Dividend Calendar 30 September 2013

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On 30 September 2013 923 securities pay a dividend.

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All 923 dividends with pay date on 30 September 2013

Security	Ex-Date	Pay Date	Div.%	Amount
British American Tobacco PLC	21/08/2013	30/09/2013	6.04%	£0.45
PepsiCo Inc	04/09/2013	30/09/2013	4.38%	$0.57
Ares Capital Corp	12/09/2013	30/09/2013	9.72%	$0.38
Broadcom Inc	17/09/2013	30/09/2013	0.78%	$0.02
LTC Properties Inc	18/09/2013	30/09/2013	5.39%	$0.16
Legal & General Group PLC	28/08/2013	30/09/2013	7.47%	£0.02
Gladstone Commercial Corp	16/09/2013	30/09/2013	9.42%	$0.13
Gladstone Capital Corp	16/09/2013	30/09/2013	9.36%	$0.14
Gladstone Investment Corp	16/09/2013	30/09/2013	6.04%	$0.05
Digital Realty Trust Inc	11/09/2013	30/09/2013	2.59%	$0.78
DBS Group Holdings Ltd	15/08/2013	30/09/2013	4.41%	SGD 0.23
Canadian National Railway Co	05/09/2013	30/09/2013	2.19%	CA$0.22
Prologis Inc	12/09/2013	30/09/2013	3.24%	$0.28
Oxford Lane Capital Corporation	12/09/2013	30/09/2013	25.13%	$2.75
Orchid Island Capital Inc	23/09/2013	30/09/2013	18.87%	$0.68
Public Storage	11/09/2013	30/09/2013	4.04%	$1.25
Domino's Pizza Inc	11/09/2013	30/09/2013	2.70%	$0.20
The Western Union Co	12/09/2013	30/09/2013	13.56%	$0.13
BlackRock TCP Capital Corp	05/09/2013	30/09/2013	16.69%	$0.36
China Mobile Ltd	05/09/2013	30/09/2013	10.58%	HK$1.35
TransAlta Renewables Inc	29/08/2013	30/09/2013	0.00%	CA$0.05
Oxford Square Capital Corp BDC	12/09/2013	30/09/2013	31.20%	$0.29
Extra Space Storage Inc	12/09/2013	30/09/2013	4.71%	$0.40
Oaktree Specialty Lending Corp BDC	11/09/2013	30/09/2013	10.42%	$0.10
Devon Energy Corp	11/09/2013	30/09/2013	2.24%	$0.22
Gladstone Land Corp	16/09/2013	30/09/2013	5.81%	$0.12
Corning Inc	28/08/2013	30/09/2013	0.69%	$0.10
Eversource Energy	12/09/2013	30/09/2013	4.69%	$0.37
Reaves Utility Income Trust	18/09/2013	30/09/2013	6.71%	$0.13
Becton Dickinson & Co	05/09/2013	30/09/2013	2.42%	$0.50
Williams Companies Inc	11/09/2013	30/09/2013	2.94%	$0.37
Universal Health Realty Income Trust	12/09/2013	30/09/2013	7.46%	$0.63
New Mountain Finance Corp	12/09/2013	30/09/2013	13.79%	$0.34
China Everbright Environment Group Ltd	30/08/2013	30/09/2013	5.91%	HK$0.03
Guggenheim Strategic Opportunities Fund	11/09/2013	30/09/2013	23.80%	$0.18
Service Corp International	11/09/2013	30/09/2013	1.80%	$0.07
Trane Technologies PLC Class A	11/09/2013	30/09/2013	0.99%	$0.21
Brookfield Infrastructure Partners LP	28/08/2013	30/09/2013	5.07%	$0.43
Rayonier Inc	12/09/2013	30/09/2013	5.12%	$0.49
African Rainbow Minerals Ltd	20/09/2013	30/09/2013	6.56%	ZAR 5.10
Garmin Ltd	12/09/2013	30/09/2013	1.52%	$0.45
Redwood Trust Inc	11/09/2013	30/09/2013	20.26%	$0.28
AMETEK Inc	12/09/2013	30/09/2013	0.59%	$0.06
Cohen & Steers Infrastructure Fund	19/09/2013	30/09/2013	7.64%	$0.36
abrdn Global Premier Property	19/09/2013	30/09/2013	12.91%	$0.15
Atco Ltd - Class I	05/09/2013	30/09/2013	2.95%	CA$0.19
The Travelers Companies Inc	06/09/2013	30/09/2013	1.36%	$0.50
Ross Stores Inc	04/09/2013	30/09/2013	0.80%	$0.17
Cornerstone Strategic Investment Fund, Inc.	12/09/2013	30/09/2013	22.16%	$0.10
PepsiCo Inc Cedear	04/09/2013	30/09/2013	0.00%	$0.28
M&T Bank Corp	29/08/2013	30/09/2013	2.69%	$0.70
Las Vegas Sands Corp	18/09/2013	30/09/2013	3.15%	$0.35
Carlyle Credit Income Fund	27/09/2013	30/09/2013	28.24%	$0.03
CBRE Global Real Estate Income Fund	19/09/2013	30/09/2013	17.10%	$0.14
Sekisui House Ltd	29/07/2013	30/09/2013	4.27%	JP¥20
Cohen & Steers Quality Income Realty Fund	19/09/2013	30/09/2013	9.14%	$0.18
Federal Agricultural Mortgage Corp Class C	12/09/2013	30/09/2013	2.92%	$0.12
Bombardier Inc Registered Shs -B- Subord Vtg	11/09/2013	30/09/2013	0.00%	CA$0.64
Fidelity National Financial Inc	12/09/2013	30/09/2013	4.90%	$0.16
The Marzetti Co	05/09/2013	30/09/2013	4.00%	$0.40
BlackRock Enhanced Equity Dividend Fund	12/09/2013	30/09/2013	7.73%	$0.14
Amcor PLC CDI	02/09/2013	30/09/2013	6.07%	A$1.03
BlackRock Health Sciences Trust	12/09/2013	30/09/2013	7.11%	$0.38
Fidelity National Information Services Inc	12/09/2013	30/09/2013	4.82%	$0.22
Tapestry Inc	05/09/2013	30/09/2013	1.56%	$0.34
Cenovus Energy Inc	11/09/2013	30/09/2013	1.97%	CA$0.24
Eaton Vance Tax-Advantaged Global Dividend Income Fund	19/09/2013	30/09/2013	6.63%	$0.10
PIMCO Euro Short Maturity UCITS ETF EUR Income	18/09/2013	30/09/2013	2.73%	€0.02
EastGroup Properties Inc	17/09/2013	30/09/2013	3.54%	$0.54
Power Corporation of Canada Shs	05/09/2013	30/09/2013	2.91%	CA$0.29
abrdn Total Dynamic Dividend Fund	19/09/2013	30/09/2013	11.98%	$0.05
PotlatchDeltic Corp	13/09/2013	30/09/2013	0.00%	$0.31
Sun Life Financial Inc	26/08/2013	30/09/2013	3.62%	CA$0.36
Cohen & Steers REIT & Preferred Income Fund	19/09/2013	30/09/2013	8.30%	$0.30
Hong Kong Exchanges and Clearing Ltd	27/08/2013	30/09/2013	3.77%	HK$1.82
Boston Pizza Royalties Income Fund	18/09/2013	30/09/2013	7.26%	CA$0.10
Sabine Royalty Trust	12/09/2013	30/09/2013	5.50%	$0.31
abrdn Healthcare Investors	27/08/2013	30/09/2013	12.13%	$0.44
C.H. Robinson Worldwide Inc	04/09/2013	30/09/2013	1.67%	$0.35
Cornerstone Total Return Fund Inc	12/09/2013	30/09/2013	22.15%	$0.09
Cohen & Steers Total Return Realty	19/09/2013	30/09/2013	8.72%	$0.22
Martin Marietta Materials Inc	29/08/2013	30/09/2013	0.66%	$0.40
Invesco Senior Income Trust	11/09/2013	30/09/2013	11.84%	$0.03
PIMCO GIS Income Fund E Class EUR (Hedged) Income	27/09/2013	30/09/2013	6.23%	€0.04
Public Service Enterprise Group Inc	04/09/2013	30/09/2013	3.78%	$0.36
The Necessity Retail REIT Inc Class A	24/09/2013	30/09/2013	0.00%	$0.28
Invesco KBW High Dividend Yield Financial ETF	13/09/2013	30/09/2013	13.56%	$0.15
Amerigo Resources Ltd	11/09/2013	30/09/2013	1.94%	$0.48
Cohen & Steers Closed-End Opportunity Fund	19/09/2013	30/09/2013	8.09%	$0.26
Huntsman Corp	19/09/2013	30/09/2013	3.67%	$0.13
Eaton Vance Enhanced Equity Income Fund II	19/09/2013	30/09/2013	8.58%	$0.09
Great-West Lifeco Inc	28/08/2013	30/09/2013	2.98%	CA$0.31
Advent Convertible & Income Fund	11/09/2013	30/09/2013	11.50%	$0.09
abrdn Income Credit Strategies Fund	13/09/2013	30/09/2013	19.21%	$0.11
Maxar Technologies Inc	11/09/2013	30/09/2013	0.00%	CA$0.65
John Hancock Tax-Advantaged Dividend Income Fund	11/09/2013	30/09/2013	7.66%	$0.10
BlackRock Corporate High Yield Fund, Inc	12/09/2013	30/09/2013	11.50%	$0.08
BlackRock Enhanced Large Cap Core Fund, Inc	12/09/2013	30/09/2013	7.00%	$0.30
The Hongkong and Shanghai Hotels Ltd	17/09/2013	30/09/2013	0.00%	HK$0.04
abrdn Life Sciences Investors	27/08/2013	30/09/2013	11.84%	$0.35
Invesco S&P 500 High Dividend Low Volatility ETF	13/09/2013	30/09/2013	5.14%	$0.09
iShares Core S&P 500 ETF	24/09/2013	30/09/2013	1.06%	$0.84
iShares Core High Dividend ETF	24/09/2013	30/09/2013	4.31%	$0.56
Santos Ltd	22/08/2013	30/09/2013	3.56%	A$0.13
BlackRock Income Trust	12/09/2013	30/09/2013	10.56%	$0.04
Ares Dynamic Credit Allocation Fund, Inc.	19/09/2013	30/09/2013	11.08%	$0.12
JPMorgan Funds - Pacific Equity Fund A (dist)	13/09/2013	30/09/2013	0.09%	$0.30
Amplify CEF High Income ETF	23/09/2013	30/09/2013	13.13%	$0.18
DoubleLine Income Solutions Fund	18/09/2013	30/09/2013	12.69%	$0.15
Ameren Corp	09/09/2013	30/09/2013	2.93%	$0.40
Neuberger Berman Real Est Securities Inc	12/09/2013	30/09/2013	12.08%	$0.02
State Street Energy Select Sector SPDR ETF	20/09/2013	30/09/2013	2.33%	$0.39
BlackRock Multi-Sector Income Trust	12/09/2013	30/09/2013	12.67%	$0.11
iShares Russell 2000 ETF	24/09/2013	30/09/2013	0.92%	$0.28
BlackRock Resources & Commodities Strategy Trust	12/09/2013	30/09/2013	6.47%	$0.29
H&R Real Estate Investment Trust Stapled Units Cons of 1 H&R REIT Ut ' 1 H&R Finance Trust Ut	06/09/2013	30/09/2013	6.19%	CA$0.12
Shanghai Industrial Holdings Ltd	10/09/2013	30/09/2013	8.18%	HK$0.42
China Gas Holdings Ltd	22/08/2013	30/09/2013	6.54%	HK$0.06
Neuberger High Yield Strategies	12/09/2013	30/09/2013	18.56%	$0.09
Ovintiv Inc	11/09/2013	30/09/2013	1.90%	$0.20
Stella-Jones Inc	28/08/2013	30/09/2013	2.11%	CA$0.05
State Street SPDR Portfolio S&P 500 ETF	20/09/2013	30/09/2013	1.01%	$0.09
Eaton Vance Tax-Managed Buy-Write Opportunities Fund	19/09/2013	30/09/2013	7.84%	$0.11
Ingersoll Rand Inc	11/09/2013	30/09/2013	0.11%	$0.21
Bridgemarq Real Estate Services Inc	28/08/2013	30/09/2013	47.16%	CA$0.09
Telephone and Data Systems Inc	12/09/2013	30/09/2013	0.43%	$0.13
abrdn Global Dynamic Dividend Fund	19/09/2013	30/09/2013	13.55%	$0.06
Canadian Net REIT	18/09/2013	30/09/2013	5.37%	CA$0.03
MCAN Financial Group	12/09/2013	30/09/2013	8.42%	CA$0.26
BlackRock Floating Rate Income Trust Fund	12/09/2013	30/09/2013	13.14%	$0.07
BlackRock Taxable Municipal Bond Trust	12/09/2013	30/09/2013	7.77%	$0.13
Hess Corp	12/09/2013	30/09/2013	0.00%	$0.25
NorthWestern Energy Group Inc	11/09/2013	30/09/2013	3.91%	$0.38
iShares Semiconductor ETF	24/09/2013	30/09/2013	0.19%	$0.10
John Hancock Preferred Income Fund III	11/09/2013	30/09/2013	10.08%	$0.12
John Hancock Premium Dividend Fund	11/09/2013	30/09/2013	8.74%	$0.08
BlackRock Core Bond Trust	12/09/2013	30/09/2013	10.23%	$0.08
BlackRock Energy & Resources Trust	12/09/2013	30/09/2013	6.62%	$0.41
BlackRock Enhanced International Dividend Trust	12/09/2013	30/09/2013	8.78%	$0.17
Patterson-UTI Energy Inc	12/09/2013	30/09/2013	3.14%	$0.05
Eaton Vance Tax-Managed Global Diversified Equity Income Fund	19/09/2013	30/09/2013	8.13%	$0.08
Corus Entertainment Inc Shs -B- Non-Voting	12/09/2013	30/09/2013	0.00%	CA$0.09
Eaton Vance Tax-Advantaged Dividend Income Fund	19/09/2013	30/09/2013	6.89%	$0.11
John Hancock Preferred Income Fund	11/09/2013	30/09/2013	9.81%	$0.14
State Street Utilities Select Sector SPDR ETF	20/09/2013	30/09/2013	2.82%	$0.18
Flaherty & Crumrine Preferred Income Opportunity Fund	19/09/2013	30/09/2013	7.47%	$0.07
GATX Corp	11/09/2013	30/09/2013	1.51%	$0.31
Invesco KBW Premium Yield Equity REIT ETF	13/09/2013	30/09/2013	8.23%	$0.11
Methanex Corp	12/09/2013	30/09/2013	1.18%	$0.20
SIR Royalty Income Fund	18/09/2013	30/09/2013	8.93%	CA$0.10
Invesco CEF Income Composite ETF	13/09/2013	30/09/2013	6.91%	$0.16
iShares Mortgage Real Estate Capped ETF	24/09/2013	30/09/2013	9.32%	$0.42
iShares Select Dividend ETF	24/09/2013	30/09/2013	3.24%	$0.54
PIMCO GIS Income Fund E Class USD Income	27/09/2013	30/09/2013	6.47%	$0.04
Seven Hills Realty Trust	18/09/2013	30/09/2013	15.11%	$0.32
BlackRock Debt Strategies Fund Inc	12/09/2013	30/09/2013	12.71%	$0.03
Independencia Rentas Inmobiliarias Fondo de Inversión UNICA	24/09/2013	30/09/2013	6.70%	CLP 100
Intact Financial Corp	12/09/2013	30/09/2013	2.40%	CA$0.44
JPMorgan Funds - China Fund A (dist)	13/09/2013	30/09/2013	0.40%	$0.29
JPMorgan Funds - US Technology Fund A (dist)	13/09/2013	30/09/2013	0.01%	$0.01
Range Resources Corp	12/09/2013	30/09/2013	1.02%	$0.04
The Cato Corp Class A	12/09/2013	30/09/2013	0.00%	$0.05
Weyco Group Inc	28/08/2013	30/09/2013	7.13%	$0.18
China State Construction International Holdings Ltd	16/09/2013	30/09/2013	7.46%	HK$0.09
Eaton Vance Enhanced Equity Income Fund	19/09/2013	30/09/2013	8.15%	$0.09
Hudson Pacific Properties Inc	18/09/2013	30/09/2013	0.00%	$0.13
RenaissanceRe Holdings Ltd	11/09/2013	30/09/2013	0.51%	$0.28
PIMCO GIS Income Fund Institutional EUR (Hedged) Income	27/09/2013	30/09/2013	6.22%	€0.04
State Street Health Care Select Sector SPDR ETF	20/09/2013	30/09/2013	1.53%	$0.21
Vanguard FTSE Canadian High Dividend Yield Index ETF	23/09/2013	30/09/2013	2.79%	CA$0.05
Hillenbrand Inc	12/09/2013	30/09/2013	0.00%	$0.20
iShares U.S. Aerospace & Defense ETF	24/09/2013	30/09/2013	0.14%	$0.44
PGIM Global High Yield Fund, Inc.	18/09/2013	30/09/2013	11.19%	$0.13
State Street Technology Select Sector SPDR ETF	20/09/2013	30/09/2013	0.42%	$0.08
Temple Bar Investment Trust PLC	11/09/2013	30/09/2013	3.84%	£0.01
Maple Leaf Foods Inc	04/09/2013	30/09/2013	3.33%	CA$0.04
PIMCO Sterling Short Maturity UCITS ETF	18/09/2013	30/09/2013	0.04%	£0.04
Chemtrade Logistics Income Fund	28/08/2013	30/09/2013	4.92%	CA$0.10
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund	19/09/2013	30/09/2013	6.72%	$0.15
JPMorgan Funds - Emerging Markets Equity Fund A (dist)	13/09/2013	30/09/2013	0.34%	$0.04
JPMorgan Funds - Europe Strategic Value Fund A (dist)	13/09/2013	30/09/2013	2.19%	€0.21
State Street Consumer Staples Select Sector SPDR ETF	20/09/2013	30/09/2013	2.64%	$0.26
BlackRock Floating Rate Income Strategies Fund Inc	12/09/2013	30/09/2013	13.74%	$0.08
JPMorgan Funds - Global Healthcare Fund A (dist)	13/09/2013	30/09/2013	0.00%	$0.01
Banco do Brasil SA BB Brasil	12/09/2013	30/09/2013	3.98%	R$0.16
Impala Platinum Holdings Ltd ADR	18/09/2013	30/09/2013	2.25%	$0.06
Invesco Preferred ETF	13/09/2013	30/09/2013	6.69%	$0.08
Mercury NZ Ltd	09/09/2013	30/09/2013	4.85%	NZ$0.08
PGIM High Yield Bond Fund, Inc.	18/09/2013	30/09/2013	10.40%	$0.12
State Street Financial Select Sector SPDR ETF	20/09/2013	30/09/2013	1.41%	$0.08
State Street SPDR Portfolio S&P 500 Growth ETF	20/09/2013	30/09/2013	0.48%	$0.08
XAI Madison Equity Premium Income Fund	16/09/2013	30/09/2013	12.86%	$0.18
Blackstone Long-Short Credit Income	18/09/2013	30/09/2013	9.21%	$0.11
Eaton Vance Tax-Managed Diversified Equity Income Fund	19/09/2013	30/09/2013	8.39%	$0.08
Fufeng Group Ltd	05/09/2013	30/09/2013	4.01%	HK$0.02
Magellan Aerospace Corp	10/09/2013	30/09/2013	0.61%	CA$0.03
BlackRock Credit Allocation Income Trust	12/09/2013	30/09/2013	10.38%	$0.08
iShares S&P/TSX Composite High Dividend Index ETF	18/09/2013	30/09/2013	3.46%	CA$0.08
John Hancock Financial Opportunities Fund	11/09/2013	30/09/2013	6.70%	$0.30
Neuberger Energy Infrastructure and Income Fund Inc	12/09/2013	30/09/2013	7.90%	$0.11
Vanguard S&P 500 Index ETF	23/09/2013	30/09/2013	0.84%	CA$0.14
Invesco Senior Loan ETF	13/09/2013	30/09/2013	6.61%	$0.08
Power Integrations Inc	28/08/2013	30/09/2013	1.68%	$0.08
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	19/09/2013	30/09/2013	8.26%	$0.10
Frontera Energy Corp	18/09/2013	30/09/2013	0.00%	$8,250.00
Global Self Storage Inc	13/09/2013	30/09/2013	5.68%	$0.07
Cineplex Inc	28/08/2013	30/09/2013	0.00%	CA$0.12
Data3 Ltd	10/09/2013	30/09/2013	3.07%	A$0.04
Alliance Witan PLC	28/08/2013	30/09/2013	2.18%	£0.02
BlackRock Limited Duration Income	12/09/2013	30/09/2013	10.97%	$0.10
CECO Environmental Corp	12/09/2013	30/09/2013	0.00%	$0.05
Invesco High Income Trust II	11/09/2013	30/09/2013	11.08%	$0.12
Invesco High Yield Equity Dividend Achievers ETF	13/09/2013	30/09/2013	4.67%	$0.03
Invesco S&P 500 Equal Weight ETF	20/09/2013	30/09/2013	1.49%	$0.22
iShares Canadian Select Dividend Index ETF	18/09/2013	30/09/2013	3.13%	CA$0.09
JPMorgan Funds - Global Focus Fund A (dist)	13/09/2013	30/09/2013	0.01%	€0.15
Osaic Financial Services Inc 8 % Cum Red Pfd Registered Shs Series -A-	11/09/2013	30/09/2013	10.01%	$0.17
Atrium European Real Estate Ltd	19/09/2013	30/09/2013	0.00%	€0.05
iShares Expanded Tech-Software Sector ETF	24/09/2013	30/09/2013	0.00%	$0.12
iShares U.S. Medical Devices ETF	24/09/2013	30/09/2013	0.48%	$0.07
JPMorgan Funds - Europe Strategic Growth Fund A (dist)	13/09/2013	30/09/2013	0.34%	€0.07
Accendra Health Inc	12/09/2013	30/09/2013	0.00%	$0.24
Bendigo and Adelaide Bank Ltd	23/08/2013	30/09/2013	6.18%	A$0.31
Duff & Phelps Utility and Infrastructure Fund Inc	12/09/2013	30/09/2013	6.47%	$0.35
Eaton Vance Risk-Managed Diversified Equity Income Fund	19/09/2013	30/09/2013	9.39%	$0.09
Eaton Vance Senior Floating-Rate Trust	19/09/2013	30/09/2013	7.95%	$0.08
Eaton Vance Tax-Managed Buy-Write Income Fund	19/09/2013	30/09/2013	8.17%	$0.11
Flaherty & Crumrine Preferred Securities Income Fund	19/09/2013	30/09/2013	8.04%	$0.14
iShares Core S&P Total U.S. Stock Market ETF	24/09/2013	30/09/2013	0.98%	$0.36
John Hancock Preferred Income Fund II	11/09/2013	30/09/2013	10.02%	$0.14
JPMorgan Funds - India Fund A (dist)	13/09/2013	30/09/2013	0.01%	$0.01
State Street Industrial Select Sector SPDR ETF	20/09/2013	30/09/2013	1.19%	$0.22
State Street SPDR S&P Dividend ETF	20/09/2013	30/09/2013	2.44%	$0.40
B3 SA - Brasil Bolsa Balcao	22/08/2013	30/09/2013	0.00%	R$0.02
Eaton Vance Floating-Rate Income Trust	19/09/2013	30/09/2013	8.15%	$0.08
Farmers National Banc Corp	11/09/2013	30/09/2013	4.57%	$0.03
Flaherty & Crumrine Dynamic Preferred and Income Fund	19/09/2013	30/09/2013	7.99%	$0.16
iShares Global Water Index ETF Common Class	18/09/2013	30/09/2013	3.22%	CA$0.06
A&W Revenue Royalties Income Fund	11/09/2013	30/09/2013	0.00%	CA$0.12
Designer Brands Inc Class A	18/09/2013	30/09/2013	3.40%	$0.13
Douglas Dynamics Inc	18/09/2013	30/09/2013	2.93%	$0.21
Greenyard NV	25/09/2013	30/09/2013	0.00%	€2.40
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	11/09/2013	30/09/2013	11.21%	$0.14
JPMorgan Funds - Europe Equity Plus Fund A (perf) (dist)	13/09/2013	30/09/2013	0.90%	€0.10
MFA Financial Inc 7.5 % Cum Red Pfd Registered Shs Series -B-	03/09/2013	30/09/2013	9.41%	$0.47
State Street SPDR S&P Biotech ETF	20/09/2013	30/09/2013	0.09%	$0.03
Aberdeen Multi-Market Income Fund	17/09/2013	30/09/2013	11.11%	$0.04
Apollo Tactical Income Fund Inc.	16/09/2013	30/09/2013	0.00%	$0.12
Blackstone Senior Floating Rate 2027 Term Fund	18/09/2013	30/09/2013	8.15%	$0.11
Bonterra Energy Corp	12/09/2013	30/09/2013	0.00%	CA$0.28
CAE Inc	12/09/2013	30/09/2013	0.00%	CA$0.05
CCL Industries Inc Registered Shs -B- Non Vtg	12/09/2013	30/09/2013	1.60%	CA$0.04
Elme Communities	12/09/2013	30/09/2013	0.00%	$0.30
Federal Agricultural Mortgage Corp Class A	12/09/2013	30/09/2013	4.23%	$0.12
First Eagle Alternative Capital BDC Inc	12/09/2013	30/09/2013	0.00%	$0.42
iShares Core S&P Mid-Cap ETF	24/09/2013	30/09/2013	1.19%	$0.09
MFS Intermediate High Income Fund	17/09/2013	30/09/2013	10.47%	$0.02
