEX Fund

18/12/2013

31/12/2013

2.88%

$0.31

First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

18/12/2013

31/12/2013

2.90%

$0.21

First Trust Dividend Strength ETF

18/12/2013

31/12/2013

1.57%

$0.07

First Trust Dorsey Wright People's Portfolio ETF

18/12/2013

31/12/2013

0.00%

$0.08

First Trust Dow Jones Select MicroCap Index Fund

18/12/2013

31/12/2013

1.39%

$0.11

First Trust Emerging Markets AlphaDEX Fund

18/12/2013

31/12/2013

2.27%

$0.04

First Trust Emerging Markets Small Cap AlphaDEX Fund

18/12/2013

31/12/2013

4.28%

$0.15

First Trust Energy AlphaDEX Fund

18/12/2013

31/12/2013

1.61%

$0.06

First Trust Europe AlphaDEX Fund

18/12/2013

31/12/2013

2.78%

$0.07

First Trust Financials AlphaDEX® Fund (USD)

18/12/2013

31/12/2013

2.05%

$0.10

First Trust Germany AlphaDEX Fund

18/12/2013

31/12/2013

1.41%

$0.00

First Trust Industrials/Producer Durables AlphaDEX Fund

18/12/2013

31/12/2013

0.65%

$0.06

First Trust Indxx Global Agriculture ETF

18/12/2013

31/12/2013

1.29%

$0.19

First Trust Indxx Global Natural Resources Income ETF

18/12/2013

31/12/2013

2.09%

$0.03

First Trust IndXX NextG ETF

18/12/2013

31/12/2013

1.26%

$0.05

First Trust Japan AlphaDEX Fund

18/12/2013

31/12/2013

2.63%

$0.10

First Trust Large Cap Core AlphaDEX Fund

18/12/2013

31/12/2013

0.95%

$0.12

First Trust Large Cap Growth AlphaDEX Fund

18/12/2013

31/12/2013

0.15%

$0.05

First Trust Large Cap Value AlphaDEX Fund

18/12/2013

31/12/2013

1.64%

$0.18

First Trust Latin America AlphaDEX Fund

18/12/2013

31/12/2013

3.41%

$0.02

First Trust Managed Futures Strategy Fund

18/12/2013

31/12/2013

4.99%

$1.21

First Trust Materials AlphaDEX Fund

18/12/2013

31/12/2013

1.39%

$0.08

First Trust Mid Cap Core AlphaDEX Fund

18/12/2013

31/12/2013

0.81%

$0.09

First Trust Mid Cap Growth AlphaDEX Fund

18/12/2013

31/12/2013

0.17%

$0.00

First Trust Mid Cap Value AlphaDEX Fund

18/12/2013

31/12/2013

1.45%

$0.07

First Trust Morningstar Dividend Leaders Index Fund

18/12/2013

31/12/2013

3.62%

$0.20

First Trust Multi Cap Growth AlphaDEX Fund

18/12/2013

31/12/2013

0.09%

$0.02

First Trust Multi Cap Value AlphaDEX Fund

18/12/2013

31/12/2013

1.55%

$0.15

First Trust NASDAQ ABA Community Bank Index Fund

18/12/2013

31/12/2013

2.30%

$0.13

First Trust NASDAQ-100 Ex-Technology Sector Index Fund

18/12/2013

31/12/2013

0.70%

$0.05

First Trust NASDAQ-100-Technology Sector Index Fund

18/12/2013

31/12/2013

0.01%

$0.08

First Trust North American Energy Infrastructure Fund

18/12/2013

31/12/2013

2.71%

$0.21

First Trust Preferred Securities and Income ETF

18/12/2013

31/12/2013

6.03%

$0.12

First Trust S&P REIT Index Fund

18/12/2013

31/12/2013

2.10%

$0.18

First Trust S-Network Future Vehicles & Technology ETF

18/12/2013

31/12/2013

1.57%