NexPoint Diversified Real Estate Trust	19/09/2013	30/09/2013	2.25%	$0.12
Corby Spirit and Wine Ltd	11/09/2013	30/09/2013	6.62%	CA$0.17
First Trust Enhanced Equity Income Fund	19/09/2013	30/09/2013	7.39%	$0.23
First Trust STOXX European Select Dividend Index Fund	20/09/2013	30/09/2013	3.38%	$0.04
Invesco Aerospace & Defense ETF	20/09/2013	30/09/2013	0.11%	$0.17
Invesco S&P 500 BuyWrite ETF	20/09/2013	30/09/2013	10.74%	$0.34
iShares S&P 500 Growth ETF	24/09/2013	30/09/2013	0.36%	$0.36
John Hancock Investors Trust	11/09/2013	30/09/2013	9.47%	$0.38
JPMorgan Funds - Europe Dynamic Technologies Fund A (dist)	13/09/2013	30/09/2013	0.02%	€0.03
Marcopolo SA	24/06/2013	30/09/2013	12.97%	R$0.01
MFS Charter Income	17/09/2013	30/09/2013	8.73%	$0.05
Oxford Lane Capital Corp 6% PRF PERPETUAL USD 25 - Ser 2029	17/09/2013	30/09/2013	6.31%	$0.16
Saba Capital Income & Opportunities Fund II	12/09/2013	30/09/2013	8.56%	$0.04
State Street Consumer Discretionary Select Sector SPDR ETF	20/09/2013	30/09/2013	0.80%	$0.18
Stella International Holdings Ltd	02/09/2013	30/09/2013	11.65%	HK$0.30
Blackstone Strategic Credit 2027 Term Fund	18/09/2013	30/09/2013	8.13%	$0.12
Chico's FAS Inc	12/09/2013	30/09/2013	0.00%	$0.06
Cohen & Steers Limited Duration Preferred and Income Fund, Inc	18/09/2013	30/09/2013	7.88%	$0.16
Deswell Industries Inc	09/09/2013	30/09/2013	13.29%	$0.07
Horace Mann Educators Corp	13/09/2013	30/09/2013	3.00%	$0.20
Invesco Global Listed Private Equity ETF	20/09/2013	30/09/2013	5.93%	$0.57
iShares Core S&P Small-Cap ETF	24/09/2013	30/09/2013	1.15%	$0.25
iShares MSCI USA Momentum Factor ETF	24/09/2013	30/09/2013	0.60%	$0.20
JPMorgan Funds - Euroland Equity Fund A (dist)	13/09/2013	30/09/2013	1.26%	€0.46
JPMorgan Funds - US Growth Fund A (dist)	13/09/2013	30/09/2013	0.02%	$0.01
State Street SPDR S&P Aerospace & Defense ETF	20/09/2013	30/09/2013	0.33%	$0.67
State Street SPDR S&P Metals & Mining ETF	20/09/2013	30/09/2013	0.33%	$0.14
Western Asset Infl-Linked Opps & Inc Fd	11/09/2013	30/09/2013	9.12%	$0.03
Cohen & Steers Select Preferred and Income Fund	18/09/2013	30/09/2013	8.04%	$0.17
Doubleline Opportunistic Credit Fund	18/09/2013	30/09/2013	9.40%	$0.17
Enterprise Financial Services Corp	11/09/2013	30/09/2013	2.85%	$0.05
First Trust Water ETF	20/09/2013	30/09/2013	0.74%	$0.04
iShares Russell 1000 Growth ETF	24/09/2013	30/09/2013	0.35%	$0.26
JPMorgan Funds - Greater China Fund A (dist)	13/09/2013	30/09/2013	0.29%	$0.20
JPMorgan Funds - Latin America Equity Fund A (dist)	13/09/2013	30/09/2013	2.66%	$0.29
Pioneer Floating Rate Fund, Inc.	13/09/2013	30/09/2013	0.00%	$0.08
Simon Property Group Inc 8.375 % Cum Red Pfd Registered Shs Series -J-	12/09/2013	30/09/2013	7.55%	$1.05
The Keg Royalties Income Fund	18/09/2013	30/09/2013	0.00%	CA$0.08
Aberdeen Intermediate Income Fund	17/09/2013	30/09/2013	10.30%	$0.04
Eaton Vance Short Duration Diversified Income Fund	19/09/2013	30/09/2013	8.41%	$0.09
Flaherty & Crumrine Preferred Income Fund	19/09/2013	30/09/2013	7.59%	$0.09
iShares Canadian Financial Monthly Income ETF Common Class	18/09/2013	30/09/2013	4.29%	CA$0.04
iShares U.S. Real Estate ETF	24/09/2013	30/09/2013	2.24%	$0.60
iShares U.S. Technology ETF	24/09/2013	30/09/2013	0.10%	$0.25
JPMorgan Funds - America Equity Fund A (dist)	13/09/2013	30/09/2013	0.00%	$0.01
JPMorgan Funds - Global Natural Resources Fund A (dist)	13/09/2013	30/09/2013	0.86%	€0.01
Just Energy Group Inc	12/09/2013	30/09/2013	0.00%	CA$2.31
PC Partner Group Ltd	12/09/2013	30/09/2013	2.15%	HK$0.03
State Street Materials Select Sector SPDR ETF	20/09/2013	30/09/2013	1.66%	$0.22
State Street SPDR S&P Oil & Gas Exploration & Production ETF	20/09/2013	30/09/2013	1.66%	$0.12
State Street SPDR S&P Regional Banking ETF	20/09/2013	30/09/2013	2.16%	$0.15
Universal Technical Institute Inc	18/09/2013	30/09/2013	0.00%	$0.10
Aberdeen Government Markets Income Fund	17/09/2013	30/09/2013	8.73%	$0.04
Apollo Senior Floating Rate Fund	16/09/2013	30/09/2013	0.00%	$0.10
Bank Hapoalim BM	12/09/2013	30/09/2013	4.79%	₪0.07
BDO Unibank Inc	10/09/2013	30/09/2013	3.82%	₱0.24
CHS Inc	12/09/2013	30/09/2013	7.51%	$0.50
DWS Municipal Income Trust	19/09/2013	30/09/2013	8.65%	$0.07
Flaherty & CrumrineTotal Return Fund	19/09/2013	30/09/2013	7.88%	$0.14
Invesco Semiconductors ETF	20/09/2013	30/09/2013	0.03%	$0.03
iShares Core U.S. REIT ETF	24/09/2013	30/09/2013	2.64%	$0.34
iShares Expanded Tech Sector ETF	24/09/2013	30/09/2013	0.13%	$0.18
iShares Global Infrastructure Index ETF Common Class	18/09/2013	30/09/2013	5.90%	CA$0.09
iShares S&P 500 Value ETF	24/09/2013	30/09/2013	1.50%	$0.46
John Hancock Diversified Income Fund	11/09/2013	30/09/2013	8.84%	$0.32
JPMorgan Funds - Europe Equity Fund A (dist)	13/09/2013	30/09/2013	1.56%	€0.60
JPMorgan Funds - Japan Equity Fund A (dist)	13/09/2013	30/09/2013	0.01%	$0.09
Marine Petroleum Trust	28/08/2013	30/09/2013	7.46%	$0.35
PIMCO GIS Income Fund Institutional USD Income	27/09/2013	30/09/2013	6.21%	$0.04
Pioneer Diversified High Income Fund, Inc.	13/09/2013	30/09/2013	0.00%	$0.16
Stalprodukt SA	11/09/2013	30/09/2013	2.87%	PLN 1.00
State Street SPDR Dow Jones REIT ETF	20/09/2013	30/09/2013	3.44%	$0.62
State Street SPDR S&P Retail ETF	20/09/2013	30/09/2013	0.79%	$0.10
Thai Oil PCL Shs Foreign Registered	12/09/2013	30/09/2013	3.57%	THB 0.80
Vina Concha Y Toro SA	25/09/2013	30/09/2013	4.79%	CLP 3
Bombardier Inc Registered Shs -A- Multiple Vtg Conv	11/09/2013	30/09/2013	0.00%	CA$0.63
China SCE Group Holdings Ltd	13/09/2013	30/09/2013	0.00%	HK$0.05
Elektro - Eletricidade e Servicos SA	29/04/2013	30/09/2013	9.92%	R$0.25
Excelerate Energy Inc Class A	11/09/2013	30/09/2013	0.94%	$0.27
First Savings Financial Group Inc	28/08/2013	30/09/2013	0.00%	$0.10
First Trust NASDAQ Clean Edge Green Energy Index Fund	20/09/2013	30/09/2013	0.23%	$0.01
Invesco Global ex-US High Yield Corporate Bond ETF	13/09/2013	30/09/2013	6.84%	$0.10
Invesco Municipal Trust	11/09/2013	30/09/2013	8.03%	$0.07
Invesco RAFI US 1000 ETF	20/09/2013	30/09/2013	1.33%	$0.29
Invesco S&P 500 Low Volatility ETF	13/09/2013	30/09/2013	2.30%	$0.08
Invesco S&P 500 Quality ETF	20/09/2013	30/09/2013	1.10%	$0.08
Invesco Trust for Investment Grade Municipals	11/09/2013	30/09/2013	7.87%	$0.07
iShares MSCI USA Quality Factor ETF	24/09/2013	30/09/2013	0.86%	$0.17
iShares Residential and Multisector Real Estate ETF	24/09/2013	30/09/2013	0.00%	$0.42
iShares Russell 2000 Value ETF	24/09/2013	30/09/2013	1.45%	$0.31
iShares Russell 3000 ETF	24/09/2013	30/09/2013	0.86%	$0.41
iShares S&P/TSX 60 Index ETF	18/09/2013	30/09/2013	2.15%	CA$0.15
iShares S&P/TSX Canadian Dividend Aristocrats Index ETF Common Class	18/09/2013	30/09/2013	3.02%	CA$0.07
iShares S&P/TSX Capped REIT Index ETF	18/09/2013	30/09/2013	4.36%	CA$0.07
JPMorgan Funds - Emerging Middle East Equity Fund A (dist)	13/09/2013	30/09/2013	0.00%	$0.37
JPMorgan Funds - Europe Small Cap Fund A (dist)	13/09/2013	30/09/2013	1.38%	€0.25
PS Business Parks Inc	11/09/2013	30/09/2013	0.00%	$0.44
Quanex Building Products Corp	12/09/2013	30/09/2013	1.48%	$0.04
State Street SPDR ICE Preferred Securities ETF	20/09/2013	30/09/2013	6.60%	$0.67
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF	20/09/2013	30/09/2013	1.04%	$0.58
State Street SPDR S&P Homebuilders ETF	20/09/2013	30/09/2013	0.73%	$0.03
State Street SPDR S&P Semiconductor ETF	20/09/2013	30/09/2013	0.15%	$0.08
The Wharf (Holdings) Ltd	13/09/2013	30/09/2013	3.23%	HK$0.50
Tortoise Electrification Infrastructure ETF	19/09/2013	30/09/2013	3.79%	$0.13
TriCo Bancshares	18/09/2013	30/09/2013	2.80%	$0.11
Vanguard FTSE Canada All Cap Index ETF	23/09/2013	30/09/2013	2.47%	CA$0.03
WisdomTree U.S. LargeCap Dividend Fund	23/09/2013	30/09/2013	1.41%	$0.07
Aimia Inc	12/09/2013	30/09/2013	0.00%	CA$0.17
APM Automotive Holdings Bhd	11/09/2013	30/09/2013	6.52%	MYR 0.40
Canaccord Genuity Group Inc Cum Pfd Shs Series -C-	11/09/2013	30/09/2013	6.70%	CA$0.36
Corby Spirit and Wine Ltd Registered Shs -B- Non Vtg	11/09/2013	30/09/2013	6.69%	CA$0.17
Eastern Water Resources Development and Management PCL Units Non-Voting Depository Receipt	11/09/2013	30/09/2013	0.20%	THB 0.20
Glorious Sun Enterprises Ltd	12/09/2013	30/09/2013	7.57%	HK$0.04
Invesco Bond Fund	11/09/2013	30/09/2013	5.51%	$0.07
Invesco Dorsey Wright Technology Momentum ETF	20/09/2013	30/09/2013	0.00%	$0.00
Invesco International Dividend Achievers ETF	20/09/2013	30/09/2013	3.57%	$0.10
Invesco KBW Bank ETF	20/09/2013	30/09/2013	1.92%	$0.10
Invesco Municipal Income Opportunities Trust	11/09/2013	30/09/2013	5.97%	$0.04
Invesco Municipal Opportunity Trust	11/09/2013	30/09/2013	8.00%	$0.07
Invesco S&P 500 GARP ETF	20/09/2013	30/09/2013	0.82%	$0.09
Invesco S&P 500 Top 50 ETF	20/09/2013	30/09/2013	0.63%	$0.07
Invesco Trust for New York Investment Grade Municipals	11/09/2013	30/09/2013	8.17%	$0.08
iShares Cohen & Steers REIT ETF (USD)	24/09/2013	30/09/2013	2.51%	$0.63
iShares Core Canadian Universe Bond Index ETF	18/09/2013	30/09/2013	3.59%	CA$0.08
iShares Core S&P U.S. Growth ETF	24/09/2013	30/09/2013	0.49%	$0.21
iShares Core S&P/TSX Capped Composite Index ETF	18/09/2013	30/09/2013	1.97%	CA$0.16
iShares S&P/TSX Capped Energy Index ETF	18/09/2013	30/09/2013	2.42%	CA$0.11
iShares S&P/TSX Global Base Metals Index ETF	18/09/2013	30/09/2013	0.67%	CA$0.08
iShares Transportation Average ETF	24/09/2013	30/09/2013	0.95%	$0.30
iShares U.S. Oil & Gas Exploration & Production ETF	24/09/2013	30/09/2013	1.64%	$0.16
iShares U.S. Telecommunications ETF (USD)	24/09/2013	30/09/2013	1.62%	$0.17
iShares US Consumer Staples ETF	24/09/2013	30/09/2013	2.58%	$0.45
JPMorgan Funds - Asia Pacific Income Fund A (dist)	13/09/2013	30/09/2013	2.09%	$1.20
JPMorgan Funds - Emerging Europe Equity Fund A (dist)	13/09/2013	30/09/2013	1.48%	€0.63
JPMorgan Funds - Europe Dynamic Fund A (dist)	13/09/2013	30/09/2013	1.08%	€0.15
JPMorgan Funds - Europe High Yield Bond Fund A (dist)	13/09/2013	30/09/2013	4.69%	€0.15
JPMorgan Funds - Russia Fund A (dist)	13/09/2013	30/09/2013	22.31%	$0.16
Marcopolo SA	24/06/2013	30/09/2013	12.25%	R$0.01
MFS High Income Municipal Trust	17/09/2013	30/09/2013	10.78%	$0.03
MFS Special Value Trust	17/09/2013	30/09/2013	0.00%	$0.06
Pioneer High Income Fund, Inc.	13/09/2013	30/09/2013	0.00%	$0.14
Premier Miton Glb Renewables Trust PLC	28/08/2013	30/09/2013	0.00%	£0.03
Retail Opportunity Investments Corp	12/09/2013	30/09/2013	0.00%	$0.15
Santam Ltd	20/09/2013	30/09/2013	4.27%	ZAR 2.42
Spruce Power Holding Corp	11/09/2013	30/09/2013	0.00%	$0.14
TC Energy Corp Cum Red 1st Pfd Registered Shs Series -3-	29/08/2013	30/09/2013	5.20%	CA$0.25
Western Asset Inflation-Linked Income Fd	11/09/2013	30/09/2013	7.98%	$0.03
abrdn SICAV I – Emerging Markets Bond Fund Class A MInc	02/09/2013	30/09/2013	4.64%	$0.06
abrdn SICAV I – Euro High Yield Bond Fund Class A MInc	02/09/2013	30/09/2013	5.11%	€0.04
Atco Ltd Shs Class 2 Voting	05/09/2013	30/09/2013	0.00%	CA$0.19
BNY Mellon Municipal Income	11/09/2013	30/09/2013	0.00%	$0.05
BNY Mellon Strategic Municipal Bond	11/09/2013	30/09/2013	6.59%	$0.05
Briscoe Group Ltd	18/09/2013	30/09/2013	5.38%	NZ$0.05
Brookfield Corp 4.75 % Cum Conv Pfd Registered Shs -A- Series 17	11/09/2013	30/09/2013	5.64%	CA$0.30
Changan Minsheng Logistics Co Ltd Class H	28/06/2013	30/09/2013	6.18%	CN¥0.30
ChoiceOne Financial Services Inc	11/09/2013	30/09/2013	3.49%	$0.13
DTF Tax-Free Income 2028 Term Fund Inc.	12/09/2013	30/09/2013	3.40%	$0.07
Eaton Vance Municipal Income 2028 Term Trust	19/09/2013	30/09/2013	5.18%	$0.07
Eaton Vance National Municipal Opportunities Trust	19/09/2013	30/09/2013	5.05%	$0.09
Far Eastern New Century Corp	27/08/2013	30/09/2013	4.36%	NT$1.18
First Capital Inc	12/09/2013	30/09/2013	2.04%	$0.20
First Guaranty Bancshares Inc	19/09/2013	30/09/2013	0.49%	$0.12
First Trust India NIFTY 50 Equal Weight ETF	20/09/2013	30/09/2013	1.94%	$0.55
First Trust NASDAQ Technology Dividend Index Fund	20/09/2013	30/09/2013	1.29%	$0.13
First Trust S&P International Dividend Aristocrats ETF	20/09/2013	30/09/2013	3.99%	$0.08
First Trust Senior Loan Fund	20/09/2013	30/09/2013	6.01%	$0.16
Global X U.S. Dollar Currency ETF CAD	11/09/2013	30/09/2013	48.07%	$0.78
High Yield ETF	24/09/2013	30/09/2013	0.00%	$0.27
Invesco Bloomberg Enhanced Fallen Angels ETF	13/09/2013	30/09/2013	5.93%	$0.07
Invesco Financial Preferred ETF	13/09/2013	30/09/2013	6.63%	$0.10
Invesco Global Water ETF	20/09/2013	30/09/2013	0.93%	$0.15
Invesco MSCI Sustainable Future ETF	20/09/2013	30/09/2013	2.02%	$0.02
Invesco Quality Municipal Income Trust	11/09/2013	30/09/2013	7.69%	$0.07
Invesco S&P 500 Equal Weight Consumer Staples ETF	20/09/2013	30/09/2013	2.96%	$0.39
Invesco S&P 500 Equal Weight Materials ETF	20/09/2013	30/09/2013	1.76%	$0.25
Invesco S&P International Developed Momentum ETF	20/09/2013	30/09/2013	1.80%	$0.16
Invesco S&P MidCap Momentum ETF	20/09/2013	30/09/2013	0.63%	$0.17
Invesco S&P MidCap Quality ETF	20/09/2013	30/09/2013	0.57%	$0.14
Invesco WilderHill Clean Energy ETF	20/09/2013	30/09/2013	0.97%	$0.02
iShares Core Balanced ETF Portfolio	18/09/2013	30/09/2013	2.05%	CA$0.05
iShares Core Growth ETF Portfolio	18/09/2013	30/09/2013	1.65%	CA$0.03
iShares Core S&P U.S. Value ETF	24/09/2013	30/09/2013	1.64%	$0.52
iShares Diversified Monthly Income ETF	18/09/2013	30/09/2013	3.92%	CA$0.06
iShares Equal Weight Banc & Lifeco ETF Common Class	18/09/2013	30/09/2013	4.33%	CA$0.02
iShares International Fundamental Index ETF Common Class	18/09/2013	30/09/2013	2.10%	CA$0.08
iShares MSCI USA Min Vol Factor ETF	24/09/2013	30/09/2013	1.72%	$0.27
iShares Russell 1000 Value ETF	24/09/2013	30/09/2013	1.37%	$0.42
iShares Russell 2000 Growth ETF	24/09/2013	30/09/2013	0.45%	$0.24
iShares Russell Mid-Cap Growth ETF	24/09/2013	30/09/2013	0.36%	$0.09
iShares Russell Top 200 Growth ETF	24/09/2013	30/09/2013	0.35%	$0.16
iShares S&P Small-Cap 600 Value ETF	24/09/2013	30/09/2013	1.34%	$0.29
iShares S&P/TSX Canadian Preferred Share Index ETF Common Class	18/09/2013	30/09/2013	4.99%	CA$0.06
iShares S&P/TSX Global Gold Index ETF	18/09/2013	30/09/2013	0.70%	CA$0.03
iShares S&P/TSX Small Cap Index ETF	18/09/2013	30/09/2013	4.44%	CA$0.09
iShares U.S. Digital Infrastructure and Real Estate ETF	24/09/2013	30/09/2013	0.78%	$0.04
iShares U.S. Financial Services ETF	24/09/2013	30/09/2013	1.02%	$0.21
iShares U.S. Healthcare Providers ETF	24/09/2013	30/09/2013	0.92%	$0.09
JPMorgan Funds - US Small Cap Growth Fund A (dist)	13/09/2013	30/09/2013	0.00%	$0.04
JPMorgan Funds - US Smaller Companies Fund A (dist)	13/09/2013	30/09/2013	0.00%	$0.17
JPMorgan Funds - US Value Fund A (dist)	13/09/2013	30/09/2013	0.02%	$0.04
Lincoln Educational Services Corp	11/09/2013	30/09/2013	0.00%	$0.07
Lippo Ltd	05/09/2013	30/09/2013	81.53%	HK$0.04
MFS High Yield Municipal Trust	17/09/2013	30/09/2013	6.29%	$0.02
MFS Investment Grade Municipal Trust	17/09/2013	30/09/2013	5.31%	$0.05
New England Realty Associates LP ADR	12/09/2013	30/09/2013	2.86%	$0.25
Royal London Sterling Credit Fund Z Inc	01/08/2013	30/09/2013	5.70%	£0.01
SA Corporate Real Estate Ltd	20/09/2013	30/09/2013	8.04%	ZAR 0.16
SIV Capital Ltd	10/09/2013	30/09/2013	0.00%	A$0.14
SOHO China Ltd	09/09/2013	30/09/2013	0.00%	CN¥0.12
State Street SPDR S&P 600 Small Cap Value ETF	20/09/2013	30/09/2013	1.84%	$0.28
State Street SPDR S&P Health Care Services ETF	20/09/2013	30/09/2013	0.20%	$0.05
Steel & Tube Holdings Ltd	11/09/2013	30/09/2013	0.00%	NZ$0.10
Sun Life Financial Inc 4.45 % Pfd Registered Shs -A- Series -3-	26/08/2013	30/09/2013	5.27%	CA$0.28
Vanguard Canadian Aggregate Bond Index ETF	23/09/2013	30/09/2013	3.51%	CA$0.05
Vanguard FTSE Canadian Capped REIT Index ETF	23/09/2013	30/09/2013	2.88%	CA$0.03
Vanguard FTSE Emerging Markets All Cap Index ETF	23/09/2013	30/09/2013	2.01%	CA$0.22
Vanguard Morningstar U.S. Total Market Index ETF	23/09/2013	30/09/2013	0.76%	CA$0.08
Velan Inc Shs Subord.Vtg.	11/09/2013	30/09/2013	4.28%	CA$0.08
Vitasoy International Holdings Ltd	10/09/2013	30/09/2013	2.73%	HK$0.17
Aberdeen Municipal Income	17/09/2013	30/09/2013	5.56%	$0.04
Albion Development VCT PLC	04/09/2013	30/09/2013	0.00%	£0.03
Amundi Money Market Fund - Short Term (USD) IC-D	26/09/2013	30/09/2013	2.59%	$0.00
Apex Healthcare Bhd	11/09/2013	30/09/2013	0.00%	MYR 0.01
Argentinien, Republik 3,38% 09/38	27/09/2013	30/09/2013	5.73%	€0.02
Atrion Corp	11/09/2013	30/09/2013	0.00%	$0.64
BlackRock Enhanced Government Fund Inc.	12/09/2013	30/09/2013	0.00%	$0.07
Blue Ridge Bankshares Inc	11/09/2013	30/09/2013	58.68%	$0.08
BNY Mellon Strategic Municipals Inc.	11/09/2013	30/09/2013	6.28%	$0.05
Brookfield Corp Cum Red Pfd Registered Shs -A- Series -2-	11/09/2013	30/09/2013	5.09%	CA$0.13
Brookfield Office Properties Inc Pfd Shs -AAA- Series -N-	11/09/2013	30/09/2013	6.73%	CA$0.38
Cadence Capital Ltd	16/09/2013	30/09/2013	8.81%	A$0.05
CCL Industries Inc Registered Shs -A- Voting	12/09/2013	30/09/2013	1.60%	CA$0.04
Community West Bancshares	12/09/2013	30/09/2013	1.83%	$0.05
Dai-Ichi Cutter Kogyo KK	26/06/2013	30/09/2013	3.29%	JP¥3
DoubleLine Total Return Bond Fund Class I	30/09/2013	30/09/2013	0.00%	$0.05
Eaton Vance Municipal Bond Fund	19/09/2013	30/09/2013	6.53%	$0.06
Eaton Vance Tax-Managed Buy-Write Strategy Fund	19/09/2013	30/09/2013	0.00%	$0.43
EDP - Energias do Brasil SA	11/04/2013	30/09/2013	0.00%	R$0.40
El Paso Energy Capital Trust I 4.75 % Trust Conv Pfd Secs Series -C-	11/09/2013	30/09/2013	0.00%	$0.59
ERSTE BOND EM CORPORATE EUR R01 A	27/09/2013	30/09/2013	3.46%	€5.00
ERSTE BOND EM CORPORATE IG EUR A	27/09/2013	30/09/2013	3.15%	€2.00
ERSTE BOND EM CORPORATE IG USD R01 A	27/09/2013	30/09/2013	2.77%	$2.50
ERSTE Responsible Bond EM Local EUR R01 A	27/09/2013	30/09/2013	3.00%	€6.50

Security

Ex-Date

Pay Date

Div.%

Amount

British American Tobacco PLC

21/08/2013

30/09/2013

6.04%

£0.45

PepsiCo Inc

04/09/2013

30/09/2013

4.38%

$0.57

Ares Capital Corp

12/09/2013

30/09/2013

9.72%

$0.38

Broadcom Inc

17/09/2013

30/09/2013

0.78%

$0.02

LTC Properties Inc

18/09/2013

30/09/2013

5.39%

$0.16

Legal & General Group PLC

28/08/2013

30/09/2013

7.47%

£0.02

Gladstone Commercial Corp

16/09/2013

30/09/2013

9.42%

$0.13

Gladstone Capital Corp

16/09/2013

30/09/2013

9.36%

$0.14

Gladstone Investment Corp

16/09/2013

30/09/2013

6.04%

$0.05

Digital Realty Trust Inc

11/09/2013

30/09/2013

2.59%

$0.78

DBS Group Holdings Ltd

15/08/2013

30/09/2013

4.41%

SGD 0.23

Canadian National Railway Co

05/09/2013

30/09/2013

2.19%

CA$0.22

Prologis Inc

12/09/2013

30/09/2013

3.24%

$0.28

Oxford Lane Capital Corporation

12/09/2013

30/09/2013

25.13%

$2.75

Orchid Island Capital Inc

23/09/2013

30/09/2013

18.87%

$0.68

Public Storage

11/09/2013

30/09/2013

4.04%

$1.25

Domino's Pizza Inc

11/09/2013

30/09/2013

2.70%

$0.20

The Western Union Co

12/09/2013

30/09/2013

13.56%

$0.13

BlackRock TCP Capital Corp

05/09/2013

30/09/2013

16.69%

$0.36

China Mobile Ltd

05/09/2013

30/09/2013

10.58%

HK$1.35

TransAlta Renewables Inc

29/08/2013

30/09/2013

0.00%

CA$0.05

Oxford Square Capital Corp BDC

12/09/2013

30/09/2013

31.20%

$0.29

Extra Space Storage Inc

12/09/2013

30/09/2013

4.71%

$0.40

Oaktree Specialty Lending Corp BDC

11/09/2013

30/09/2013

10.42%

$0.10

Devon Energy Corp

11/09/2013

30/09/2013

2.24%

$0.22

Gladstone Land Corp

16/09/2013

30/09/2013

5.81%

$0.12

Corning Inc

28/08/2013

30/09/2013

0.69%

$0.10

Eversource Energy

12/09/2013

30/09/2013

4.69%

$0.37

Reaves Utility Income Trust

18/09/2013

30/09/2013

6.71%

$0.13

Becton Dickinson & Co

05/09/2013

30/09/2013

2.42%

$0.50

Williams Companies Inc

11/09/2013

30/09/2013

2.94%

$0.37

Universal Health Realty Income Trust

12/09/2013

30/09/2013

7.46%

$0.63

New Mountain Finance Corp

12/09/2013

30/09/2013

13.79%

$0.34

China Everbright Environment Group Ltd

30/08/2013

30/09/2013

5.91%

HK$0.03

Guggenheim Strategic Opportunities Fund

11/09/2013

30/09/2013

23.80%

$0.18

Service Corp International

11/09/2013

30/09/2013

1.80%

$0.07

Trane Technologies PLC Class A

11/09/2013

30/09/2013

0.99%

$0.21

Brookfield Infrastructure Partners LP

28/08/2013

30/09/2013

5.07%

$0.43

Rayonier Inc

12/09/2013

30/09/2013

5.12%

$0.49

African Rainbow Minerals Ltd

20/09/2013

30/09/2013

6.56%

ZAR 5.10

Garmin Ltd

12/09/2013

30/09/2013

1.52%

$0.45

Redwood Trust Inc

11/09/2013

30/09/2013

20.26%

$0.28

AMETEK Inc

12/09/2013

30/09/2013

0.59%

$0.06

Cohen & Steers Infrastructure Fund

19/09/2013

30/09/2013

7.64%

$0.36

abrdn Global Premier Property

19/09/2013

30/09/2013

12.91%

$0.15

Atco Ltd - Class I

05/09/2013

30/09/2013

2.95%

CA$0.19

The Travelers Companies Inc

06/09/2013

30/09/2013

1.36%

$0.50

Ross Stores Inc

04/09/2013

30/09/2013

0.80%

$0.17

Cornerstone Strategic Investment Fund, Inc.