$0.07

First Trust Small Cap Core AlphaDEX Fund

18/12/2013

31/12/2013

0.91%

$0.06

First Trust Small Cap Value AlphaDEX Fund

18/12/2013

31/12/2013

1.46%

$0.06

First Trust Switzerland AlphaDEX Fund

18/12/2013

31/12/2013

2.02%

$0.00

First Trust Tactical High Yield ETF

18/12/2013

31/12/2013

6.83%

$0.24

First Trust Technology AlphaDEX Fund

18/12/2013

31/12/2013

0.00%

$0.02

First Trust United Kingdom AlphaDEX Fund

18/12/2013

31/12/2013

2.71%

$0.22

First Trust US Equity Opportunities ETF

18/12/2013

31/12/2013

0.50%

$0.08

First Trust Utilities AlphaDEX Fund

18/12/2013

31/12/2013

2.11%

$0.17

First Trust Value Line Dividend Index Fund

18/12/2013

31/12/2013

2.27%

$0.13

FP Newspapers Inc

27/11/2013

31/12/2013

0.00%

CA$0.05

Franklin Alternative Strategies Fund Class A

27/12/2013

31/12/2013

0.00%

$0.04

Hang Pin Living Technology Co Ltd

12/12/2013

31/12/2013

0.00%

HK$0.01

Highland/iBoxx Senior Loan ETF

13/12/2013

31/12/2013

0.00%

$0.08

Invesco Active U.S. Real Estate Fund

20/12/2013

31/12/2013

1.91%

$0.59

Invesco BLDRS Emerging Markets 50 ADR Index Fund

20/12/2013

31/12/2013

0.00%

$0.43

Invesco Bloomberg Analyst Rating Improvers ETF

24/12/2013

31/12/2013

0.00%

$0.11

Invesco Bloomberg MVP Multi-factor ETF

20/12/2013

31/12/2013

1.27%

$0.15

Invesco California AMT-Free Municipal Bond ETF

13/12/2013

31/12/2013

3.94%

$0.08

Invesco Dorsey Wright Basic Materials Momentum ETF

20/12/2013

31/12/2013

0.49%

$0.19

Invesco Dorsey Wright Consumer Cyclicals Momentum ETF

20/12/2013

31/12/2013

0.25%

$0.05

Invesco Dorsey Wright Consumer Staples Momentum ETF

20/12/2013

31/12/2013

0.75%

$0.19

Invesco Dorsey Wright Developed Markets Momentum ETF

20/12/2013

31/12/2013

1.60%

$0.53

Invesco Dorsey Wright Emerging Markets Momentum ETF

20/12/2013

31/12/2013

1.81%

$0.09

Invesco Dorsey Wright Energy Momentum ETF

20/12/2013

31/12/2013

1.21%

$0.08

Invesco Dorsey Wright Financial Momentum ETF

20/12/2013

31/12/2013

6.77%

$0.09

Invesco Dorsey Wright Industrials Momentum ETF

20/12/2013

31/12/2013

0.00%

$0.06

Invesco Dorsey Wright Momentum ETF

20/12/2013

31/12/2013

0.24%

$0.02

Invesco Dorsey Wright SmallCap Momentum ETF

20/12/2013

31/12/2013

0.00%

$0.01

Invesco Dorsey Wright Utilities Momentum ETF

20/12/2013

31/12/2013

1.99%

$0.16

Invesco Dynamic Leisure and Entertainment ETF

20/12/2013

31/12/2013

0.52%

$0.07

Invesco Emerging Markets Sovereign Debt ETF

13/12/2013

31/12/2013

6.01%

$0.11

Invesco Energy Exploration & Production ETF

20/12/2013

31/12/2013

1.24%

$0.08

Invesco Equal Weight 0-30 Year Treasury ETF

13/12/2013

31/12/2013

4.16%

$0.06

Invesco Floating Rate Municipal Income ETF

13/12/2013

31/12/2013

2.20%

$0.00

Invesco Fundamental Investment Grade Corporate Bond ETF

13/12/2013

31/12/2013