12/09/2013

30/09/2013

22.16%

$0.10

PepsiCo Inc Cedear

04/09/2013

30/09/2013

0.00%

$0.28

M&T Bank Corp

29/08/2013

30/09/2013

2.69%

$0.70

Las Vegas Sands Corp

18/09/2013

30/09/2013

3.15%

$0.35

Carlyle Credit Income Fund

27/09/2013

30/09/2013

28.24%

$0.03

CBRE Global Real Estate Income Fund

19/09/2013

30/09/2013

17.10%

$0.14

Sekisui House Ltd

29/07/2013

30/09/2013

4.27%

JP¥20

Cohen & Steers Quality Income Realty Fund

19/09/2013

30/09/2013

9.14%

$0.18

Federal Agricultural Mortgage Corp Class C

12/09/2013

30/09/2013

2.92%

$0.12

Bombardier Inc Registered Shs -B- Subord Vtg

11/09/2013

30/09/2013

0.00%

CA$0.64

Fidelity National Financial Inc

12/09/2013

30/09/2013

4.90%

$0.16

The Marzetti Co

05/09/2013

30/09/2013

4.00%

$0.40

BlackRock Enhanced Equity Dividend Fund

12/09/2013

30/09/2013

7.73%

$0.14

Amcor PLC CDI

02/09/2013

30/09/2013

6.07%

A$1.03

BlackRock Health Sciences Trust

12/09/2013

30/09/2013

7.11%

$0.38

Fidelity National Information Services Inc

12/09/2013

30/09/2013

4.82%

$0.22

Tapestry Inc

05/09/2013

30/09/2013

1.56%

$0.34

Cenovus Energy Inc

11/09/2013

30/09/2013

1.97%

CA$0.24

Eaton Vance Tax-Advantaged Global Dividend Income Fund

19/09/2013

30/09/2013

6.63%

$0.10

PIMCO Euro Short Maturity UCITS ETF EUR Income

18/09/2013

30/09/2013

2.73%

€0.02

EastGroup Properties Inc

17/09/2013

30/09/2013

3.54%

$0.54

Power Corporation of Canada Shs

05/09/2013

30/09/2013

2.91%

CA$0.29

abrdn Total Dynamic Dividend Fund

19/09/2013

30/09/2013

11.98%

$0.05

PotlatchDeltic Corp

13/09/2013

30/09/2013

0.00%

$0.31

Sun Life Financial Inc

26/08/2013

30/09/2013

3.62%

CA$0.36

Cohen & Steers REIT & Preferred Income Fund

19/09/2013

30/09/2013

8.30%

$0.30

Hong Kong Exchanges and Clearing Ltd

27/08/2013

30/09/2013

3.77%

HK$1.82

Boston Pizza Royalties Income Fund

18/09/2013

30/09/2013

7.26%

CA$0.10

Sabine Royalty Trust

12/09/2013

30/09/2013

5.50%

$0.31

abrdn Healthcare Investors

27/08/2013

30/09/2013

12.13%

$0.44

C.H. Robinson Worldwide Inc

04/09/2013

30/09/2013

1.67%

$0.35

Cornerstone Total Return Fund Inc

12/09/2013

30/09/2013

22.15%

$0.09

Cohen & Steers Total Return Realty

19/09/2013

30/09/2013

8.72%

$0.22

Martin Marietta Materials Inc

29/08/2013

30/09/2013

0.66%

$0.40

Invesco Senior Income Trust

11/09/2013

30/09/2013

11.84%

$0.03

PIMCO GIS Income Fund E Class EUR (Hedged) Income

27/09/2013

30/09/2013

6.23%

€0.04

Public Service Enterprise Group Inc

04/09/2013

30/09/2013

3.78%

$0.36

The Necessity Retail REIT Inc Class A

24/09/2013

30/09/2013

0.00%

$0.28

Invesco KBW High Dividend Yield Financial ETF

13/09/2013

30/09/2013

13.56%

$0.15

Amerigo Resources Ltd

11/09/2013

30/09/2013

1.94%

$0.48

Cohen & Steers Closed-End Opportunity Fund

19/09/2013

30/09/2013

8.09%

$0.26

Huntsman Corp

19/09/2013

30/09/2013

3.67%

$0.13

Eaton Vance Enhanced Equity Income Fund II

19/09/2013

30/09/2013

8.58%

$0.09

Great-West Lifeco Inc

28/08/2013

30/09/2013

2.98%

CA$0.31

Advent Convertible & Income Fund

11/09/2013

30/09/2013

11.50%

$0.09

abrdn Income Credit Strategies Fund

13/09/2013

30/09/2013

19.21%

$0.11

Maxar Technologies Inc

11/09/2013

30/09/2013

0.00%

CA$0.65

John Hancock Tax-Advantaged Dividend Income Fund

11/09/2013

30/09/2013

7.66%

$0.10

BlackRock Corporate High Yield Fund, Inc

12/09/2013

30/09/2013

11.50%

$0.08

BlackRock Enhanced Large Cap Core Fund, Inc

12/09/2013

30/09/2013

7.00%

$0.30

The Hongkong and Shanghai Hotels Ltd

17/09/2013

30/09/2013

0.00%

HK$0.04

abrdn Life Sciences Investors

27/08/2013

30/09/2013

11.84%

$0.35

Invesco S&P 500 High Dividend Low Volatility ETF

13/09/2013

30/09/2013

5.14%

$0.09

iShares Core S&P 500 ETF

24/09/2013

30/09/2013

1.06%

$0.84

iShares Core High Dividend ETF

24/09/2013

30/09/2013

4.31%

$0.56

Santos Ltd

22/08/2013

30/09/2013

3.56%

A$0.13

BlackRock Income Trust

12/09/2013

30/09/2013

10.56%

$0.04

Ares Dynamic Credit Allocation Fund, Inc.

19/09/2013

30/09/2013

11.08%

$0.12

JPMorgan Funds - Pacific Equity Fund A (dist)

13/09/2013

30/09/2013

0.09%

$0.30

Amplify CEF High Income ETF

23/09/2013

30/09/2013

13.13%

$0.18

DoubleLine Income Solutions Fund

18/09/2013

30/09/2013

12.69%

$0.15

Ameren Corp

09/09/2013

30/09/2013

2.93%

$0.40

Neuberger Berman Real Est Securities Inc

12/09/2013

30/09/2013

12.08%

$0.02

State Street Energy Select Sector SPDR ETF

20/09/2013

30/09/2013

2.33%

$0.39

BlackRock Multi-Sector Income Trust

12/09/2013

30/09/2013

12.67%

$0.11

iShares Russell 2000 ETF

24/09/2013

30/09/2013

0.92%

$0.28

BlackRock Resources & Commodities Strategy Trust

12/09/2013

30/09/2013

6.47%

$0.29

H&R Real Estate Investment Trust Stapled Units Cons of 1 H&R REIT Ut ' 1 H&R Finance Trust Ut

06/09/2013

30/09/2013

6.19%

CA$0.12

Shanghai Industrial Holdings Ltd

10/09/2013

30/09/2013

8.18%

HK$0.42

China Gas Holdings Ltd

22/08/2013

30/09/2013

6.54%

HK$0.06

Neuberger High Yield Strategies

12/09/2013

30/09/2013

18.56%

$0.09

Ovintiv Inc

11/09/2013

30/09/2013

1.90%

$0.20

Stella-Jones Inc

28/08/2013

30/09/2013

2.11%

CA$0.05

State Street SPDR Portfolio S&P 500 ETF

20/09/2013

30/09/2013

1.01%

$0.09

Eaton Vance Tax-Managed Buy-Write Opportunities Fund

19/09/2013

30/09/2013

7.84%

$0.11

Ingersoll Rand Inc

11/09/2013

30/09/2013

0.11%

$0.21

Bridgemarq Real Estate Services Inc

28/08/2013

30/09/2013

47.16%

CA$0.09

Telephone and Data Systems Inc

12/09/2013

30/09/2013

0.43%

$0.13

abrdn Global Dynamic Dividend Fund

19/09/2013

30/09/2013

13.55%

$0.06

Canadian Net REIT

18/09/2013

30/09/2013

5.37%

CA$0.03

MCAN Financial Group

12/09/2013

30/09/2013

8.42%

CA$0.26

BlackRock Floating Rate Income Trust Fund

12/09/2013

30/09/2013

13.14%

$0.07

BlackRock Taxable Municipal Bond Trust

12/09/2013

30/09/2013

7.77%

$0.13

Hess Corp

12/09/2013

30/09/2013

0.00%

$0.25

NorthWestern Energy Group Inc

11/09/2013

30/09/2013

3.91%

$0.38

iShares Semiconductor ETF

24/09/2013

30/09/2013

0.19%

$0.10

John Hancock Preferred Income Fund III

11/09/2013

30/09/2013

10.08%

$0.12

John Hancock Premium Dividend Fund

11/09/2013

30/09/2013

8.74%

$0.08

BlackRock Core Bond Trust

12/09/2013

30/09/2013

10.23%

$0.08

BlackRock Energy & Resources Trust

12/09/2013

30/09/2013

6.62%

$0.41

BlackRock Enhanced International Dividend Trust

12/09/2013

30/09/2013

8.78%

$0.17

Patterson-UTI Energy Inc

12/09/2013

30/09/2013

3.14%

$0.05

Eaton Vance Tax-Managed Global Diversified Equity Income Fund

19/09/2013

30/09/2013

8.13%

$0.08

Corus Entertainment Inc Shs -B- Non-Voting

12/09/2013

30/09/2013

0.00%

CA$0.09

Eaton Vance Tax-Advantaged Dividend Income Fund

19/09/2013

30/09/2013

6.89%

$0.11

John Hancock Preferred Income Fund

11/09/2013

30/09/2013

9.81%

$0.14

State Street Utilities Select Sector SPDR ETF

20/09/2013

30/09/2013

2.82%

$0.18

Flaherty & Crumrine Preferred Income Opportunity Fund

19/09/2013

30/09/2013

7.47%

$0.07

GATX Corp

11/09/2013

30/09/2013

1.51%

$0.31

Invesco KBW Premium Yield Equity REIT ETF

13/09/2013

30/09/2013

8.23%

$0.11

Methanex Corp

12/09/2013

30/09/2013

1.18%

$0.20

SIR Royalty Income Fund

18/09/2013

30/09/2013

8.93%

CA$0.10

Invesco CEF Income Composite ETF

13/09/2013

30/09/2013

6.91%

$0.16

iShares Mortgage Real Estate Capped ETF

24/09/2013

30/09/2013

9.32%

$0.42

iShares Select Dividend ETF

24/09/2013

30/09/2013

3.24%

$0.54

PIMCO GIS Income Fund E Class USD Income

27/09/2013

30/09/2013

6.47%

$0.04

Seven Hills Realty Trust

18/09/2013

30/09/2013

15.11%

$0.32

BlackRock Debt Strategies Fund Inc

12/09/2013

30/09/2013

12.71%

$0.03

Independencia Rentas Inmobiliarias Fondo de Inversión UNICA

24/09/2013

30/09/2013

6.70%

CLP 100

Intact Financial Corp

12/09/2013

30/09/2013

2.40%

CA$0.44

JPMorgan Funds - China Fund A (dist)

13/09/2013

30/09/2013

0.40%

$0.29

JPMorgan Funds - US Technology Fund A (dist)

13/09/2013

30/09/2013

0.01%

$0.01

Range Resources Corp

12/09/2013

30/09/2013

1.02%

$0.04

The Cato Corp Class A

12/09/2013

30/09/2013

0.00%

$0.05

Weyco Group Inc

28/08/2013

30/09/2013

7.13%

$0.18

China State Construction International Holdings Ltd

16/09/2013

30/09/2013

7.46%

HK$0.09

Eaton Vance Enhanced Equity Income Fund

19/09/2013

30/09/2013

8.15%

$0.09

Hudson Pacific Properties Inc

18/09/2013

30/09/2013

0.00%

$0.13

RenaissanceRe Holdings Ltd

11/09/2013

30/09/2013

0.51%

$0.28

PIMCO GIS Income Fund Institutional EUR (Hedged) Income

27/09/2013

30/09/2013

6.22%

€0.04

State Street Health Care Select Sector SPDR ETF

20/09/2013

30/09/2013

1.53%

$0.21

Vanguard FTSE Canadian High Dividend Yield Index ETF

23/09/2013

30/09/2013

2.79%

CA$0.05

Hillenbrand Inc

12/09/2013

30/09/2013

0.00%

$0.20

iShares U.S. Aerospace & Defense ETF

24/09/2013

30/09/2013

0.14%

$0.44

PGIM Global High Yield Fund, Inc.

18/09/2013

30/09/2013

11.19%

$0.13

State Street Technology Select Sector SPDR ETF

20/09/2013

30/09/2013

0.42%

$0.08

Temple Bar Investment Trust PLC

11/09/2013

30/09/2013

3.84%

£0.01

Maple Leaf Foods Inc

04/09/2013

30/09/2013

3.33%

CA$0.04

PIMCO Sterling Short Maturity UCITS ETF

18/09/2013

30/09/2013

0.04%

£0.04

Chemtrade Logistics Income Fund

28/08/2013

30/09/2013

4.92%

CA$0.10

Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund

19/09/2013

30/09/2013

6.72%

$0.15

JPMorgan Funds - Emerging Markets Equity Fund A (dist)

13/09/2013

30/09/2013

0.34%

$0.04

JPMorgan Funds - Europe Strategic Value Fund A (dist)

13/09/2013

30/09/2013

2.19%

€0.21

State Street Consumer Staples Select Sector SPDR ETF

20/09/2013

30/09/2013

2.64%

$0.26

BlackRock Floating Rate Income Strategies Fund Inc

12/09/2013

30/09/2013

13.74%

$0.08

JPMorgan Funds - Global Healthcare Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.01

Banco do Brasil SA BB Brasil

12/09/2013

30/09/2013

3.98%

R$0.16

Impala Platinum Holdings Ltd ADR

18/09/2013

30/09/2013

2.25%

$0.06

Invesco Preferred ETF

13/09/2013

30/09/2013

6.69%

$0.08

Mercury NZ Ltd

09/09/2013

30/09/2013

4.85%

NZ$0.08

PGIM High Yield Bond Fund, Inc.

18/09/2013

30/09/2013

10.40%

$0.12

State Street Financial Select Sector SPDR ETF

20/09/2013

30/09/2013

1.41%

$0.08

State Street SPDR Portfolio S&P 500 Growth ETF

20/09/2013

30/09/2013

0.48%

$0.08

XAI Madison Equity Premium Income Fund

16/09/2013

30/09/2013

12.86%

$0.18

Blackstone Long-Short Credit Income

18/09/2013

30/09/2013

9.21%

$0.11

Eaton Vance Tax-Managed Diversified Equity Income Fund

19/09/2013

30/09/2013

8.39%

$0.08

Fufeng Group Ltd

05/09/2013

30/09/2013

4.01%

HK$0.02

Magellan Aerospace Corp

10/09/2013

30/09/2013

0.61%

CA$0.03

BlackRock Credit Allocation Income Trust

12/09/2013

30/09/2013

10.38%

$0.08

iShares S&P/TSX Composite High Dividend Index ETF

18/09/2013

30/09/2013

3.46%

CA$0.08

John Hancock Financial Opportunities Fund

11/09/2013

30/09/2013

6.70%

$0.30

Neuberger Energy Infrastructure and Income Fund Inc

12/09/2013

30/09/2013

7.90%

$0.11

Vanguard S&P 500 Index ETF

23/09/2013

30/09/2013

0.84%

CA$0.14

Invesco Senior Loan ETF

13/09/2013

30/09/2013

6.61%

$0.08

Power Integrations Inc

28/08/2013

30/09/2013

1.68%

$0.08

Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund

19/09/2013

30/09/2013

8.26%

$0.10

Frontera Energy Corp

18/09/2013

30/09/2013

0.00%

$8,250.00

Global Self Storage Inc

13/09/2013

30/09/2013

5.68%

$0.07

Cineplex Inc

28/08/2013

30/09/2013

0.00%

CA$0.12

Data3 Ltd

10/09/2013

30/09/2013

3.07%

A$0.04

Alliance Witan PLC

28/08/2013

30/09/2013

2.18%

£0.02

BlackRock Limited Duration Income

12/09/2013

30/09/2013

10.97%

$0.10

CECO Environmental Corp

12/09/2013

30/09/2013

0.00%

$0.05

Invesco High Income Trust II

11/09/2013

30/09/2013

11.08%

$0.12

Invesco High Yield Equity Dividend Achievers ETF

13/09/2013

30/09/2013

4.67%

$0.03

Invesco S&P 500 Equal Weight ETF

20/09/2013

30/09/2013

1.49%

$0.22

iShares Canadian Select Dividend Index ETF

18/09/2013

30/09/2013

3.13%

CA$0.09

JPMorgan Funds - Global Focus Fund A (dist)

13/09/2013

30/09/2013

0.01%

€0.15

Osaic Financial Services Inc 8 % Cum Red Pfd Registered Shs Series -A-

11/09/2013

30/09/2013

10.01%

$0.17

Atrium European Real Estate Ltd

19/09/2013

30/09/2013

0.00%

€0.05

iShares Expanded Tech-Software Sector ETF

24/09/2013

30/09/2013

0.00%

$0.12

iShares U.S. Medical Devices ETF

24/09/2013

30/09/2013

0.48%

$0.07

JPMorgan Funds - Europe Strategic Growth Fund A (dist)

13/09/2013

30/09/2013

0.34%

€0.07

Accendra Health Inc

12/09/2013

30/09/2013

0.00%

$0.24

Bendigo and Adelaide Bank Ltd

23/08/2013

30/09/2013

6.18%

A$0.31

Duff & Phelps Utility and Infrastructure Fund Inc

12/09/2013

30/09/2013

6.47%

$0.35

Eaton Vance Risk-Managed Diversified Equity Income Fund

19/09/2013

30/09/2013

9.39%

$0.09

Eaton Vance Senior Floating-Rate Trust

19/09/2013

30/09/2013

7.95%

$0.08

Eaton Vance Tax-Managed Buy-Write Income Fund

19/09/2013

30/09/2013

8.17%

$0.11

Flaherty & Crumrine Preferred Securities Income Fund

19/09/2013

30/09/2013

8.04%

$0.14

iShares Core S&P Total U.S. Stock Market ETF

24/09/2013

30/09/2013

0.98%

$0.36

John Hancock Preferred Income Fund II

11/09/2013

30/09/2013

10.02%

$0.14

JPMorgan Funds - India Fund A (dist)

13/09/2013

30/09/2013

0.01%

$0.01

State Street Industrial Select Sector SPDR ETF

20/09/2013

30/09/2013

1.19%

$0.22

State Street SPDR S&P Dividend ETF

20/09/2013

30/09/2013

2.44%

$0.40

B3 SA - Brasil Bolsa Balcao

22/08/2013

30/09/2013

0.00%

R$0.02

Eaton Vance Floating-Rate Income Trust

19/09/2013

30/09/2013

8.15%

$0.08

Farmers National Banc Corp

11/09/2013

30/09/2013

4.57%

$0.03

Flaherty & Crumrine Dynamic Preferred and Income Fund

19/09/2013

30/09/2013

7.99%

$0.16

iShares Global Water Index ETF Common Class

18/09/2013

30/09/2013

3.22%

CA$0.06

A&W Revenue Royalties Income Fund

11/09/2013

30/09/2013

0.00%

CA$0.12

Designer Brands Inc Class A

18/09/2013

30/09/2013

3.40%

$0.13

Douglas Dynamics Inc

18/09/2013

30/09/2013

2.93%

$0.21

Greenyard NV

25/09/2013

30/09/2013

0.00%

€2.40

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

11/09/2013

30/09/2013

11.21%

$0.14

JPMorgan Funds - Europe Equity Plus Fund A (perf) (dist)

13/09/2013

30/09/2013

0.90%

€0.10

MFA Financial Inc 7.5 % Cum Red Pfd Registered Shs Series -B-

03/09/2013

30/09/2013

9.41%

$0.47

State Street SPDR S&P Biotech ETF

20/09/2013

30/09/2013

0.09%

$0.03

Aberdeen Multi-Market Income Fund

17/09/2013

30/09/2013

11.11%

$0.04

Apollo Tactical Income Fund Inc.

16/09/2013

30/09/2013

0.00%

$0.12

Blackstone Senior Floating Rate 2027 Term Fund

18/09/2013

30/09/2013

8.15%

$0.11

Bonterra Energy Corp

12/09/2013

30/09/2013

0.00%

CA$0.28

CAE Inc

12/09/2013

30/09/2013

0.00%

CA$0.05

CCL Industries Inc Registered Shs -B- Non Vtg

12/09/2013

30/09/2013

1.60%

CA$0.04

Elme Communities

12/09/2013

30/09/2013

0.00%

$0.30

Federal Agricultural Mortgage Corp Class A

12/09/2013

30/09/2013

4.23%

$0.12

First Eagle Alternative Capital BDC Inc

12/09/2013

30/09/2013

0.00%

$0.42

iShares Core S&P Mid-Cap ETF

24/09/2013

30/09/2013

1.19%

$0.09

MFS Intermediate High Income Fund

17/09/2013

30/09/2013

10.47%

$0.02

NexPoint Diversified Real Estate Trust

19/09/2013

30/09/2013

2.25%

$0.12

Corby Spirit and Wine Ltd

11/09/2013

30/09/2013

6.62%

CA$0.17

First Trust Enhanced Equity Income Fund

19/09/2013

30/09/2013

7.39%

$0.23

First Trust STOXX European Select Dividend Index Fund

20/09/2013

30/09/2013

3.38%

$0.04

Invesco Aerospace & Defense ETF

20/09/2013

30/09/2013

0.11%

$0.17

Invesco S&P 500 BuyWrite ETF

20/09/2013

30/09/2013

10.74%

$0.34

iShares S&P 500 Growth ETF

24/09/2013

30/09/2013

0.36%

$0.36

John Hancock Investors Trust

11/09/2013

30/09/2013

9.47%

$0.38

JPMorgan Funds - Europe Dynamic Technologies Fund A (dist)

13/09/2013

30/09/2013

0.02%

€0.03

Marcopolo SA

24/06/2013

30/09/2013

12.97%

R$0.01

MFS Charter Income

17/09/2013

30/09/2013

8.73%

$0.05

Oxford Lane Capital Corp 6% PRF PERPETUAL USD 25 - Ser 2029

17/09/2013

30/09/2013

6.31%

$0.16

Saba Capital Income & Opportunities Fund II

12/09/2013

30/09/2013

8.56%

$0.04

State Street Consumer Discretionary Select Sector SPDR ETF

20/09/2013

30/09/2013

0.80%

$0.18

Stella International Holdings Ltd

02/09/2013

30/09/2013

11.65%

HK$0.30

Blackstone Strategic Credit 2027 Term Fund

18/09/2013

30/09/2013

8.13%

$0.12

Chico's FAS Inc

12/09/2013

30/09/2013

0.00%

$0.06

Cohen & Steers Limited Duration Preferred and Income Fund, Inc

18/09/2013

30/09/2013

7.88%

$0.16

Deswell Industries Inc

09/09/2013

30/09/2013

13.29%

$0.07

Horace Mann Educators Corp

13/09/2013

30/09/2013

3.00%

$0.20

Invesco Global Listed Private Equity ETF

20/09/2013

30/09/2013

5.93%

$0.57

iShares Core S&P Small-Cap ETF

24/09/2013

30/09/2013

1.15%

$0.25

iShares MSCI USA Momentum Factor ETF

24/09/2013

30/09/2013

0.60%

$0.20

JPMorgan Funds - Euroland Equity Fund A (dist)

13/09/2013

30/09/2013

1.26%

€0.46

JPMorgan Funds - US Growth Fund A (dist)

13/09/2013

30/09/2013

0.02%

$0.01

State Street SPDR S&P Aerospace & Defense ETF

20/09/2013

30/09/2013

0.33%

$0.67

State Street SPDR S&P Metals & Mining ETF

20/09/2013

30/09/2013

0.33%

$0.14

Western Asset Infl-Linked Opps & Inc Fd

11/09/2013

30/09/2013

9.12%

$0.03

Cohen & Steers Select Preferred and Income Fund

18/09/2013

30/09/2013

8.04%

$0.17

Doubleline Opportunistic Credit Fund

18/09/2013

30/09/2013

9.40%

$0.17

Enterprise Financial Services Corp

11/09/2013

30/09/2013

2.85%

$0.05

First Trust Water ETF

20/09/2013

30/09/2013

0.74%

$0.04

iShares Russell 1000 Growth ETF

24/09/2013

30/09/2013

0.35%

$0.26

JPMorgan Funds - Greater China Fund A (dist)

13/09/2013

30/09/2013

0.29%

$0.20

JPMorgan Funds - Latin America Equity Fund A (dist)

13/09/2013

30/09/2013

2.66%

$0.29

Pioneer Floating Rate Fund, Inc.

13/09/2013

30/09/2013

0.00%

$0.08

Simon Property Group Inc 8.375 % Cum Red Pfd Registered Shs Series -J-

12/09/2013

30/09/2013

7.55%

$1.05

The Keg Royalties Income Fund

18/09/2013

30/09/2013

0.00%

CA$0.08

Aberdeen Intermediate Income Fund

17/09/2013

30/09/2013

10.30%

$0.04

Eaton Vance Short Duration Diversified Income Fund

19/09/2013

30/09/2013

8.41%

$0.09

Flaherty & Crumrine Preferred Income Fund

19/09/2013

30/09/2013

7.59%

$0.09

iShares Canadian Financial Monthly Income ETF Common Class

18/09/2013

30/09/2013

4.29%

CA$0.04

iShares U.S. Real Estate ETF

24/09/2013

30/09/2013

2.24%

$0.60

iShares U.S. Technology ETF

24/09/2013

30/09/2013

0.10%

$0.25

JPMorgan Funds - America Equity Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.01

JPMorgan Funds - Global Natural Resources Fund A (dist)

13/09/2013

30/09/2013

0.86%

€0.01

Just Energy Group Inc

12/09/2013

30/09/2013

0.00%

CA$2.31

PC Partner Group Ltd

12/09/2013

30/09/2013

2.15%

HK$0.03

State Street Materials Select Sector SPDR ETF

20/09/2013

30/09/2013

1.66%

$0.22

State Street SPDR S&P Oil & Gas Exploration & Production ETF

20/09/2013

30/09/2013

1.66%

$0.12

State Street SPDR S&P Regional Banking ETF

20/09/2013

30/09/2013

2.16%

$0.15

Universal Technical Institute Inc

18/09/2013

30/09/2013

0.00%

$0.10

Aberdeen Government Markets Income Fund

17/09/2013

30/09/2013

8.73%

$0.04

Apollo Senior Floating Rate Fund

16/09/2013

30/09/2013

0.00%

$0.10

Bank Hapoalim BM

12/09/2013

30/09/2013

4.79%

₪0.07

BDO Unibank Inc

10/09/2013

30/09/2013

3.82%

₱0.24

CHS Inc

12/09/2013

30/09/2013

7.51%

$0.50

DWS Municipal Income Trust

19/09/2013

30/09/2013

8.65%

$0.07

Flaherty & CrumrineTotal Return Fund

19/09/2013

30/09/2013

7.88%

$0.14

Invesco Semiconductors ETF

20/09/2013

30/09/2013

0.03%

$0.03

iShares Core U.S. REIT ETF

24/09/2013

30/09/2013

2.64%

$0.34

iShares Expanded Tech Sector ETF

24/09/2013

30/09/2013

0.13%

$0.18

iShares Global Infrastructure Index ETF Common Class

18/09/2013

30/09/2013

5.90%

CA$0.09

iShares S&P 500 Value ETF

24/09/2013

30/09/2013

1.50%

$0.46

John Hancock Diversified Income Fund

11/09/2013

30/09/2013

8.84%

$0.32

JPMorgan Funds - Europe Equity Fund A (dist)

13/09/2013

30/09/2013

1.56%

€0.60

JPMorgan Funds - Japan Equity Fund A (dist)

13/09/2013

30/09/2013

0.01%

$0.09

Marine Petroleum Trust

28/08/2013

30/09/2013

7.46%

$0.35

PIMCO GIS Income Fund Institutional USD Income

27/09/2013

30/09/2013

6.21%

$0.04

Pioneer Diversified High Income Fund, Inc.

13/09/2013

30/09/2013

0.00%

$0.16

Stalprodukt SA

11/09/2013

30/09/2013

2.87%

PLN 1.00

State Street SPDR Dow Jones REIT ETF

20/09/2013

30/09/2013

3.44%

$0.62

State Street SPDR S&P Retail ETF

20/09/2013

30/09/2013

0.79%

$0.10

Thai Oil PCL Shs Foreign Registered

12/09/2013

30/09/2013

3.57%

THB 0.80

Vina Concha Y Toro SA

25/09/2013

30/09/2013

4.79%

CLP 3

Bombardier Inc Registered Shs -A- Multiple Vtg Conv

11/09/2013

30/09/2013

0.00%

CA$0.63

China SCE Group Holdings Ltd

13/09/2013

30/09/2013

0.00%

HK$0.05

Elektro - Eletricidade e Servicos SA

29/04/2013

30/09/2013

9.92%

R$0.25

Excelerate Energy Inc Class A

11/09/2013

30/09/2013

0.94%

$0.27

First Savings Financial Group Inc

28/08/2013

30/09/2013

0.00%

$0.10

First Trust NASDAQ Clean Edge Green Energy Index Fund

20/09/2013

30/09/2013

0.23%

$0.01

Invesco Global ex-US High Yield Corporate Bond ETF

13/09/2013

30/09/2013

6.84%

$0.10

Invesco Municipal Trust

11/09/2013

30/09/2013

8.03%

$0.07

Invesco RAFI US 1000 ETF

20/09/2013

30/09/2013

1.33%

$0.29

Invesco S&P 500 Low Volatility ETF

13/09/2013

30/09/2013

2.30%

$0.08

Invesco S&P 500 Quality ETF

20/09/2013

30/09/2013

1.10%

$0.08

Invesco Trust for Investment Grade Municipals

11/09/2013

30/09/2013

7.87%

$0.07

iShares MSCI USA Quality Factor ETF

24/09/2013

30/09/2013

0.86%

$0.17

iShares Residential and Multisector Real Estate ETF

24/09/2013

30/09/2013

0.00%

$0.42

iShares Russell 2000 Value ETF

24/09/2013

30/09/2013

1.45%

$0.31

iShares Russell 3000 ETF

24/09/2013

30/09/2013

0.86%

$0.41

iShares S&P/TSX 60 Index ETF

18/09/2013

30/09/2013

2.15%

CA$0.15

iShares S&P/TSX Canadian Dividend Aristocrats Index ETF Common Class

18/09/2013

30/09/2013

3.02%

CA$0.07

iShares S&P/TSX Capped REIT Index ETF

18/09/2013

30/09/2013

4.36%

CA$0.07

JPMorgan Funds - Emerging Middle East Equity Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.37

JPMorgan Funds - Europe Small Cap Fund A (dist)

13/09/2013

30/09/2013

1.38%

€0.25

PS Business Parks Inc

11/09/2013

30/09/2013

0.00%

$0.44

Quanex Building Products Corp

12/09/2013

30/09/2013

1.48%

$0.04

State Street SPDR ICE Preferred Securities ETF

20/09/2013

30/09/2013

6.60%

$0.67

State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF

20/09/2013

30/09/2013

1.04%

$0.58

State Street SPDR S&P Homebuilders ETF

20/09/2013

30/09/2013

0.73%

$0.03

State Street SPDR S&P Semiconductor ETF

20/09/2013

30/09/2013

0.15%

$0.08

The Wharf (Holdings) Ltd

13/09/2013

30/09/2013

3.23%

HK$0.50

Tortoise Electrification Infrastructure ETF

19/09/2013

30/09/2013

3.79%

$0.13

TriCo Bancshares

18/09/2013

30/09/2013

2.80%

$0.11

Vanguard FTSE Canada All Cap Index ETF

23/09/2013

30/09/2013

2.47%

CA$0.03

WisdomTree U.S. LargeCap Dividend Fund

23/09/2013

30/09/2013

1.41%

$0.07

Aimia Inc

12/09/2013

30/09/2013

0.00%

CA$0.17

APM Automotive Holdings Bhd

11/09/2013

30/09/2013

6.52%

MYR 0.40

Canaccord Genuity Group Inc Cum Pfd Shs Series -C-

11/09/2013

30/09/2013

6.70%

CA$0.36

Corby Spirit and Wine Ltd Registered Shs -B- Non Vtg

11/09/2013

30/09/2013

6.69%

CA$0.17

Eastern Water Resources Development and Management PCL Units Non-Voting Depository Receipt

11/09/2013

30/09/2013

0.20%

THB 0.20

Glorious Sun Enterprises Ltd

12/09/2013

30/09/2013

7.57%

HK$0.04

Invesco Bond Fund

11/09/2013

30/09/2013

5.51%

$0.07

Invesco Dorsey Wright Technology Momentum ETF

20/09/2013

30/09/2013

0.00%

$0.00

Invesco International Dividend Achievers ETF

20/09/2013

30/09/2013

3.57%

$0.10

Invesco KBW Bank ETF

20/09/2013

30/09/2013

1.92%

$0.10

Invesco Municipal Income Opportunities Trust

11/09/2013

30/09/2013

5.97%

$0.04

Invesco Municipal Opportunity Trust

11/09/2013

30/09/2013

8.00%

$0.07

Invesco S&P 500 GARP ETF

20/09/2013

30/09/2013

0.82%

$0.09

Invesco S&P 500 Top 50 ETF

20/09/2013

30/09/2013

0.63%

$0.07

Invesco Trust for New York Investment Grade Municipals

11/09/2013

30/09/2013

8.17%

$0.08

iShares Cohen & Steers REIT ETF (USD)

24/09/2013

30/09/2013

2.51%

$0.63

iShares Core Canadian Universe Bond Index ETF

18/09/2013

30/09/2013

3.59%

CA$0.08

iShares Core S&P U.S. Growth ETF

24/09/2013

30/09/2013

0.49%

$0.21

iShares Core S&P/TSX Capped Composite Index ETF

18/09/2013

30/09/2013

1.97%

CA$0.16

iShares S&P/TSX Capped Energy Index ETF

18/09/2013

30/09/2013

2.42%

CA$0.11

iShares S&P/TSX Global Base Metals Index ETF

18/09/2013

30/09/2013

0.67%

CA$0.08

iShares Transportation Average ETF

24/09/2013

30/09/2013

0.95%

$0.30

iShares U.S. Oil & Gas Exploration & Production ETF

24/09/2013

30/09/2013

1.64%

$0.16

iShares U.S. Telecommunications ETF (USD)

24/09/2013

30/09/2013

1.62%

$0.17

iShares US Consumer Staples ETF

24/09/2013

30/09/2013

2.58%

$0.45

JPMorgan Funds - Asia Pacific Income Fund A (dist)

13/09/2013

30/09/2013

2.09%

$1.20

JPMorgan Funds - Emerging Europe Equity Fund A (dist)

13/09/2013

30/09/2013

1.48%

€0.63

JPMorgan Funds - Europe Dynamic Fund A (dist)

13/09/2013

30/09/2013

1.08%

€0.15

JPMorgan Funds - Europe High Yield Bond Fund A (dist)

13/09/2013

30/09/2013

4.69%

€0.15

JPMorgan Funds - Russia Fund A (dist)

13/09/2013

30/09/2013

22.31%

$0.16

Marcopolo SA

24/06/2013

30/09/2013

12.25%

R$0.01

MFS High Income Municipal Trust

17/09/2013

30/09/2013

10.78%

$0.03

MFS Special Value Trust

17/09/2013

30/09/2013

0.00%

$0.06

Pioneer High Income Fund, Inc.

13/09/2013

30/09/2013

0.00%

$0.14

Premier Miton Glb Renewables Trust PLC

28/08/2013

30/09/2013

0.00%

£0.03

Retail Opportunity Investments Corp

12/09/2013

30/09/2013

0.00%

$0.15

Santam Ltd

20/09/2013

30/09/2013

4.27%

ZAR 2.42

Spruce Power Holding Corp

11/09/2013

30/09/2013

0.00%

$0.14

TC Energy Corp Cum Red 1st Pfd Registered Shs Series -3-

29/08/2013

30/09/2013

5.20%

CA$0.25

Western Asset Inflation-Linked Income Fd

11/09/2013

30/09/2013

7.98%

$0.03

abrdn SICAV I – Emerging Markets Bond Fund Class A MInc

02/09/2013

30/09/2013

4.64%

$0.06

abrdn SICAV I – Euro High Yield Bond Fund Class A MInc

02/09/2013

30/09/2013

5.11%

€0.04

Atco Ltd Shs Class 2 Voting

05/09/2013

30/09/2013

0.00%

CA$0.19

BNY Mellon Municipal Income

11/09/2013

30/09/2013

0.00%

$0.05

BNY Mellon Strategic Municipal Bond

11/09/2013

30/09/2013

6.59%

$0.05

Briscoe Group Ltd

18/09/2013

30/09/2013

5.38%

NZ$0.05

Brookfield Corp 4.75 % Cum Conv Pfd Registered Shs -A- Series 17

11/09/2013

30/09/2013

5.64%

CA$0.30

Changan Minsheng Logistics Co Ltd Class H

28/06/2013

30/09/2013

6.18%

CN¥0.30

ChoiceOne Financial Services Inc

11/09/2013

30/09/2013

3.49%

$0.13

DTF Tax-Free Income 2028 Term Fund Inc.