4.40%

$0.05

Invesco International Corporate Bond ETF

13/12/2013

31/12/2013

3.52%

$0.07

Invesco KBW Property & Casualty Insurance ETF

20/12/2013

31/12/2013

1.88%

$0.37

Invesco KBW Property & Casualty Insurance ETF

24/12/2013

31/12/2013

1.88%

$0.05

Invesco Large Cap Growth ETF

20/12/2013

31/12/2013

0.10%

$0.04

Invesco Large Cap Value ETF

20/12/2013

31/12/2013

0.89%

$0.15

Invesco MSCI Global Timber ETF

24/12/2013

31/12/2013

0.00%

$0.36

Invesco National AMT-Free Municipal Bond ETF

13/12/2013

31/12/2013

3.95%

$0.09

Invesco New York AMT-Free Municipal Bond ETF

13/12/2013

31/12/2013

3.95%

$0.08

Invesco Oil & Gas Services ETF

20/12/2013

31/12/2013

0.00%

$0.03

Invesco Pharmaceuticals ETF

20/12/2013

31/12/2013

0.00%

$0.07

Invesco RAFI Developed Markets ex-U.S. ETF

20/12/2013

31/12/2013

0.00%

$0.31

Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF

20/12/2013

31/12/2013

2.04%

$0.30

Invesco RAFI Emerging Markets ETF

20/12/2013

31/12/2013

0.00%

$0.11

Invesco S&P 100 Equal Weight ETF

20/12/2013

31/12/2013

0.00%

$0.16

Invesco S&P 500 Equal Weight Energy ETF

20/12/2013

31/12/2013

0.00%

$0.23

Invesco S&P 500 Equal Weight Financials ETF

20/12/2013

31/12/2013

0.00%

$0.14

Invesco S&P 500 Equal Weight Industrials ETF

20/12/2013

31/12/2013

0.00%

$0.05

Invesco S&P 500 Equal Weight Utilities ETF

20/12/2013

31/12/2013

0.00%

$0.60

Invesco S&P 500 High Beta ETF

20/12/2013

31/12/2013

0.00%

$0.09

Invesco S&P 500 Pure Value ETF

20/12/2013

31/12/2013

2.30%

$0.11

Invesco S&P 500 Value with Momentum ETF

20/12/2013

31/12/2013

0.00%

$0.20

Invesco S&P Emerging Markets Low Volatility ETF

20/12/2013

31/12/2013

0.00%

$0.18

Invesco S&P Emerging Markets Momentum ETF

20/12/2013

31/12/2013

0.00%

$0.19

Invesco S&P Global Water Index ETF

24/12/2013

31/12/2013

1.54%

$0.42

Invesco S&P International Developed Low Volatility ETF

20/12/2013

31/12/2013

0.00%

$0.31

Invesco S&P International Developed Quality ETF

20/12/2013

31/12/2013

1.49%

$0.15

Invesco S&P MidCap 400 GARP ETF

20/12/2013

31/12/2013

0.16%

$0.13

Invesco S&P MidCap 400 Pure Growth ETF

20/12/2013

31/12/2013

0.00%

$0.04

Invesco S&P MidCap 400 Pure Value ETF

20/12/2013

31/12/2013

0.00%

$0.12

Invesco S&P MidCap Low Volatility ETF

20/12/2013

31/12/2013

0.00%

$0.19

Invesco S&P MidCap Value with Momentum ETF

20/12/2013

31/12/2013

0.00%

$0.11

Invesco S&P SmallCap 600 Equal Weight ETF

20/12/2013

31/12/2013

0.00%

$0.10

Invesco S&P SmallCap 600 Pure Growth ETF

20/12/2013

31/12/2013

0.17%

$0.10

Invesco S&P SmallCap Consumer Staples ETF

20/12/2013

31/12/2013

1.68%

$0.14

Invesco S&P SmallCap Financials ETF

24/12/2013

31/12/2013

2.17%

$0.03

Invesco S&P SmallCap Financials ETF

20/12/2013

31/12/2013

2.17%

$0.40