12/09/2013

30/09/2013

3.40%

$0.07

Eaton Vance Municipal Income 2028 Term Trust

19/09/2013

30/09/2013

5.18%

$0.07

Eaton Vance National Municipal Opportunities Trust

19/09/2013

30/09/2013

5.05%

$0.09

Far Eastern New Century Corp

27/08/2013

30/09/2013

4.36%

NT$1.18

First Capital Inc

12/09/2013

30/09/2013

2.04%

$0.20

First Guaranty Bancshares Inc

19/09/2013

30/09/2013

0.49%

$0.12

First Trust India NIFTY 50 Equal Weight ETF

20/09/2013

30/09/2013

1.94%

$0.55

First Trust NASDAQ Technology Dividend Index Fund

20/09/2013

30/09/2013

1.29%

$0.13

First Trust S&P International Dividend Aristocrats ETF

20/09/2013

30/09/2013

3.99%

$0.08

First Trust Senior Loan Fund

20/09/2013

30/09/2013

6.01%

$0.16

Global X U.S. Dollar Currency ETF CAD

11/09/2013

30/09/2013

48.07%

$0.78

High Yield ETF

24/09/2013

30/09/2013

0.00%

$0.27

Invesco Bloomberg Enhanced Fallen Angels ETF

13/09/2013

30/09/2013

5.93%

$0.07

Invesco Financial Preferred ETF

13/09/2013

30/09/2013

6.63%

$0.10

Invesco Global Water ETF

20/09/2013

30/09/2013

0.93%

$0.15

Invesco MSCI Sustainable Future ETF

20/09/2013

30/09/2013

2.02%

$0.02

Invesco Quality Municipal Income Trust

11/09/2013

30/09/2013

7.69%

$0.07

Invesco S&P 500 Equal Weight Consumer Staples ETF

20/09/2013

30/09/2013

2.96%

$0.39

Invesco S&P 500 Equal Weight Materials ETF

20/09/2013

30/09/2013

1.76%

$0.25

Invesco S&P International Developed Momentum ETF

20/09/2013

30/09/2013

1.80%

$0.16

Invesco S&P MidCap Momentum ETF

20/09/2013

30/09/2013

0.63%

$0.17

Invesco S&P MidCap Quality ETF

20/09/2013

30/09/2013

0.57%

$0.14

Invesco WilderHill Clean Energy ETF

20/09/2013

30/09/2013

0.97%

$0.02

iShares Core Balanced ETF Portfolio

18/09/2013

30/09/2013

2.05%

CA$0.05

iShares Core Growth ETF Portfolio

18/09/2013

30/09/2013

1.65%

CA$0.03

iShares Core S&P U.S. Value ETF

24/09/2013

30/09/2013

1.64%

$0.52

iShares Diversified Monthly Income ETF

18/09/2013

30/09/2013

3.92%

CA$0.06

iShares Equal Weight Banc & Lifeco ETF Common Class

18/09/2013

30/09/2013

4.33%

CA$0.02

iShares International Fundamental Index ETF Common Class

18/09/2013

30/09/2013

2.10%

CA$0.08

iShares MSCI USA Min Vol Factor ETF

24/09/2013

30/09/2013

1.72%

$0.27

iShares Russell 1000 Value ETF

24/09/2013

30/09/2013

1.37%

$0.42

iShares Russell 2000 Growth ETF

24/09/2013

30/09/2013

0.45%

$0.24

iShares Russell Mid-Cap Growth ETF

24/09/2013

30/09/2013

0.36%

$0.09

iShares Russell Top 200 Growth ETF

24/09/2013

30/09/2013

0.35%

$0.16

iShares S&P Small-Cap 600 Value ETF

24/09/2013

30/09/2013

1.34%

$0.29

iShares S&P/TSX Canadian Preferred Share Index ETF Common Class

18/09/2013

30/09/2013

4.99%

CA$0.06

iShares S&P/TSX Global Gold Index ETF

18/09/2013

30/09/2013

0.70%

CA$0.03

iShares S&P/TSX Small Cap Index ETF

18/09/2013

30/09/2013

4.44%

CA$0.09

iShares U.S. Digital Infrastructure and Real Estate ETF

24/09/2013

30/09/2013

0.78%

$0.04

iShares U.S. Financial Services ETF

24/09/2013

30/09/2013

1.02%

$0.21

iShares U.S. Healthcare Providers ETF

24/09/2013

30/09/2013

0.92%

$0.09

JPMorgan Funds - US Small Cap Growth Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.04

JPMorgan Funds - US Smaller Companies Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.17

JPMorgan Funds - US Value Fund A (dist)

13/09/2013

30/09/2013

0.02%

$0.04

Lincoln Educational Services Corp

11/09/2013

30/09/2013

0.00%

$0.07

Lippo Ltd

05/09/2013

30/09/2013

81.53%

HK$0.04

MFS High Yield Municipal Trust

17/09/2013

30/09/2013

6.29%

$0.02

MFS Investment Grade Municipal Trust

17/09/2013

30/09/2013

5.31%

$0.05

New England Realty Associates LP ADR

12/09/2013

30/09/2013

2.86%

$0.25

Royal London Sterling Credit Fund Z Inc

01/08/2013

30/09/2013

5.70%

£0.01

SA Corporate Real Estate Ltd

20/09/2013

30/09/2013

8.04%

ZAR 0.16

SIV Capital Ltd

10/09/2013

30/09/2013

0.00%

A$0.14

SOHO China Ltd

09/09/2013

30/09/2013

0.00%

CN¥0.12

State Street SPDR S&P 600 Small Cap Value ETF

20/09/2013

30/09/2013

1.84%

$0.28

State Street SPDR S&P Health Care Services ETF

20/09/2013

30/09/2013

0.20%

$0.05

Steel & Tube Holdings Ltd

11/09/2013

30/09/2013

0.00%

NZ$0.10

Sun Life Financial Inc 4.45 % Pfd Registered Shs -A- Series -3-

26/08/2013

30/09/2013

5.27%

CA$0.28

Vanguard Canadian Aggregate Bond Index ETF

23/09/2013

30/09/2013

3.51%

CA$0.05

Vanguard FTSE Canadian Capped REIT Index ETF

23/09/2013

30/09/2013

2.88%

CA$0.03

Vanguard FTSE Emerging Markets All Cap Index ETF

23/09/2013

30/09/2013

2.01%

CA$0.22

Vanguard Morningstar U.S. Total Market Index ETF

23/09/2013

30/09/2013

0.76%

CA$0.08

Velan Inc Shs Subord.Vtg.

11/09/2013

30/09/2013

4.28%

CA$0.08

Vitasoy International Holdings Ltd

10/09/2013

30/09/2013

2.73%

HK$0.17

Aberdeen Municipal Income

17/09/2013

30/09/2013

5.56%

$0.04

Albion Development VCT PLC

04/09/2013

30/09/2013

0.00%

£0.03

Amundi Money Market Fund - Short Term (USD) IC-D

26/09/2013

30/09/2013

2.59%

$0.00

Apex Healthcare Bhd

11/09/2013

30/09/2013

0.00%

MYR 0.01

Argentinien, Republik 3,38% 09/38

27/09/2013

30/09/2013

5.73%

€0.02

Atrion Corp

11/09/2013

30/09/2013

0.00%

$0.64

BlackRock Enhanced Government Fund Inc.

12/09/2013

30/09/2013

0.00%

$0.07

Blue Ridge Bankshares Inc

11/09/2013

30/09/2013

58.68%

$0.08

BNY Mellon Strategic Municipals Inc.

11/09/2013

30/09/2013

6.28%

$0.05

Brookfield Corp Cum Red Pfd Registered Shs -A- Series -2-

11/09/2013

30/09/2013

5.09%

CA$0.13

Brookfield Office Properties Inc Pfd Shs -AAA- Series -N-

11/09/2013

30/09/2013

6.73%

CA$0.38

Cadence Capital Ltd

16/09/2013

30/09/2013

8.81%

A$0.05

CCL Industries Inc Registered Shs -A- Voting

12/09/2013

30/09/2013

1.60%

CA$0.04

Community West Bancshares

12/09/2013

30/09/2013

1.83%

$0.05

Dai-Ichi Cutter Kogyo KK

26/06/2013

30/09/2013

3.29%

JP¥3

DoubleLine Total Return Bond Fund Class I

30/09/2013

0.00%

$0.05

Eaton Vance Municipal Bond Fund

19/09/2013

30/09/2013

6.53%

$0.06

Eaton Vance Tax-Managed Buy-Write Strategy Fund

19/09/2013

30/09/2013

0.00%

$0.43

EDP - Energias do Brasil SA

11/04/2013

30/09/2013

0.00%

R$0.40

El Paso Energy Capital Trust I 4.75 % Trust Conv Pfd Secs Series -C-

11/09/2013

30/09/2013

0.00%

$0.59

ERSTE BOND EM CORPORATE EUR R01 A

27/09/2013

30/09/2013

3.46%

€5.00

ERSTE BOND EM CORPORATE IG EUR A

27/09/2013

30/09/2013

3.15%

€2.00

ERSTE BOND EM CORPORATE IG USD R01 A

27/09/2013

30/09/2013

2.77%

$2.50

ERSTE Responsible Bond EM Local EUR R01 A

27/09/2013

30/09/2013

3.00%

€6.50

ESSA Bancorp Inc

12/09/2013

30/09/2013

0.00%

$0.05

First Trust Alerian Disruptive Technology Real Estate ETF

20/09/2013

30/09/2013

3.25%

$0.28

First Trust China AlphaDEX Fund

20/09/2013

30/09/2013

2.88%

$0.19

First Trust Dow Jones Global Select Dividend Index Fund

20/09/2013

30/09/2013

4.81%

$0.25

First Trust Global Wind Energy ETF

20/09/2013

30/09/2013

0.99%

$0.02

First Trust Multi-Asset Diversified Income Index Fund

20/09/2013

30/09/2013

6.94%

$0.15

First Trust Nasdaq-100 Select Equal Weight ETF

20/09/2013

30/09/2013

0.28%

$0.02

First Trust Natural Gas ETF

20/09/2013

30/09/2013

2.00%

$0.01

First Trust Preferred Securities and Income ETF

20/09/2013

30/09/2013

6.10%

$0.16

First Trust Small Cap Growth AlphaDEX Fund

20/09/2013

30/09/2013

0.30%

$0.00

Foresight Ventures VCT PLC

04/09/2013

30/09/2013

5.06%

£0.08

Grindrod Ltd

20/09/2013

30/09/2013

8.51%

ZAR 3.71

Halliburton Co Shs Unsponsored Brazilian Depository Receipts Repr 1 Sh

30/08/2013

30/09/2013

1.36%

R$0.28

Hansen Technologies Ltd

03/09/2013

30/09/2013

3.02%

A$0.03

Harel Insurance Investments & Financial Services Ltd

16/09/2013

30/09/2013

4.07%

₪1.20

Henderson Diversified Income Trust PLC

04/09/2013

30/09/2013

0.00%

£0.01

Imperial Equities Inc

11/09/2013

30/09/2013

1.69%

CA$0.03

Invesco Advantage Municipal Income Trust II

11/09/2013

30/09/2013

7.85%

$0.06

Invesco Bloomberg Financial Data Providers ETF

20/09/2013

30/09/2013

2.13%

$0.08

Invesco BuyBack Achievers ETF

20/09/2013

30/09/2013

0.74%

$0.07

Invesco Dividend Achievers ETF

20/09/2013

30/09/2013

1.32%

$0.08

Invesco Dorsey Wright Healthcare Momentum ETF

20/09/2013

30/09/2013

10.05%

$0.01

Invesco Food & Beverage ETF

20/09/2013

30/09/2013

1.30%

$0.06

Invesco Global Clean Energy ETF

20/09/2013

30/09/2013

1.74%

$0.01

Invesco Golden Dragon China ETF

20/09/2013

30/09/2013

3.41%

$0.08

Invesco India ETF

20/09/2013

30/09/2013

12.25%

$0.03

Invesco Insured Municipal Income Trust

11/09/2013

30/09/2013

7.64%

$0.08

Invesco Next Gen Media and Gaming ETF

20/09/2013

30/09/2013

0.02%

$0.02

Invesco RAFI US 1500 Small-Mid ETF

20/09/2013

30/09/2013

0.80%

$0.17

Invesco S&P 500 Downside Hedged ETF

20/09/2013

30/09/2013

1.68%

$0.05

Invesco S&P 500 Equal Weight Consumer Discretionary ETF

20/09/2013

30/09/2013

0.92%

$0.17

Invesco S&P 500 Equal Weight Health Care ETF

20/09/2013

30/09/2013

0.64%

$0.01

Invesco S&P 500 Equal Weight Technology ETF

20/09/2013

30/09/2013

0.25%

$0.01

Invesco S&P 500 Pure Growth ETF

20/09/2013

30/09/2013

0.16%

$0.11

Invesco S&P 500 Pure Value ETF

20/09/2013

30/09/2013

2.23%

$0.15

Invesco S&P Emerging Markets Momentum ETF

20/09/2013

30/09/2013

1.73%

$0.05

Invesco S&P SmallCap 600 Pure Value ETF

20/09/2013

30/09/2013

1.42%

$0.07

Invesco S&P SmallCap Consumer Discretionary ETF

20/09/2013

30/09/2013

1.04%

$0.01

Invesco S&P SmallCap Momentum ETF

20/09/2013

30/09/2013

0.57%

$0.13

Invesco Water Resources ETF

20/09/2013

30/09/2013

0.59%

$0.02

iShares 1-5 Year Laddered Government Bond Index ETF Common Class

18/09/2013

30/09/2013

2.42%

CA$0.06

iShares Canadian Fundamental Index ETF Common Class

18/09/2013

30/09/2013

4.65%

CA$0.08

iShares Canadian Growth Index ETF

18/09/2013

30/09/2013

0.47%

CA$0.09

iShares Canadian Value Index ETF

18/09/2013

30/09/2013

4.75%

CA$0.18

iShares Convertible Bond Index ETF Common

18/09/2013

30/09/2013

4.98%

CA$0.08

iShares Core Canadian Corporate Bond Index ETF

18/09/2013

30/09/2013

4.29%

CA$0.06

iShares Core Canadian Long Term Bond Index ETF

18/09/2013

30/09/2013

4.25%

CA$0.07

iShares Core Canadian Short Term Bond Index ETF

18/09/2013

30/09/2013

3.08%

CA$0.06

iShares Core Canadian Short Term Corporate Bond Index ETF

18/09/2013

30/09/2013

4.14%

CA$0.05

iShares Dow Jones U.S. ETF

24/09/2013

30/09/2013

0.86%

$0.19

iShares ESG Optimized MSCI USA ETF

24/09/2013

30/09/2013

0.82%

$0.26

iShares Global Monthly Dividend Index ETF (CAD-Hedged) Common Class

18/09/2013

30/09/2013

3.13%

CA$0.05

iShares Jantzi Social Index ETF

18/09/2013

30/09/2013

1.60%

CA$0.12

iShares MSCI Min Vol USA Index ETF

18/09/2013

30/09/2013

4.20%

CA$0.11

iShares MSCI USA Equal Weighted ETF

24/09/2013

30/09/2013

1.44%

$0.17

iShares MSCI USA Value Factor ETF

24/09/2013

30/09/2013

1.38%

$0.27

iShares Premium Money Market ETF Common Class

20/09/2013

30/09/2013

2.35%

CA$0.03

iShares Russell Mid-Cap Value ETF

24/09/2013

30/09/2013

1.30%

$0.20

iShares S&P 100 ETF

24/09/2013

30/09/2013

1.28%

$0.41

iShares S&P Mid-Cap 400 Value ETF

24/09/2013

30/09/2013

1.61%

$0.21

iShares S&P/TSX Capped Consumer Staples Index ETF

18/09/2013

30/09/2013

1.89%

CA$0.06

iShares S&P/TSX Capped Financials Index ETF

18/09/2013

30/09/2013

1.98%

CA$0.07

iShares S&P/TSX Capped Materials Index ETF

18/09/2013

30/09/2013

0.40%

CA$0.06

iShares S&P/TSX Capped Utilities Index ETF

18/09/2013

30/09/2013

3.22%

CA$0.07

iShares S&P/TSX Completion Index ETF

18/09/2013

30/09/2013

0.93%

CA$0.14

iShares S&P/TSX North American Preferred Stock Index ETF (CAD-Hedged)

18/09/2013

30/09/2013

5.06%

CA$0.08

iShares U.S. Energy ETF

24/09/2013

30/09/2013

1.94%

$0.19

iShares U.S. Healthcare ETF

24/09/2013

30/09/2013

1.14%

$0.06

iShares U.S. Home Construction ETF (USD)

24/09/2013

30/09/2013

0.72%

$0.02

iShares U.S. Pharmaceuticals ETF

24/09/2013

30/09/2013

1.45%

$0.10

iShares U.S. Utilities ETF

24/09/2013

30/09/2013

2.33%

$0.40

John Hancock Income Securities Trust

11/09/2013

30/09/2013

6.08%

$0.23

John Hancock Tax Advantage Global Shareholder Yield Fund

11/09/2013

30/09/2013

0.00%

$0.32

JPMorgan Funds - Emerging Markets Debt Fund A (dist) EUR (hedged)

13/09/2013

30/09/2013

5.07%

€0.42

JPMorgan Funds - Emerging Markets Investment Grade Bond Fund A (dist) EUR (hedged)

13/09/2013

30/09/2013

3.96%

€3.04

JPMorgan Funds - Europe Strategic Growth Fund A (dist)

13/09/2013

30/09/2013

0.32%

£0.10

JPMorgan Funds - Global Aggregate Bond Fund A (dist)

13/09/2013

30/09/2013

3.63%

$0.30

JPMorgan Funds - Global Equity Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.05

JPMorgan Funds - Korea Equity Fund A (dist)

13/09/2013

30/09/2013

0.05%

$0.01

JPMorgan Funds - Taiwan Fund A (dist)

13/09/2013

30/09/2013

0.37%

$0.22

JPMorgan Funds - US Aggregate Bond Fund A (dist)

13/09/2013

30/09/2013

3.20%

$0.23

JPMorgan Funds - US Technology Fund A (dist)

13/09/2013

30/09/2013

0.05%

£0.01

Jupiter Dynamic Bond L CHF Hsc Q Inc

28/06/2013

30/09/2013

7.07%

CHF 0.12

Jupiter Dynamic Bond L USD Hsc Q Inc

28/06/2013

30/09/2013

6.87%

$0.13

KRBL Ltd

05/09/2013

30/09/2013

1.07%

₹0.80

Kudo Corp

26/06/2013

30/09/2013

4.74%

JP¥50

M&G Global High Yield Bond Fund Sterling I Inc

02/09/2013

30/09/2013

6.28%

£0.00

Macquarie Global Infrastructure Total Return Fund Inc.

19/09/2013

30/09/2013

0.00%

$0.32

Morguard Corp

12/09/2013

30/09/2013

0.70%

CA$0.15

New America High Income Fund

12/09/2013

30/09/2013

0.00%

$0.07

Northland Power Inc Cum Pfd Registered Shs Series -3-

18/09/2013

30/09/2013

0.00%

CA$0.31

NYLI CBRE NextGen Real Estate ETF

24/09/2013

30/09/2013

0.00%

$0.58

NYLIM MacKay DefinedTerm Muni Opportunities Fund

12/09/2013

30/09/2013

5.58%

$0.10

PIMCO GIS Diversified Income Fund E Class EUR (Hedged) Income

27/09/2013

30/09/2013

5.30%

€0.09

PIMCO GIS Diversified Income Fund Institutional EUR (Hedged) Income

27/09/2013

30/09/2013

6.23%

€0.10

PIMCO GIS Global High Yield Bond Fund Institutional EUR (Hedged) Income

27/09/2013

30/09/2013

6.31%

€0.18

Premier Miton Glb Renewables ZDP 2025

28/08/2013

30/09/2013

0.00%

£0.03

Premium Global Income Split Fund 5.25% PRF REDEEM 30/06/2025 CAD 25

12/09/2013

30/09/2013

6.81%

CA$0.19

Shanghai Dasheng Agriculture Finance Technology Co Ltd Class H

11/06/2013

30/09/2013

0.00%

CN¥0.01

SHL Consolidated Bhd

13/09/2013

30/09/2013

5.22%

MYR 0.12

South Africa, Republic of 8,25% 13/32

27/09/2013

30/09/2013

8.33%

ZAR 0.04

State Street SPDR Global Dow ETF

20/09/2013

30/09/2013

2.43%

$0.19

State Street SPDR Portfolio S&P 500 Value ETF

20/09/2013

30/09/2013

1.66%

$0.12

State Street SPDR Portfolio S&P 600 Small Cap ETF

20/09/2013

30/09/2013

1.42%

$0.14

State Street SPDR S&P 1500 Momentum Tilt ETF

20/09/2013

30/09/2013

0.89%

$0.25

State Street SPDR S&P Bank ETF

20/09/2013

30/09/2013

2.16%

$0.12

State Street SPDR S&P Capital Markets ETF

20/09/2013

30/09/2013

1.64%

$0.20

STI Education Systems Holdings Inc

13/09/2013

30/09/2013

4.17%

₱0.02

T. Rowe Price Institutional Floating Rate Fund Class F

30/09/2013

0.00%

$0.03

Telstra Group Ltd ADR

21/08/2013

30/09/2013

4.43%

$0.64

Thai Oil PCL

12/09/2013

30/09/2013

3.58%

THB 0.80

Unity Bancorp Inc

12/09/2013

30/09/2013

1.17%

$0.01

Vanguard FTSE Canada Index ETF

23/09/2013

30/09/2013

2.09%

CA$0.18

Vanguard FTSE Developed All Cap ex U.S. Index ETF

23/09/2013

30/09/2013

1.98%

CA$0.09

Vanguard Morningstar U.S. Total Market Index ETF (CAD-hedged)

23/09/2013

30/09/2013

1.87%

CA$0.14

Vanguard S&P 500 Index ETF (CAD-hedged)

23/09/2013

30/09/2013

0.85%

CA$0.13

Venezuela, Bolivarische Republik 7% 07/38

27/09/2013

30/09/2013

15.06%

$0.04

Wheeler Real Estate Investment Trust Inc

28/08/2013

30/09/2013

0.00%

$0.04

ABICO NetCom Co

28/08/2013

30/09/2013

0.00%

NT$0.97

AdvisorShares Dorsey Wright ADR ETF

24/09/2013

30/09/2013

0.82%

$0.01

AdvisorShares Newfleet Multi-Sector Income ETF

24/09/2013

30/09/2013

0.00%

$0.11

AdvisorShares North Square McKee ESG Core Bond ETF

24/09/2013

30/09/2013

0.00%

$0.07

Ahoku Electronic Co

03/09/2013

30/09/2013

1.93%

NT$0.40

Albion KAY VCT PLC

04/09/2013

30/09/2013

0.00%

£0.01

Amigo Technology Inc

05/09/2013

30/09/2013

0.00%

NT$1.52

Amundi Money Market Fund - Short Term (USD) PC-D

26/09/2013

30/09/2013

0.00%

$0.00

Antec Inc

27/08/2013

30/09/2013

0.00%

NT$1.51

Asia Orient Holdings Ltd

26/08/2013

30/09/2013

0.00%

HK$0.04

Asia Standard Hotel Group Ltd

26/08/2013

30/09/2013

0.00%

HK$0.01

Asia Standard International Group Ltd

23/08/2013

30/09/2013

0.00%

HK$0.04

Biostar Microtech International Corp

02/09/2013

30/09/2013

0.00%

NT$0.50

BondBloxx High Yield Income ETF

13/09/2013

30/09/2013

6.06%

$0.08

Boustead Holdings Bhd

11/09/2013

30/09/2013

0.00%

MYR 0.04

Camau Trading JSC

06/09/2013

30/09/2013

0.00%

₫413

Cambridge Bancorp

06/09/2013

30/09/2013

0.00%

$0.39

Capinfo Co Ltd Class H

21/06/2013

30/09/2013

4.08%

CN¥0.13

Central Valley Community Bancorp

12/09/2013

30/09/2013

0.00%

$0.05

Chengdu Hongqi Chain Co Ltd Class A

30/09/2013

2.28%

CN¥0.03

Cielo SA

16/09/2013

30/09/2013

0.00%

R$0.31

Citizens Holding Co

12/09/2013

30/09/2013

0.00%

$0.22

Co-operators General Insurance Co Non Cum Red Pref Registered Shs -E- Series -C-

28/08/2013

30/09/2013

5.37%

CA$0.31

Cohen & Steers Preferred Securities and Income Fund, Inc. Class A

30/09/2013

5.82%

$0.07

Come Sure Group holdings

04/09/2013

30/09/2013

0.00%

HK$0.02

Computer Engineering & Consulting Ltd

29/07/2013

30/09/2013

3.80%

JP¥5

Dragon Crown Group Holdings Ltd

04/09/2013

30/09/2013

0.00%

HK$0.02

Dundee Corp Cum 1st Pref Registered Shs Series -2-

12/09/2013

30/09/2013

0.00%

CA$0.42

DWS Strategic Municipal Income Trust

19/09/2013

30/09/2013

0.00%

$0.08

Eaton Vance California Municipal Bond Fund

19/09/2013

30/09/2013

0.00%

$0.05

Eaton Vance Floating-Rate Advantage Fund Class A

30/09/2013

0.00%

$0.04

Eaton Vance Floating-Rate Advantage Fund Class I

30/09/2013

0.00%

$0.04

Eaton Vance New York Municipal Bond Fund

19/09/2013

30/09/2013

0.00%

$0.06

ENVIPRO HOLDINGS Inc

26/06/2013

30/09/2013

3.50%

JP¥3

ERSTE BOND DOLLAR CORPORATE EUR R01 A

27/09/2013

30/09/2013

3.28%

€2.40

ERSTE BOND DOLLAR CORPORATE USD R01 A

27/09/2013

30/09/2013

3.24%

€2.40

ERSTE Bond Euro Corporate EUR R01 A

27/09/2013

30/09/2013

2.55%

€3.10

Farmers & Merchants Bank of Long Beach

12/09/2013

30/09/2013

1.13%

$22.00

First Trust Alerian U.S. NextGen Infrastructure ETF

20/09/2013

30/09/2013

0.00%

$0.12

First Trust Asia Pacific Ex-Japan AlphaDEX Fund

20/09/2013

30/09/2013

3.52%

$0.15

First Trust BICK Index Fund

20/09/2013

30/09/2013

0.00%

$0.11

First Trust Brazil AlphaDEX Fund

20/09/2013

30/09/2013

4.00%

$0.06

First Trust Capital Strength ETF

20/09/2013

30/09/2013

1.10%

$0.11

First Trust Chindia ETF (USD)

20/09/2013

30/09/2013

0.00%

$0.08

First Trust Consumer Discretionary AlphaDEX Fund

20/09/2013

30/09/2013

0.64%

$0.02

First Trust Consumer Staples AlphaDEX Fund

20/09/2013

30/09/2013

2.47%

$0.10

First Trust Developed Markets Ex-US AlphaDEX Fund

20/09/2013

30/09/2013

2.69%

$0.15

First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

20/09/2013

30/09/2013

2.63%

$0.07

First Trust Dividend Strength ETF

20/09/2013

30/09/2013

1.51%

$0.04

First Trust Dorsey Wright People's Portfolio ETF

20/09/2013

30/09/2013

0.00%

$0.10

First Trust Dow Jones Select MicroCap Index Fund

20/09/2013

30/09/2013

1.36%

$0.05

First Trust Emerging Markets AlphaDEX Fund

20/09/2013

30/09/2013

2.14%

$0.15

First Trust Emerging Markets Small Cap AlphaDEX Fund

20/09/2013

30/09/2013

4.18%

$0.24

First Trust Energy AlphaDEX Fund

20/09/2013

30/09/2013

1.49%

$0.06

First Trust Europe AlphaDEX Fund

20/09/2013

30/09/2013

2.68%

$0.04

First Trust Financials AlphaDEX® Fund (USD)

20/09/2013

30/09/2013

2.02%

$0.06

First Trust Germany AlphaDEX Fund

20/09/2013

30/09/2013

1.39%

$0.00

First Trust Industrials/Producer Durables AlphaDEX Fund

20/09/2013

30/09/2013

0.68%

$0.05

First Trust Indxx Global Agriculture ETF

20/09/2013

30/09/2013

1.24%

$0.01

First Trust Indxx Global Natural Resources Income ETF

20/09/2013

30/09/2013

1.91%

$0.20

First Trust IndXX NextG ETF

20/09/2013

30/09/2013

1.18%

$0.10

First Trust Japan AlphaDEX Fund

20/09/2013

30/09/2013

2.45%

$0.00

First Trust Large Cap Core AlphaDEX Fund

20/09/2013

30/09/2013

0.95%

$0.11

First Trust Large Cap Growth AlphaDEX Fund

20/09/2013

30/09/2013

0.15%

$0.05

First Trust Large Cap Value AlphaDEX Fund

20/09/2013

30/09/2013

1.61%

$0.15

First Trust Latin America AlphaDEX Fund

20/09/2013

30/09/2013

3.32%

$0.00

First Trust Materials AlphaDEX Fund

20/09/2013

30/09/2013

1.30%

$0.06

First Trust Mid Cap Core AlphaDEX Fund

20/09/2013

30/09/2013

0.82%

$0.12

First Trust Mid Cap Growth AlphaDEX Fund

20/09/2013

30/09/2013

0.17%

$0.07

First Trust Mid Cap Value AlphaDEX Fund

20/09/2013

30/09/2013

1.42%

$0.05

First Trust Morningstar Dividend Leaders Index Fund

20/09/2013

30/09/2013

3.53%

$0.12

First Trust Multi Cap Growth AlphaDEX Fund

20/09/2013

30/09/2013

0.10%

$0.05

First Trust Multi Cap Value AlphaDEX Fund

20/09/2013

30/09/2013

1.53%

$0.11

First Trust NASDAQ ABA Community Bank Index Fund

20/09/2013

30/09/2013

2.27%

$0.09

First Trust NASDAQ-100 Ex-Technology Sector Index Fund

20/09/2013

30/09/2013

0.69%

$0.01

First Trust NASDAQ-100-Technology Sector Index Fund

20/09/2013

30/09/2013

0.01%

$0.07

First Trust North American Energy Infrastructure Fund

20/09/2013

30/09/2013

2.77%

$0.20

First Trust S&P REIT Index Fund

20/09/2013

30/09/2013

2.22%

$0.17

First Trust Small Cap Core AlphaDEX Fund

20/09/2013

30/09/2013

0.92%

$0.03

First Trust Small Cap Value AlphaDEX Fund

20/09/2013

30/09/2013

1.46%

$0.03

First Trust Switzerland AlphaDEX Fund

20/09/2013

30/09/2013

2.07%

$0.00

First Trust Tactical High Yield ETF

20/09/2013

30/09/2013

6.71%

$0.25

First Trust Technology AlphaDEX Fund

20/09/2013

30/09/2013

0.00%

$0.01

First Trust United Kingdom AlphaDEX Fund

20/09/2013

30/09/2013

2.65%

$0.12

First Trust US Equity Opportunities ETF

20/09/2013

30/09/2013

0.52%

$0.04

First Trust Utilities AlphaDEX Fund

20/09/2013

30/09/2013

2.29%

$0.28

First Trust Value Line Dividend Index Fund

20/09/2013

30/09/2013

2.28%

$0.12

Flexituff Ventures International Ltd

19/09/2013

30/09/2013

0.00%

₹1.00

Flytech Technology Co Ltd

20/08/2013

30/09/2013

3.99%

NT$2.42

FP Newspapers Inc

28/08/2013

30/09/2013

0.00%

CA$0.05

Grand Parade Investments Ltd

20/09/2013

30/09/2013

0.00%

ZAR 0.15

GREE Holdings Inc

26/06/2013

30/09/2013

5.39%

JP¥14

Grindrod Ltd

20/09/2013

30/09/2013

3.60%

ZAR 0.20

Gujarat Narmada Valley Fertilizers & Chemicals Ltd

22/08/2013

30/09/2013

3.74%

₹3.50

Hannstar Board Corp

04/09/2013

30/09/2013

3.49%

NT$0.43

Highland/iBoxx Senior Loan ETF

13/09/2013

30/09/2013

0.00%

$0.08

Intertape Polymer Group Inc

12/09/2013

30/09/2013

0.00%

$0.08

Invesco Active U.S. Real Estate Fund

20/09/2013

30/09/2013

3.29%

$0.05

Invesco Bloomberg MVP Multi-factor ETF

20/09/2013

30/09/2013

1.70%

$0.13

Invesco California AMT-Free Municipal Bond ETF

13/09/2013

30/09/2013

4.08%

$0.08

Invesco Dorsey Wright Basic Materials Momentum ETF

20/09/2013

30/09/2013

0.49%

$0.07

Invesco Dorsey Wright Consumer Cyclicals Momentum ETF

20/09/2013

30/09/2013

0.26%

$0.03

Invesco Dorsey Wright Consumer Staples Momentum ETF

20/09/2013

30/09/2013

0.76%

$0.13

Invesco Dorsey Wright Developed Markets Momentum ETF

20/09/2013

30/09/2013

1.54%

$0.13

Invesco Dorsey Wright Emerging Markets Momentum ETF

20/09/2013

30/09/2013

1.69%

$0.08

Invesco Dorsey Wright Energy Momentum ETF

20/09/2013

30/09/2013

1.12%

$0.06

Invesco Dorsey Wright Financial Momentum ETF

20/09/2013

30/09/2013

0.95%

$0.08

Invesco Dorsey Wright Industrials Momentum ETF

20/09/2013

30/09/2013

0.00%

$0.06

Invesco Dorsey Wright Momentum ETF

20/09/2013

30/09/2013

0.25%

$0.03

Invesco Dorsey Wright SmallCap Momentum ETF

20/09/2013

30/09/2013

0.00%

$0.00

Invesco Dorsey Wright Utilities Momentum ETF

20/09/2013

30/09/2013

2.14%

$0.19

Invesco Dynamic Leisure and Entertainment ETF

20/09/2013

30/09/2013

0.53%

$0.03

Invesco Emerging Markets Sovereign Debt ETF

13/09/2013

30/09/2013

5.99%

$0.11

Invesco Energy Exploration & Production ETF

20/09/2013

30/09/2013

1.55%

$0.26

Invesco Equal Weight 0-30 Year Treasury ETF

13/09/2013

30/09/2013

4.27%

$0.06

Invesco Floating Rate Municipal Income ETF

13/09/2013

30/09/2013

2.07%

$0.00

Invesco Fundamental Investment Grade Corporate Bond ETF

13/09/2013

30/09/2013

4.62%

$0.05

Invesco International Corporate Bond ETF

13/09/2013

30/09/2013

3.51%

$0.06

Invesco KBW Property & Casualty Insurance ETF

20/09/2013

30/09/2013

1.90%

$0.08

Invesco Large Cap Growth ETF

20/09/2013

30/09/2013

0.10%

$0.02

Invesco Large Cap Value ETF

20/09/2013

30/09/2013

1.61%

$0.13

Invesco National AMT-Free Municipal Bond ETF

13/09/2013

30/09/2013

4.13%

$0.08

Invesco New York AMT-Free Municipal Bond ETF

13/09/2013

30/09/2013

4.15%

$0.07

Invesco Next Gen Connectivity ETF

20/09/2013

30/09/2013

0.63%

$0.11

Invesco Oil & Gas Services ETF

20/09/2013

30/09/2013

2.13%

$0.03

Invesco Pharmaceuticals ETF

20/09/2013

30/09/2013

0.86%

$0.04

Invesco RAFI Developed Markets ex-U.S. ETF

20/09/2013

30/09/2013

2.98%

$0.35

Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF

20/09/2013

30/09/2013

3.13%

$0.15

Invesco RAFI Emerging Markets ETF

20/09/2013

30/09/2013

4.08%

$0.31

Invesco S&P 100 Equal Weight ETF

20/09/2013

30/09/2013

1.54%

$0.14

Invesco S&P 500 Equal Weight Energy ETF

20/09/2013

30/09/2013

1.80%

$0.21

Invesco S&P 500 Equal Weight Financials ETF

20/09/2013

30/09/2013

1.51%

$0.17

Invesco S&P 500 Equal Weight Industrials ETF

20/09/2013

30/09/2013

0.87%

$0.04

Invesco S&P 500 Equal Weight Utilities ETF

20/09/2013

30/09/2013

2.70%

$0.61

Invesco S&P 500 High Beta ETF

20/09/2013

30/09/2013

0.55%

$0.05

Invesco S&P 500 Value with Momentum ETF

20/09/2013

30/09/2013

1.93%

$0.13

Invesco S&P Emerging Markets Low Volatility ETF

20/09/2013

30/09/2013

3.80%

$0.14

Invesco S&P International Developed Low Volatility ETF

20/09/2013

30/09/2013

4.86%

$0.17

Invesco S&P International Developed Quality ETF

20/09/2013

30/09/2013

2.00%

$0.06

Invesco S&P MidCap 400 GARP ETF

20/09/2013

30/09/2013

0.45%

$0.12

Invesco S&P MidCap 400 Pure Growth ETF

20/09/2013

30/09/2013

0.20%

$0.03

Invesco S&P MidCap 400 Pure Value ETF

20/09/2013

30/09/2013

1.61%

$0.12

Invesco S&P MidCap Low Volatility ETF

20/09/2013

30/09/2013

2.92%

$0.11

Invesco S&P MidCap Value with Momentum ETF

20/09/2013

30/09/2013

1.78%

$0.07

Invesco S&P SmallCap 600 Equal Weight ETF

20/09/2013

30/09/2013

0.00%

$0.09

Invesco S&P SmallCap 600 Pure Growth ETF

20/09/2013

30/09/2013

0.48%

$0.05

Invesco S&P SmallCap Consumer Staples ETF

20/09/2013

30/09/2013

1.75%

$0.03

Invesco S&P SmallCap Financials ETF

20/09/2013

30/09/2013

2.20%

$0.14

Invesco S&P SmallCap Industrials ETF

20/09/2013

30/09/2013

0.38%

$0.02

Invesco S&P SmallCap Low Volatility ETF

20/09/2013

30/09/2013

1.43%

$0.09

Invesco S&P SmallCap Materials ETF

20/09/2013

30/09/2013

1.03%

$0.04

Invesco S&P SmallCap Utilities & Communication Services ETF

20/09/2013

30/09/2013

1.00%

$0.28

Invesco S&P SmallCap Value with Momentum ETF

20/09/2013

30/09/2013

1.80%

$0.05

Invesco Taxable Municipal Bond ETF

13/09/2013

30/09/2013

4.63%

$0.12

Invesco Zacks Multi-Asset Income ETF

24/09/2013

30/09/2013

4.09%

$0.32

Isabella Bank Corp

20/09/2013

30/09/2013

2.85%

$0.21

iShares 1-10 Year Laddered Corporate Bond Index ETF Common Class

18/09/2013

30/09/2013

3.55%

CA$0.07

iShares 1-10 Year Laddered Government Bond Index ETF Common Class

18/09/2013

30/09/2013

2.74%

CA$0.06

iShares 1-5 Year Laddered Corporate Bond Index ETF Common Class

18/09/2013

30/09/2013

3.70%

CA$0.07

iShares Canadian HYBrid Corporate Bond Index ETF

18/09/2013

30/09/2013

4.91%

CA$0.09

iShares Core Canadian Government Bond Index ETF

18/09/2013

30/09/2013

3.34%

CA$0.05

iShares Emerging Markets Fundamental Index ETF Common Class

18/09/2013

30/09/2013

4.39%

CA$0.10

iShares ESG MSCI KLD 400 ETF

24/09/2013

30/09/2013

0.85%

$0.12

iShares Floating Rate Index ETF

18/09/2013

30/09/2013

2.57%

CA$0.02

iShares Global Real Estate Index ETF Common Class

18/09/2013

30/09/2013

2.35%

CA$0.10

iShares High Quality Canadian Bond Index ETF Common Class

18/09/2013

30/09/2013

3.60%

CA$0.04

iShares High Yield Muni Active ETF

30/09/2013

5.25%

$0.20

iShares J.P. Morgan USD Emerging Markets Bond Index ETF (CAD-Hedged)