Invesco S&P SmallCap Industrials ETF

20/12/2013

31/12/2013

0.35%

$0.11

Invesco S&P SmallCap Information Technology ETF

20/12/2013

31/12/2013

0.00%

$0.02

Invesco S&P SmallCap Low Volatility ETF

20/12/2013

31/12/2013

0.57%

$0.25

Invesco S&P SmallCap Materials ETF

20/12/2013

31/12/2013

1.02%

$0.09

Invesco S&P SmallCap Utilities & Communication Services ETF

20/12/2013

31/12/2013

0.99%

$0.41

Invesco S&P SmallCap Value with Momentum ETF

20/12/2013

31/12/2013

0.00%

$0.12

Invesco S&P Spin-Off ETF

24/12/2013

31/12/2013

0.00%

$0.09

Invesco Taxable Municipal Bond ETF

13/12/2013

31/12/2013

4.55%

$0.12

Invesco Zacks Mid-Cap ETF

24/12/2013

31/12/2013

0.00%

$0.46

Invesco Zacks Multi-Asset Income ETF

24/12/2013

31/12/2013

0.00%

$0.31

Isabella Bank Corp

20/12/2013

31/12/2013

3.24%

$0.21

Jollibee Foods Corp ADR

25/11/2013

31/12/2013

2.38%

$0.04

Joong Ang Enervis Co Ltd

27/09/2013

31/12/2013

2.52%

₩32

Lion Posim Bhd

19/12/2013

31/12/2013

0.00%

MYR 0.02

Logistics Vicem JSC

10/12/2013

31/12/2013

2.18%

₫1,183

M.Video PJSC

31/10/2013

31/12/2013

0.00%

RUB 13.80

MFS Government Securities Fund Class R6

31/12/2013

0.00%

$0.02

MKH Bhd

19/12/2013

31/12/2013

1.53%

MYR 0.08

Monex SAB de SV Class B

26/12/2013

31/12/2013

0.00%

MX$0.40

Negri Sembilan Oil Palms Bhd

13/12/2013

31/12/2013

4.22%

MYR 0.05

Norstar Holdings Inc

17/12/2013

31/12/2013

0.00%

₪0.95

North Dallas Bank & Trust Co

24/12/2013

31/12/2013

0.47%

$0.10

Nuveen Floating Rate Income Opportunity Fund

11/12/2013

31/12/2013

0.00%

$0.06

Nuveen Intermediate Duration Municipal Term Fund

11/12/2013

31/12/2013

0.00%

$0.00

Nuveen Senior Income Fund

11/12/2013

31/12/2013

0.00%

$0.04

Nuveen Short Duration Credit Opportunity Fund

11/12/2013

31/12/2013

0.00%

$0.11

Old Point Financial Corp

26/11/2013

31/12/2013

0.00%

$0.06

One Media Group Ltd

11/12/2013

31/12/2013

0.00%

HK$0.02

Pensonic Holdings Bhd

10/12/2013

31/12/2013

0.00%

MYR 0.02

Phoenix Financial Ltd

15/12/2013

31/12/2013

3.50%

₪0.40

PIMCO GIS Global Investment Grade Credit Fund Investor CHF (Hedged) Income

30/12/2013

31/12/2013

4.69%

CHF 0.08

PIMCO GIS Total Return Bond Fund E Class USD Income

30/12/2013

31/12/2013

3.25%

$0.03

PIMCO GIS US High Yield Bond Fund Investor USD Income

30/12/2013

31/12/2013

6.67%

$0.11

Plasson Industries Ltd

16/12/2013

31/12/2013

5.01%

₪7.00

ProShares High Yield—Interest Rate Hedged

24/12/2013

31/12/2013

6.72%

$0.30

ProShares Inflation Expectations ETF

24/12/2013

31/12/2013

3.65%

$0.06

ProShares Large Cap Core Plus

24/12/2013

31/12/2013

1.05%

$0.09

ProShares Merger ETF

24/12/2013

31/12/2013

2.96%

$0.30

ProShares RAFI® Long/Short (USD)

24/12/2013

31/12/2013

0.00%

$0.13

ProShares Short Term USD Emerging Markets Bond ETF (USD)