18/09/2013

30/09/2013

4.44%

CA$0.06

iShares Micro-Cap ETF

24/09/2013

30/09/2013

0.99%

$0.16

iShares Morningstar Growth ETF

24/09/2013

30/09/2013

0.42%

$0.04

iShares Morningstar Mid-Cap ETF

24/09/2013

30/09/2013

1.21%

$0.08

iShares Morningstar Mid-Cap Growth ETF

24/09/2013

30/09/2013

0.63%

$0.04

iShares Morningstar Mid-Cap Value ETF

24/09/2013

30/09/2013

1.80%

$0.54

iShares Morningstar Small-Cap ETF

24/09/2013

30/09/2013

1.29%

$0.07

iShares Morningstar Small-Cap Growth ETF

24/09/2013

30/09/2013

0.60%

$0.03

iShares Morningstar Small-Cap Value ETF

24/09/2013

30/09/2013

1.84%

$0.17

iShares Morningstar U.S. Equity ETF

24/09/2013

30/09/2013

0.96%

$0.13

iShares Morningstar Value ETF

24/09/2013

30/09/2013

1.52%

$0.32

iShares MSCI Min Vol Canada Index ETF

18/09/2013

30/09/2013

5.63%

CA$0.16

iShares MSCI USA Size Factor ETF

24/09/2013

30/09/2013

1.39%

$0.27

iShares North American Natural Resources ETF

24/09/2013

30/09/2013

1.80%

$0.14

iShares Russell 1000 ETF

24/09/2013

30/09/2013

0.90%

$0.40

iShares Russell Mid-Cap ETF

24/09/2013

30/09/2013

1.15%

$0.10

iShares Russell Top 200 ETF

24/09/2013

30/09/2013

0.83%

$0.18

iShares Russell Top 200 Value ETF

24/09/2013

30/09/2013

1.36%

$0.21

iShares S&P Mid-Cap 400 Growth ETF

24/09/2013

30/09/2013

0.55%

$0.08

iShares S&P Small-Cap 600 Growth ETF

24/09/2013

30/09/2013

0.73%

$0.16

iShares Short Duration High Income ETF (CAD-Hedged) Common Class

18/09/2013

30/09/2013

0.00%

CA$0.08

iShares U.S. Basic Materials ETF

24/09/2013

30/09/2013

1.25%

$0.27

iShares U.S. Broker-Dealers & Securities Exchanges ETF

24/09/2013

30/09/2013

1.08%

$0.09

iShares U.S. Financials ETF

24/09/2013

30/09/2013

1.41%

$0.25

iShares U.S. High Dividend Equity Index ETF (CAD-Hedged)

18/09/2013

30/09/2013

6.65%

CA$0.06

iShares U.S. High Yield Bond Index ETF (CAD-Hedged)

18/09/2013

30/09/2013

6.28%

CA$0.10

iShares U.S. High Yield Fixed Income Index ETF (CADHedged) Common Class

18/09/2013

30/09/2013

0.00%

CA$0.10

iShares U.S. IG Corporate Bond Index ETF (CAD-Hedged)

18/09/2013

30/09/2013

4.71%

CA$0.06

iShares U.S. Industrials ETF (USD)

24/09/2013

30/09/2013

0.74%

$0.29

iShares U.S. Insurance ETF

24/09/2013

30/09/2013

1.45%

$0.14

iShares U.S. Oil Equipment & Services ETF

24/09/2013

30/09/2013

1.16%

$0.15

iShares U.S. Regional Banks ETF

24/09/2013

30/09/2013

2.60%

$0.12

iShares US Consumer Discretionary ETF

24/09/2013

30/09/2013

0.52%

$0.06

iShares US Dividend Growers Index ETF (CAD-Hedged) Common Class

18/09/2013

30/09/2013

1.84%

CA$0.04

iShares US Fundamental Index ETF (CAD-Hedged) Common Class

18/09/2013

30/09/2013

4.50%

CA$0.06

iShares US Fundamental Index ETF Common Class

18/09/2013

30/09/2013

4.19%

CA$0.05

Janus Henderson Balanced Fund Class A

30/09/2013

0.00%

$0.11

JMicron Technology Corp

05/09/2013

30/09/2013

0.00%

NT$0.69

JPM Funds - Global Convertibles Fund (EUR) A (dist)

13/09/2013

30/09/2013

2.78%

€0.20

JPM Global Convertibles (EUR) A (dist) - GBP (hedged)

13/09/2013

30/09/2013

2.96%

£0.23

JPMorgan Funds - Africa Equity Fund A (perf) (dist)

13/09/2013

30/09/2013

0.00%

$0.07

JPMorgan Funds - Africa Equity Fund A (perf) (dist)

13/09/2013

30/09/2013

0.00%

$0.33

JPMorgan Funds - Brazil Equity Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.14

JPMorgan Funds - Emerging Markets Corporate Bond Fund A (dist) EUR (hedged)

13/09/2013

30/09/2013

5.20%

€2.96

JPMorgan Funds - Emerging Markets Debt Fund A (dist)

13/09/2013

30/09/2013

5.77%

$4.68

JPMorgan Funds - Emerging Markets Equity Fund A (dist)

13/09/2013

30/09/2013

0.30%

£0.07

JPMorgan Funds - Emerging Markets Investment Grade Bond Fund A (dist)

13/09/2013

30/09/2013

4.21%

$3.26

JPMorgan Funds - Emerging Markets Local Currency Debt Fund A (dist)

13/09/2013

30/09/2013

5.11%

£3.38

JPMorgan Funds - Emerging Markets Local Currency Debt Fund A (dist)

13/09/2013

30/09/2013

5.97%

€4.05

JPMorgan Funds - Emerging Markets Opportunities Fund A (dist)

13/09/2013

30/09/2013

0.85%

$1.07

JPMorgan Funds - Emerging Markets Opportunities Fund A (dist)

13/09/2013

30/09/2013

0.86%

€1.34

JPMorgan Funds - Emerging Markets Small Cap Fund A (perf) (dist)

13/09/2013

30/09/2013

0.63%

£0.03

JPMorgan Funds - Euro Government Short Duration Bond Fund A (dist)

13/09/2013

30/09/2013

2.07%

€0.24

JPMorgan Funds - Euroland Equity Fund A (dist)

13/09/2013

30/09/2013

1.18%

$0.12

JPMorgan Funds - Europe Dynamic Fund A (dist)

13/09/2013

30/09/2013

1.54%

£0.20

JPMorgan Funds - Europe Dynamic Small Cap Fund A (perf) (dist)

13/09/2013

30/09/2013

1.68%

€0.19

JPMorgan Funds - Europe Dynamic Technologies Fund A (dist)

13/09/2013

30/09/2013

0.02%

£0.02

JPMorgan Funds - Europe Equity Fund A (dist)

13/09/2013

30/09/2013

2.07%

$0.65

JPMorgan Funds - Europe Equity Plus Fund A (perf) (dist)

13/09/2013

30/09/2013

0.78%

£0.12

JPMorgan Funds - Europe Small Cap Fund A (dist)

13/09/2013

30/09/2013

1.36%

£0.16

JPMorgan Funds - Europe Strategic Value Fund A (dist)

13/09/2013

30/09/2013

1.37%

£0.27

JPMorgan Funds - Financials Bond Fund A (dist)

13/09/2013

30/09/2013

0.00%

€3.65

JPMorgan Funds - Global Convertibles Fund (EUR) A (dist)

13/09/2013

30/09/2013

3.04%

$0.26

JPMorgan Funds - Global Corporate Bond Fund A (dist)

13/09/2013

30/09/2013

3.99%

$2.54

JPMorgan Funds - Global Corporate Bond Fund A (dist) EUR (hedged)

13/09/2013

30/09/2013

3.44%

€2.28

JPMorgan Funds - Global Corporate Bond Fund A (dist) GBP (hedged)

13/09/2013

30/09/2013

3.90%

£0.23

JPMorgan Funds - Global Equity Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.05

JPMorgan Funds - Global Equity Fund A (dist)

13/09/2013

30/09/2013

0.00%

$0.03

JPMorgan Funds - Global Focus Fund A (dist)

13/09/2013

30/09/2013

0.04%

$0.10

JPMorgan Funds - Global Growth Fund A (dist)

13/09/2013

30/09/2013

0.01%

$0.13

JPMorgan Funds - Global Growth Fund A (dist) EUR (hedged)

13/09/2013

30/09/2013

0.06%

€0.04

JPMorgan Funds - Global Healthcare Fund A (dist)

13/09/2013

30/09/2013

0.00%

£0.01

JPMorgan Funds - Global Real Estate Securities Fund (USD) A (dist) - EUR (hedged)

13/09/2013

30/09/2013

0.00%

€0.16

JPMorgan Funds - Global Sustainable Equity Fund A (dist)

13/09/2013

30/09/2013

0.04%

$0.02

JPMorgan Funds - Japan Equity Fund A (dist)

13/09/2013

30/09/2013

0.04%

£0.03

JPMorgan Funds - Pacific Equity Fund A (dist)

13/09/2013

30/09/2013

0.04%

£0.07

JPMorgan Funds - Sterling Bond Fund A (dist)

13/09/2013

30/09/2013

0.00%

£0.04

JPMorgan Funds - US Growth Fund A (dist)

13/09/2013

30/09/2013

0.02%

£0.01

JPMorgan Funds - US Select Equity Plus Fund A (dist)

13/09/2013

30/09/2013

0.02%

$0.01

JPMorgan Funds - US Select Equity Plus Fund A (dist)

13/09/2013

30/09/2013

0.02%

£0.01

JPMorgan Funds - US Small Cap Growth Fund A (dist)

13/09/2013

30/09/2013

0.02%

£0.01

JPMorgan Funds - US Value Fund A (dist)

13/09/2013

30/09/2013

0.02%

£0.04

Khind Holdings Bhd

13/09/2013

30/09/2013

7.41%

MYR 0.10

Kiatnakin Phatra Bank PCL Units Non-Voting Depository Receipt

10/09/2013

30/09/2013

6.59%

THB 1.00

Luxchem Corp Bhd

05/09/2013

30/09/2013

4.60%

MYR 0.01

Media Prima Bhd

11/09/2013

30/09/2013

3.57%

MYR 0.03

Nanjing Central Emporium Group Stocks Co Ltd Class A

25/09/2013

30/09/2013

0.00%

CN¥0.03

NVC International Holdings Ltd

12/09/2013

30/09/2013

0.00%

HK$0.10

Old Point Financial Corp

28/08/2013

30/09/2013

0.00%

$0.06

Pan-International Industrial Corp

08/08/2013

30/09/2013

1.96%

NT$0.30

PIMCO GIS Global Investment Grade Credit Fund Investor CHF (Hedged) Income

27/09/2013

30/09/2013

4.74%

CHF 0.08

PIMCO GIS Total Return Bond Fund E Class USD Income

27/09/2013

30/09/2013

3.63%

$0.03

PIMCO GIS US High Yield Bond Fund Investor USD Income

27/09/2013

30/09/2013

6.68%

$0.11

Pioneer Municipal High Income Advantage Fund, Inc.

13/09/2013

30/09/2013

0.00%

$0.10

Pioneer Municipal High Income Fund, Inc.

13/09/2013

30/09/2013

0.00%

$0.10

Plasson Industries Ltd

15/09/2013

30/09/2013

8.83%

₪3.00

Prochem SA

20/06/2013

30/09/2013

0.00%

PLN 0.78

Qualcomm Inc Shs Unsponsored Brazilian Depository Receipt Repr 1 Sh

30/08/2013

30/09/2013

1.42%

R$0.06

RF Capital Group Inc

06/09/2013

30/09/2013

0.00%

CA$0.50

Rights & Issues Investment Trust Ord

28/08/2013

30/09/2013

1.85%

£0.01

S Split Corp 5 1/4 % Cum Red Pfd Shs 2007-30.11.21

12/09/2013

30/09/2013

0.00%

CA$0.04

San Lien Technology Corp

30/08/2013

30/09/2013

3.25%

NT$0.95

Santo Corp

26/06/2013

30/09/2013

3.22%

JP¥40

Sanyang Motor Co Ltd

15/08/2013

30/09/2013

4.85%

NT$0.45

Scala Inc

26/06/2013

30/09/2013

4.94%

JP¥4

Shin Hai Gas Corp

09/09/2013

30/09/2013

4.25%

NT$0.90

South Africa, Republic of 6,25% 06/36

27/09/2013

30/09/2013

7.51%

ZAR 0.03

SPDR S&P 600 Small Cap ETF

20/09/2013

30/09/2013

0.00%

$0.23

State Street SPDR NYSE Technology ETF

20/09/2013

30/09/2013

0.15%

$0.11

State Street SPDR Portfolio S&P 400 Mid Cap ETF

20/09/2013

30/09/2013

1.24%

$0.28

State Street SPDR S&P 1500 Value Tilt ETF

20/09/2013

30/09/2013

1.57%

$0.34

State Street SPDR S&P 400 Mid Cap Growth ETF

20/09/2013

30/09/2013

0.60%

$0.24

State Street SPDR S&P 400 Mid Cap Value ETF

20/09/2013

30/09/2013

1.70%

$0.15

State Street SPDR S&P 600 Small Cap Growth ETF

20/09/2013

30/09/2013

0.69%

$0.27

State Street SPDR S&P Health Care Equipment ETF

20/09/2013

30/09/2013

0.08%

$0.04

State Street SPDR S&P Insurance ETF

20/09/2013

30/09/2013

1.57%

$0.20

State Street SPDR S&P Oil & Gas Equipment & Services ETF

20/09/2013

30/09/2013

1.07%

$0.09

State Street SPDR S&P Pharmaceuticals ETF

20/09/2013

30/09/2013

0.50%

$0.12

State Street SPDR S&P Software & Services ETF

20/09/2013

30/09/2013

0.06%

$0.18

State Street SPDR S&P Transportation ETF

20/09/2013

30/09/2013

0.72%

$0.07

State Street SPDR US Large Cap Low Volatility Index ETF

20/09/2013

30/09/2013

2.16%

$0.41

State Street SPDR US Small Cap Low Volatility Index ETF

20/09/2013

30/09/2013

2.27%

$0.44

Steamships Trading Co Ltd

09/09/2013

30/09/2013

2.92%

A$0.20

Suzuki Co Ltd

26/06/2013

30/09/2013

3.92%

JP¥14

Tan Chong Motor Holdings Bhd

11/09/2013

30/09/2013

0.00%

MYR 0.15

Tenfu (Cayman) Holdings Co Ltd

12/09/2013

30/09/2013

4.26%

HK$0.07

Top 10 Split Trust 6 1/4 % Pfd Secs 2005-31.3.11 Ext to 31.3.21 Subord

12/09/2013

30/09/2013

0.00%

CA$0.20

Toyo Drilube Co Ltd

26/06/2013

30/09/2013

2.45%

JP¥5

UBS Asset Management Floating Rate High Income Fund Institutional Class

30/09/2013

0.00%

$0.02

Universal Engeisha Co Ltd

26/06/2013

30/09/2013

0.42%

JP¥13

Vanguard Canadian Short-Term Bond Index ETF

23/09/2013

30/09/2013

2.98%

CA$0.04

Vanguard Canadian Short-Term Corporate Bond Index ETF

23/09/2013

30/09/2013

3.88%

CA$0.04

Vanguard FTSE Developed All Cap ex U.S. Index ETF (CAD-hedged)

23/09/2013

30/09/2013

1.98%

CA$0.12

Vanguard U.S. Dividend Appreciation Index ETF

23/09/2013

30/09/2013

1.04%

CA$0.10

Vanguard U.S. Dividend Appreciation Index ETF (CAD-hedged)

23/09/2013

30/09/2013

1.06%

CA$0.10

Warisan TC Holdings Bhd

11/09/2013

30/09/2013

0.00%

MYR 0.06

Ways Technical Corp

27/08/2013

30/09/2013

0.00%

NT$4.00

X-Legend Entertainment Co Ltd

22/08/2013

30/09/2013

3.62%

NT$0.71

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All 923 dividends with pay date on 30 September 2013

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