24/12/2013

31/12/2013

0.00%

$0.25

ProShares Ultra Communication Services

24/12/2013

31/12/2013

1.09%

$0.02

ProShares Ultra Consumer Discretionary

24/12/2013

31/12/2013

1.45%

$0.00

ProShares Ultra Consumer Staples

24/12/2013

31/12/2013

2.16%

$0.01

ProShares Ultra Energy

24/12/2013

31/12/2013

1.41%

$0.03

ProShares Ultra Health Care

24/12/2013

31/12/2013

1.33%

$0.00

ProShares Ultra Industrials

24/12/2013

31/12/2013

0.49%

$0.00

ProShares Ultra Materials

24/12/2013

31/12/2013

1.17%

$0.01

ProShares Ultra Real Estate

24/12/2013

31/12/2013

1.99%

$0.09

ProShares Ultra Utilities

24/12/2013

31/12/2013

1.38%

$0.03

PROTEK

07/10/2013

31/12/2013

0.00%

RUB 1.23

RF Capital Group Inc

06/12/2013

31/12/2013

0.00%

CA$0.50

S Split Corp 5 1/4 % Cum Red Pfd Shs 2007-30.11.21

11/12/2013

31/12/2013

0.00%

CA$0.04

SPDR S&P 600 Small Cap ETF

20/12/2013

31/12/2013

0.00%

$0.31

State Street SPDR NYSE Technology ETF

20/12/2013

31/12/2013

0.15%

$0.14

State Street SPDR S&P 1500 Value Tilt ETF

20/12/2013

31/12/2013

1.61%

$0.39

State Street SPDR S&P 400 Mid Cap Growth ETF

20/12/2013

31/12/2013

0.59%

$0.20

State Street SPDR S&P 400 Mid Cap Value ETF

20/12/2013

31/12/2013

1.68%

$0.16

State Street SPDR S&P Health Care Equipment ETF

20/12/2013

31/12/2013

0.08%

$0.07

State Street SPDR S&P Insurance ETF

20/12/2013

31/12/2013

1.56%

$0.25

State Street SPDR S&P Oil & Gas Equipment & Services ETF

20/12/2013

31/12/2013

1.10%

$0.06

State Street SPDR S&P Software & Services ETF

20/12/2013

31/12/2013

0.07%

$1.64

State Street SPDR S&P Transportation ETF

20/12/2013

31/12/2013

0.65%

$0.07

State Street SPDR US Large Cap Low Volatility Index ETF

20/12/2013

31/12/2013

2.13%

$0.39

State Street SPDR US Small Cap Low Volatility Index ETF

20/12/2013

31/12/2013

2.24%

$0.92

Thanh Thanh Cong – Bien Hoa JSC

20/12/2013

31/12/2013

0.00%

₫297

Tianjin Binhai Teda Logistics Group Corp Ltd Class H

15/11/2013

31/12/2013

10.48%

CN¥0.03

Top 10 Split Trust 6 1/4 % Pfd Secs 2005-31.3.11 Ext to 31.3.21 Subord

11/12/2013

31/12/2013

0.00%

CA$0.20

Vanguard Russell 2000 Growth Index Fund ETF Shares

24/12/2013

31/12/2013

0.61%

$0.55

Vanguard Russell 2000 Value Index Fund ETF Shares

24/12/2013

31/12/2013

1.61%

$1.22

WisdomTree Chinese Yuan Strategy Fund

24/12/2013

31/12/2013

0.00%

$0.21

WisdomTree Emerging Markets Corporate Bond Fund

24/12/2013

31/12/2013

5.27%

$0.79

WisdomTree Emerging Markets Local Debt Fund

24/12/2013

31/12/2013

6.11%

$0.02

WisdomTree Interest Rate Hedged High Yield Bond Fund

24/12/2013

31/12/2013

5.84%

$0.03

WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund

24/12/2013

31/12/2013

4.01%

$0.03

WisdomTree International Equity Fund

24/12/2013

31/12/2013

2.77%

$0.33

WisdomTree True Developed International Fund

24/12/2013

31/12/2013

2.49%

$0.34

WisdomTree U.S. Al Enhanced Value Fund

24/12/2013

31/12/2013

1.40%

$0.25

WisdomTree U.S. ESG Fund

24/12/2013

31/12/2013

0.00%

$0.11

WisdomTree U.S. LargeCap Fund

24/12/2013

31/12/2013

1.15%

$0.11

WisdomTree U.S. MidCap Dividend Fund

24/12/2013

31/12/2013

1.79%

$0.07

WisdomTree U.S. MidCap Earnings Fund

24/12/2013

31/12/2013

1.22%

$0.09

WisdomTree U.S. SmallCap Earnings Fund

24/12/2013

31/12/2013

1.15%

$0.08

WisdomTree U.S. Value Fund

24/12/2013

31/12/2013

1.33%

$0.09

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All 727 dividends with pay date on 31 December 2013

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